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arXiv:2212.00474

Symmetry Classification of Many-Body Lindbladians: Tenfold Way and Beyond

Lucas Sá, Pedro Ribeiro, Tomaž Prosen

Published Dec 1, 2022• 4 citations
arXivHTMLPDF

Abstract

We perform a systematic symmetry classification of many-body Lindblad superoperators describing general (interacting) open quantum systems coupled to a Markovian environment. Our classification is based on the behavior of the many-body Lindbladian under antiunitary symmetries and unitary involutions. We find that Hermiticity preservation reduces the number of symmetry classes, while trace preservation and complete positivity do not, and that the set of admissible classes depends on the presence of additional unitary symmetries: in their absence or in symmetry sectors containing steady states, many-body Lindbladians belong to one of ten non-Hermitian symmetry classes; if however, there are additional symmetries and we consider non-steady-state sectors, they belong to a different set of 19 classes. In both cases, it does not include classes with Kramer's degeneracy. Remarkably, our classification admits a straightforward generalization to the case of non-Markovian, and even non-trace-preserving, open quantum dynamics. While the abstract classification is completely general, we then apply it to general (long-range, interacting, spatially inhomogeneous) spin-$1/2$ chains. We explicitly build examples in all ten classes of Lindbladians in steady-state sectors, describing standard physical processes such as dephasing, spin injection and absorption, and incoherent hopping, thus illustrating the relevance of our classification for practical physics applications. Finally, we show that the examples in each class display unique random-matrix correlations. To fully resolve all symmetries, we employ the combined analysis of bulk complex spacing ratios and the overlap of eigenvector pairs related by symmetry operations. We further find that statistics of levels constrained onto the real and imaginary axes or close to the origin are not universal due to spontaneous breaking of Lindbladian PT symmetry.

DOI
10.48550/arxiv.2212.00474

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We develop a theory of symmetry in open quantum systems.Using the operator-state mapping, we characterize symmetry of Liouvillian superoperators for the open quantum dynamics by symmetry of operators in the double Hilbert space and apply the 38-fold internal-symmetry classification of non-Hermitian operators.We find rich symmetry classification due to the interplay between symmetry in the corresponding closed quantum systems and symmetry inherent in the construction of the Liouvillian superoperators.As an illustrative example of open quantum bosonic systems, we study symmetry classes of dissipative quantum spin models.For open quantum fermionic systems, we develop the Z 4 classification of fermion parity symmetry and antiunitary symmetry in the double Hilbert space, which contrasts with the Z 8 classification in closed quantum systems.We also develop the symmetry classification of open quantum fermionic many-body systems-a dissipative generalization of the Sachdev-Ye-Kitaev (SYK) model described by the Lindblad master equation.We establish the periodic tables of the SYK Lindbladians and elucidate the difference from the SYK Hamiltonians.Furthermore, from extensive numerical calculations, we study its complex-spectral statistics and demonstrate dissipative quantum chaos enriched by symmetry.
Symmetry classification is crucial in understanding universal properties of quantum matter. Recently, the scope of symmetry classification has been extended to open quantum systems governed by the Lindblad master equation. However, the classifications of Lindbladians and steady states remain largely separate, because the former requires the non-Hermitian classification framework, while the latter relies on the classification scheme for Hermitian matrices. In this paper we build connections between symmetry classes of quadratic Lindbladians and their steady states, despite their different classification frameworks. We classify the full matrix representation of generic quadratic Lindbladians with particle conservation, showing they fall into 27 non-Hermitian symmetry classes. Among these, 22 classes lead to an infinite-temperature steady state. The remaining five classes have one-to-one correspondence with five steady-state Hermitian symmetry classes. Numerical simulations of random Lindbladian dynamics confirm the convergence to the correct steady-state symmetry classes at long time.
A parity-time (PT) transition is a spectral transition characteristic of non-Hermitian generators; it typically occurs at an exceptional point, where multiple eigenvectors coalesce. The concept of a PT transition has been extended to Markovian open quantum systems, which are described by the GKSL equation. Interestingly, the PT transition in many-body Markovian open quantum systems, the so-called \textit{Lindbladian PT (L-PT) phase transition}, is closely related to two classes of exotic nonequilibrium many-body phenomena: \textit{continuous-time crystals} and \textit{non-reciprocal phase transitions}. In this review, we describe the recent advances in the study of L-PT phase transitions. First, we define PT symmetry in three distinct contexts: non-Hermitian systems, nonlinear dynamical systems, and Markovian open quantum systems, highlighting the interconnections between these frameworks. Second, we develop mean-field theories of L-PT phase transitions for collective-spin systems and for bipartite bosonic systems with particle-number conservation. Within these classes of models, we show that L-PT symmetry can induce a breaking of continuous time-translation symmetry down to a discrete one, leading to persistent periodic dynamics. We further demonstrate that the L-PT phase transition point is typically \textit{a critical exceptional point}, where multiple collective excitation modes with zero excitation spectrum coalesce. These findings establish an explicit connection to continuous-time crystals and non-reciprocal phase transitions. Third, going beyond the mean-field theory, we analyze statistical and quantum properties, such as purity and quantum entanglement indicators of time-independent steady states for several specific models with the L-PT symmetry. Finally, we discuss future research directions for L-PT phase transitions.
We present a rigorous and comprehensive classification of the asymptotic behavior of time-dependent Gorini-Kossakowski-Sudarshan-Lindblad (GKSL) equations under the assumption of Hermitian jump operators. Our results apply to a broad class of GKSL equations whose time dependence is assumed to be recurrent, including time-independent, periodic, quasiperiodic, and certain classes of random time dependence. Our main contributions are twofold: first, we establish a criterion for the uniqueness of steady states. The criterion is formulated in terms of the algebra generated by the GKSL generators and provides a necessary and sufficient condition when the generators are analytic functions of time. We demonstrate the utility of our criterion through prototypical examples, including quantum many-body spin chains. Second, we extend the concept of strong symmetry for time-dependent GKSL equations by introducing two distinct forms, strong symmetry in the Schrödinger picture and that in the interaction picture, and completely classify the asymptotic dynamics with them. More concretely, we rigorously uncover that the strong symmetry in the interaction picture is responsible for non-trivial time-dependent steady states, such as coherent oscillations, whereas that in the Schrödinger picture controls the existence of time-independent steady states. This classification not only encompasses established mechanisms underlying non-trivial oscillatory steady states, such as strong dynamical symmetry and Floquet dynamical symmetry, but also reveals symmetry-predicted, time-dependent asymptotic dynamics in a novel class of open quantum systems. Our framework thus provides a rigorous foundation for controlling dissipative quantum systems in a time-dependent manner.
In this paper, we develop a systematic approach to characterize the ′ t Hooft anomaly in open quantum systems. Owing to nontrivial couplings to the environment, symmetries in such systems manifest as either strong or weak type. By representing their symmetry transformation through superoperators, we incorporate them in a unified framework that enables a direct calculation of their anomalies. In the case where the full symmetry group Γ arises as a central extension of the strong-symmetry group K with the weak-symmetry group G , we find that anomalies of bosonic systems are classified by H d + 2 ( Γ , U ( 1 ) ) / H d + 2 ( G , U ( 1 ) ) in d spatial dimensions. To illustrate the power of anomalies in open quantum systems, we generally prove that anomaly must lead to nontrivial mixed-state quantum phases as long as the weak symmetry is imposed. Analogous to the “anomaly matching” condition ensuring nontrivial low-energy physics in closed systems, anomaly also guarantees nontrivial steady states and long-time dynamics for open quantum systems governed by Lindbladians. Notably, we identify a novel ( 1 + 1 ) D mixed-state quantum phase that has no counterpart in closed systems, where the steady state shows no nontrivial correlation function in the bulk, but displays long-range correlation on the boundary, which is enforced by anomalies. We further establish the general relations between mixed-state anomalies and such unconventional boundary correlation. Moreover, we explore the generalization of the “anomaly inflow” mechanism in open quantum systems. We construct ( 1 + 1 ) D and ( 2 + 1 ) D Lindbladians whose steady states have mixed-state symmetry-protected-topological order in the bulk, with corresponding edge theories characterized by nontrivial anomalies. Finally, we generalize our results to the cases including lattice translation symmetries, which serves as the Lieb-Schulz-Mattis (LSM) theorem for mixed states.
We present a full symmetry classification of fermion matter in and out of thermal equilibrium. Our approach starts from first principles, the ten different classes of linear and antilinear state transformations in fermionic Fock spaces, and symmetries defined via invariance properties of the dynamical equation for the density matrix. The object of classification is then the generators of reversible dynamics, dissipation and fluctuations, featuring' in the generally irreversible and interacting dynamical equations. A sharp distinction between the symmetries of equilibrium and out-of-equilibrium dynamics, respectively, arises from the different role played by time in these two cases: In unitary quantum mechanics as well as in microreversible thermal equilibrium, antilinear transformations combined with an inversion of time define time-reversal symmetry. However, out of equilibrium an inversion of time becomes meaningless, while antilinear transformations in Fock space remain physically significant, and hence must be considered in autonomy. The practical consequence of this dichotomy is a novel realization of antilinear symmetries (six out of the ten fundamental classes) in nonequilibrium quantum dynamics that is fundamentally different from the established rules of thermal equilibrium. At large times, the dynamical generators thus symmetry classified determine the steady-state nonequilibrium distributions for arbitrary interacting systems. To illustrate this principle, we consider the fixation of a symmetry protected topological phase in a system of interacting lattice fermions. More generally, we consider the practically important class of mean field interacting systems, represented by Gaussian states. This class is naturally described in the language of non-Hermitian matrices, which allows us to compare to previous classification schemes in the literature.