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arXiv:2209.14985

Nonprobabilistic typicality with application to quantum mechanics

Bruno Galvan

Published Sep 29, 2022• 0 citations
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Abstract

In this paper two hypotheses are developed. The first hypothesis is the existence of random phenomena/experiments in which the events cannot generally be assigned a definite probability but that nevertheless admit a class of nearly certain events. These experiments are referred to as \textit{typicalistic} (instead of probabilistic) experiments. As probabilistic experiments are represented by probability spaces, typicalistic experiments can be represented by \textit{typicality spaces}, where a typicality space is basically a probability space in which the probability measure has been replaced by a much less structured typicality measure $T$. The condition $T(A) \approx 1$ defines the typical sets, and a typicality space is related to a typicalistic experiment by associating the typical sets of the former with the nearly certain events of the latter. Some elements of a theory of typicality, including the definition of typicality spaces, are developed in the first part of the paper. The second hypothesis is that the evolution of a quantum particle (or of a system of quantum particles) can be considered a typicalistic phenomenon, so that it can be represented by the combination of typicality theory and quantum mechanics. The result is a novel formulation of quantum mechanics that does not present the measurement problem and that could be a viable alternative to Bohmian mechanics. This subject is developed in the second part of the paper.

DOI
10.48550/arxiv.2209.14985

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In this paper two hypotheses are developed. The first hypothesis is the existence of random phenomena/experiments in which the events cannot generally be assigned a definite probability but that nevertheless admit a class of nearly certain events. These experiments are referred to as \textit{typicalistic} (instead of probabilistic) experiments. As probabilistic experiments are represented by probability spaces, typicalistic experiments can be represented by \textit{typicality spaces}, where a typicality space is basically a probability space in which the probability measure has been replaced by a much less structured typicality measure TTT. The condition T(A)≈1T(A) \approx 1T(A)≈1 defines the typical sets, and a typicality space is related to a typicalistic experiment by associating the typical sets of the former with the nearly certain events of the latter. Some elements of a theory of typicality, including the definition of typicality spaces, are developed in the first part of the paper. The second hypothesis is that the evolution of a quantum particle (or of a system of quantum particles) can be considered a typicalistic phenomenon, so that it can be represented by the combination of typicality theory and quantum mechanics. The result is a novel formulation of quantum mechanics that does not present the measurement problem and that could be a viable alternative to Bohmian mechanics. This subject is developed in the second part of the paper.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.
The thesis is about the peculiar probabilistic structure of quantum mechanics. Typically, a random phenomenon is described using the measure-theoretic formulation of probability theory. Such a description can also be done using algebraic methods, which are capable to deal with non-commutative random variables. A central feature of quantum mechanics is the non-commutativity of operators used to describe physical observables. A method to construct a non-commutative probability theory starting from an ordinary measure-theoretic description of probability is proposed and applied to a series of model to reobtain the quantum behaviour od a particle. In particular, using ordinary probability theory, the kinematics of a point-like particle jumping at random over a discrete random space is studied. After the removal of the random space from the model, the position and velocity of the particle do not commute, when represented as operators on the same Hilbert space. Using a suitable random process for the space one is able to recover non-relativistic quantum mechanics in a suitable limit.
According to the Kolmogorovian Censorship Hypothesis, everything that quantum theory says about the world in the language of the quantum mechanical Hilbert space formalism is actually about relationships between ordinary relative frequencies expressible in operational terms using classical Kolmogorovian probability theory. In other words, a quantum theoretical description of a system should in principle be translatable into a purely operational-probabilistic description. However, our goal in this paper is different; we do not want to deal with the problem how to translate the known theory of quantum mechanics into operational terms, or to reconstruct the theory from postulates which can be interpreted in operational terms. Our aim is somewhat broader and points in the opposite direction. We start with a general scheme for the operational description of an arbitrary physical system. The description is based solely on the notion of observable events (measurement operations and measurement results) and on general, empirically established simple laws concerning their relative frequency. These laws are so simple and fundamental that they apply equally to any physical system. In the first part of the paper, we outline the basic elements of such an operational-probabilistic theory. In the second part, we discuss how this operational-probabilistic description compares to the quantum mechanical description and to what extent the standard Hilbert space quantum mechanics can be regarded as a reformulation of the general operational-probabilistic theory.
Chapter 1: On the existence of quantum representations for two dichotomic measurements. Under which conditions do outcome probabilities of measurements possess a quantum-mechanical model? This kind of problem is solved here for the case of two dichotomic von Neumann measurements which can be applied repeatedly to a quantum system with trivial dynamics. The solution uses methods from the theory of operator algebras and the theory of moment problems. The ensuing conditions reveal surprisingly simple relations between certain quantum-mechanical probabilities. It also shown that generally, none of these relations holds in general probabilistic models. This result might facilitate further experimental discrimination between quantum mechanics and other general probabilistic theories. Chapter 2: Possibilistic Physics. I try to outline a framework for fundamental physics where the concept of probability gets replaced by the concept of possibility. Whereas a probabilistic theory assigns a state-dependent probability value to each outcome of each measurement, a possibilistic theory merely assigns one of the state-dependent labels "possible to occur" or "impossible to occur" to each outcome of each measurement. It is argued that Spekkens' combinatorial toy theory of quantum mechanics is inconsistent in a probabilistic framework, but can be regarded as possibilistic. Then, I introduce the concept of possibilistic local hidden variable models and derive a class of possibilistic Bell inequalities which are violated for the possibilistic Popescu-Rohrlich boxes. The chapter ends with a philosophical discussion on possibilistic vs. probabilistic. It can be argued that, due to better falsifiability properties, a possibilistic theory has higher predictive power than a probabilistic one. Chapter 3: The quantum region for von Neumann measurements with postselection. It is determined under which conditions a probability distribution on a finite set can occur as the outcome distribution of a quantum-mechanical von Neumann measurement with hyphenation given that the scalar product between the initial and the final state is known as well as the success probability of the postselection. An intermediate von Neumann measurement can enhance transition probabilities between states such that the error probability shrinks by a factor of up to 2. Chapter 4: A presentation of the category of stochastic matrices. This chapter gives generators and relations for the strict monoidal category of probabilistic maps on finite cardinals (i.e., stochastic matrices). Chapter 5: Convex Spaces: Definition and Examples. We try to promote convex spaces as an abstract concept of convexity which was introduced by Stone as "barycentric calculus''. A convex space is a set where one can take convex combinations in a consistent way. By identifying the corresponding Lawvere theory as the category from chapter 4 and using the results obtained there, we give a different proof of a result of Swirszcz which shows that convex spaces can be identified with algebras of a finitary version of the Giry monad. After giving an extensive list of examples of convex sets as they appear throughout mathematics and theoretical physics, we note that there also exist convex spaces that cannot be embedded into a vector space: semilattices are a class of examples of purely combinatorial type. In an information-theoretic interpretation, convex subsets of vector spaces are probabilistic, while semilattices are possibilistic. Convex spaces unify these two concepts.
An alternative formulation of quantum mechanics is proposed based on a principle that can be considered a generalization of the Born rule. The principle is composed of a mathematical expression and an associated interpretation, and establishes a correlation between the positions of a particle at two different times. Under reasonable conditions for the wave function, this correlation implies that the particles follow quasiclassical trajectories. It is also shown that the Born rule is equivalent to a particular case of the evolved principle. These features allow the principle to provide a unified explanation of the results of the statistical experiments and of the quasiclassical macroscopic evolution. There is a strong analogy between the quantum principle and a probabilistic principle which is necessary to derive empirical predictions from the mathematical formalism of probability theory. This principle is referred to by some authors as Cournot's principle, while other authors use the equivalent notion of typicality. In this paper probability theory and quantum mechanics are formulated in such a way as to explicitly include the two principles and to emphasize the very similar conceptual structure of the two theories.
Introduction Quantum probability is a generalization of both classical probability theory and quantum mechanics that allows to describe the probabilistic aspects of quantum mechanics. This generalization is formulated in two steps. First, the theory is reformulated in terms of algebras of functions on probability spaces. Therefore, the notion of a probability space (Ω, ℱ , P ) is replaced by the pair ( L ∞ (Ω), E (.) = ∫ Ω . d P ) consisting of the commutative von Neumann algebra of bounded random variables and the expectation functional. Then, the commutativity condition is dropped. In this way we arrive at the notion of a (von Neumann) algebraic probability space ( N ,Φ) consisting of a von Neumann algebra N and a normal (faithful tracial) state Φ. As we have seen this includes classical probability spaces in the form ( L ∞ (Ω), E ), it also includes quantum mechanical systems modeled by a Hilbert space H and a pure state ψ ∊ H (or a mixed state ρ ∊ S ( H )), if we take N = B ( H ) and Ф the state defined by Ф( X ) = 〈 ψ, X ψ 〉 (or Ф ( X ) = tr(ρ X )) for X ∊ B ( H ). Note that in this course we shall relax the conditions on N and Φ and work with involutive algebras and positive normalized functionals, that is, *-algebraic probability spaces. A striking feature of quantum probability (also called noncommutative probability) is the existence of several notions of independence. This is the starting point of this course, which intends to give an introduction to the theory of quantum stochastic processes with independent increments. However, before we come to these processes, we will give a general introduction to quantum probability. In Section 1.2, we recall the basic definitions of quantum probability and discuss some fundamental differences between classical probability and quantum probability. In Section 1.3 we address the question ‘Why do we need Quantum Probability?’ We discuss the EPR experiment and the Kochen–Specker Theorem, which show that we cannot model quantum physics with classical probability spaces because the values of observable quantities do not exist unless we specify which measurement we will carry out and which quantities we will determine. In this sense quantum physics requires a more radical description of chance.