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arXiv:2302.01207 · Physical review. B./Physical review. B

Spontaneous symmetry breaking without ground state degeneracy in generalized N -state clock model

Yaozong Hu, Haruki Watanabe

Published May 22, 2023• 15 citations
arXivHTMLPDF

Abstract

Spontaneous symmetry breaking is a ubiquitous phenomenon in nature. One of the defining features of symmetry-broken phases is that the large system size limit and the vanishing external field limit do not commute. In this work, we study a family of extensions of the $N$-state clock model. We find that the exact symmetry and the ground state degeneracy under the periodic boundary condition heavily depend on the system size, although the model has the manifest translation symmetry. In particular, the ground state can be unique and all excitations are gapped even when the phase exhibits noncommutativity of the two limits. Our model hence poses a question on the standard understanding of spontaneous symmetry breaking.

DOI
10.1103/physrevb.107.195139

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•Jan 1, 2015•0 citations
Spontaneous symmetry breaking is a ubiquitous phenomenon in nature. One of the defining features of symmetry-broken phases is that the large system size limit and the vanishing external field limit do not commute. In this work, we study a family of extensions of the NNN-state clock model. We find that the exact symmetry and the ground state degeneracy under the periodic boundary condition heavily depend on the system size, although the model has the manifest translation symmetry. In particular, the ground state can be unique and all excitations are gapped even when the phase exhibits noncommutativity of the two limits. Our model hence poses a question on the standard understanding of spontaneous symmetry breaking.
Spontaneous symmetry breaking (SSB) in quantum systems, such as ferromagnets, is normally described as (or as arising from) degeneracy of the ground state; however, it is well established that this degeneracy only occurs in spatially infinite systems, and even better established that ferromagnets are not spatially infinite. I review this well-known paradox, and consider a popular solution where the symmetry is explicitly broken by some external field which goes to zero in the infinite-volume limit; although this is formally satisfactory, I argue that it must be rejected as a physical explanation of SSB since it fails to reproduce some important features of the phenomenology. Motivated by considerations from the analogous classical system, I argue that SSB in finite systems should be understood in terms of the approximate decoupling of the system's state space into dynamically-isolated sectors, related by a symmetry transformation; I use the formalism of decoherent histories to make this more precise and to quantify the effect, showing that it is more than sufficient to explain SSB in realistic systems and that it goes over in a smooth and natural way to the infinite limit.
We study spontaneous symmetry breaking in one dimensional quantum mechanical problems in terms of two-point boundary problems which lead to singular potentials containing Dirac delta functions and its derivatives. We search for broken-symmetry bound states. For a particular entanglement of boundary conditions, we show the existence of a ground state, giving rise to a spontaneous symmetry breaking, stable under the phenomenon of decoherence generated from external fluctuations. We discuss the model in the context of the "chiral" broken-symmetry states of molecules like NH3NH_3NH3​.
Spontaneous symmetry breaking (SSB) occurs when a many-body system governed by a symmetric Hamiltonian, and prepared in a symmetry-broken state by the application of a field coupling to its order parameter O, retains a finite O value even after the field is switched off. SSB is generally thought to occur only in the thermodynamic limit N→∞ (for N degrees of freedom). In this limit, the time to restore the symmetry once the field is turned off, either via thermal or quantum fluctuations, is expected to diverge. Here, we show that SSB can also be observed in finite-size quantum spin systems, provided that the spin is half-integer and three conditions are met: (1) the ground state of the system has long-range correlations, (2) the Hamiltonian conserves the (spin) parity of the order parameter, and (3) N is odd. Using a combination of analytical arguments and numerical results (based on time-dependent variational Monte Carlo and rotor + spin-wave theory), we show that SSB on finite-size systems can be achieved via a quasiadiabatic preparation of the ground state-which, in U(1)-symmetric systems, is shown to require a symmetry-breaking field vanishing over timescales τ∼O(N). In these systems, the symmetry-broken state exhibits spin squeezing with Heisenberg scaling.
For a quantum many-body spin system undergoing spontaneous symmetry breaking with type-B Goldstone modes, a high degree of degeneracy arises in the ground state manifold. Generically, if this degeneracy is polynomial in system size, then it does not depend on the type of boundary conditions used. However, if there exists an emergent (local) symmetry operation tailored to a specific degenerate ground state, then we show that the degeneracies are exponential in system size and are different under periodic boundary conditions (PBCs) and open boundary conditions (OBCs). We further show that the exponential ground state degeneracies in turn imply the emergence of Goldstone flat bands -- single-mode excitations generated by a multi-site operator and its images under the repeated action of the translation operation under PBCs or the cyclic permutation symmetry operation under OBCs. Conversely, we also show that the presence of emergent Goldstone flat bands implies that there exists an emergent (local) symmetry operation tailored to a specific degenerate ground state. In addition, we propose an extrinsic characterization of emergent Goldstone flat bands, revealing a connection to quantum many-body scars, which violate the eigenstate thermalization hypothesis. We illustrate this by presenting examples from the staggered SU(4){\rm SU}(4)SU(4) spin-1 ferromagnetic biquadratic model and the staggered SU(4){\rm SU}(4)SU(4) ferromagnetic spin-orbital model. We also perform extensive numerical simulations for the more general SO(3){\rm SO}(3)SO(3) spin-1 bilinear-biquadratic and SO(4){\rm SO(4)}SO(4) ferromagnetic spin-orbital models, containing the two aforementioned models as the endpoints in the ferromagnetic regimes respectively, and confirm the emergence of Goldstone flat bands, as we approach these endpoints from deep inside the ferromagnetic regimes.
The phenomenon of spontaneous symmetry breaking is investigated in the dynamic thermalization of a degenerate quantum system. A three-level system interacting with a heat bath is carefully studied to this end. It is shown that the three-level system with degenerate ground states might have different behaviors depending on the details of the interaction with the heat bath when the temperature approaches zero. If we introduce an external field to break the degeneracy of the ground states and let it approach zero after letting the temperature approach zero, then two possibilities will arise: the steady state is a definite one of the degenerate states independent of the initial state, or the steady state is dependent on the initial state in a complicated way. The first possibility corresponds to a spontaneous symmetry breaking of the system and the second one implies that the heat bath could not totally erase the initial information in certain cases.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.