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arXiv:2204.04761 · SciPost Physics Lecture Notes

Phase transitions above the upper critical dimension

Bertrand Berche, Tim Ellis, Yurij V. Holovatch, Ralph Kenna B

Published Aug 12, 2022• 1 citation
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Abstract

These lecture notes provide an overview of the renormalization group (RG) as a successful framework to understand critical phenomena above the upper critical dimension d_{uc} d u c . After an introduction to the scaling picture of continuous phase transitions, we discuss the apparent failure of the Gaussian fixed point to capture scaling for Landau mean-field theory, which should hold in the thermodynamic limit above d_{uc} d u c . We recount how Fisher’s dangerous-irrelevant-variable formalism applied to thermodynamic functions partially repairs the situation but at the expense of hyperscaling and finite-size scaling, both of which were, until recently, believed not to apply above d_{uc} d u c . We recall limitations of various attempts to match the RG with analytical and numerical results for Ising systems. We explain how the extension of dangerous irrelevancy to the correlation sector is key to marrying the above concepts into a comprehensive RG scaling picture that renders hyperscaling and finite-size scaling valid in all dimensions. We collect what we believe is the current status of the theory, including some new insights and results. This paper is in grateful memory of Michael Fisher who introduced many of the concepts discussed and who, half a century later, contributed to their advancement.

DOI
10.21468/scipostphyslectnotes.60

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Cambridge University Press eBooks•Mar 6, 2014•1 citation
These lecture notes provide an overview of the renormalization group (RG) as a successful framework to understand critical phenomena above the upper critical dimension d_{uc} d u c . After an introduction to the scaling picture of continuous phase transitions, we discuss the apparent failure of the Gaussian fixed point to capture scaling for Landau mean-field theory, which should hold in the thermodynamic limit above d_{uc} d u c . We recount how Fisher’s dangerous-irrelevant-variable formalism applied to thermodynamic functions partially repairs the situation but at the expense of hyperscaling and finite-size scaling, both of which were, until recently, believed not to apply above d_{uc} d u c . We recall limitations of various attempts to match the RG with analytical and numerical results for Ising systems. We explain how the extension of dangerous irrelevancy to the correlation sector is key to marrying the above concepts into a comprehensive RG scaling picture that renders hyperscaling and finite-size scaling valid in all dimensions. We collect what we believe is the current status of the theory, including some new insights and results. This paper is in grateful memory of Michael Fisher who introduced many of the concepts discussed and who, half a century later, contributed to their advancement.
These lecture notes provide an overview of the renormalization group (RG) as a successful framework to understand critical phenomena above the upper critical dimension ducd_{\rm uc}duc​. After an introduction to the scaling picture of continuous phase transitions, we discuss the apparent failure of the Gaussian fixed point to capture scaling for Landau mean-field theory, which should hold in the thermodynamic limit above ducd_{\rm uc}duc​. We recount how Fisher's dangerous-irrelevant-variable formalism applied to thermodynamic functions partially repairs the situation but at the expense of hyperscaling and finite-size scaling, both of which were, until recently, believed not to apply above ducd_{\rm uc}duc​. We recall limitations of various attempts to match the RG with analytical and numerical results for Ising systems. We explain how the extension of dangerous irrelevancy to the correlation sector is key to marrying the above concepts into a comprehensive RG scaling picture that renders hyperscaling and finite-size scaling valid in all dimensions. We collect what we believe is the current status of the theory, including some new insights and results. This paper is in grateful memory of Michael Fisher who introduced many of the concepts discussed and who, half a century later, contributed to their advancement.
In the 1960's, four famous scaling relations were developed which relate the six standard critical exponents describing continuous phase transitions in the thermodynamic limit of statistical physics models. They are well understood at a fundamental level through the renormalization group. They have been verified in multitudes of theoretical, computational and experimental studies and are firmly established and profoundly important for our understanding of critical phenomena. One of the scaling relations, hyperscaling, fails above the upper critical dimension. There, critical phenomena are governed by Gaussian fixed points in the renormalization-group formalism. Dangerous irrelevant variables are required to deliver the mean-field and Landau values of the critical exponents, which are deemed valid by the Ginzburg criterion. Also above the upper critical dimension, the standard picture is that, unlike for low-dimensional systems, finite-size scaling is non-universal. Here we report on new developments which indicate that the current paradigm is flawed and incomplete. In particular, the introduction of a new exponent characterising the finite-size correlation length allows one to extend hyperscaling beyond the upper critical dimension. Moreover, finite-size scaling is shown to be universal provided the correct scaling window is chosen. These recent developments also lead to the introduction of a new scaling relation analogous to one introduced by Fisher 50 years ago.
Scaling, hyperscaling and finite-size scaling were long considered problematic in theories of critical phenomena in high dimensions. The scaling relations themselves form a model-independent structure that any model-specific theory must adhere to, and they are accounted for by the simple principle of homogeneity. Finite-size scaling is similarly founded on the fundamental idea that only two length scales enter the game — namely system length and correlation length. While all scaling relations are quite satisfactory for multitudes of physical systems in low dimensions, one fails in high dimensions. The aberrant scaling relation is called hyperscaling and involves dimensionality itself. Finite-size scaling also appears to fail in high dimensions. Developed in the 1930s, Landau mean-field theory is valid in such high-dimensional systems. However, it too does not accord with hyperscaling and finite-size scaling there. The advent of renormalization-group theory in the 1970s brought deeper fundamental insights into critical phenomena, allowing systems to be viewed at different scales. Above a critical dimensionality, higher-order Renormalization Group (RG) eigenvalues become irrelevant and scaling is governed by the Gaussian fixed point. Although obeying all scaling relations including hyperscaling, and although it appears to successfully explain scaling in the correlation sector, the Gaussian fixed point fails to capture the free energy and derivatives, even in infinite volume. In the 1980s, to fix this for the magnetisation, specific heat and susceptibility, Fisher introduced the notion of dangerous irrelevant variables. Since the correlation sector did not appear to be broken, no attempt was made to repair it and Fisher’s modified RG formalism worked quite well in the thermodynamic limit of infinite volume. However, finite-size scaling fails. Also in the 1980’s, Binder, Nauenberg, Privman and Young extended Fisher’s concept to the free energy itself and to finite-size systems. While putting Fisher’s ideas on a more fundamental footing, the failure of finite-size scaling there still presented a problem. This appeared to be resolved by the introduction of “thermodynamic length” to replace correlation length as the length scale that controls Finite-Size Scaling (FSS). Thus hyperscaling and FSS were both sacrificed in favour of the RG patched together by ad hoc solutions. In the 1990’s, Luijten and Blöte went a long way to resolving the dilemma by adding corrections to scaling to the above considerations. It was clear that both of these played a role. However, as with previous authors, and adhering to the principle of not fixing that appears not to be broken, they did not address correlation length directly. Here we report on developments over the past decade which went a long way to addressing these long-standing problems The key to unlocking these, and extending their validity to the high-dimensional regime, was to relax assumptions that the correlation length has to be bounded by the physical length of bounded systems. This allowed and necessitated the extension of Fisher’s concept of dangerous irrelevant variables to the correlation sector.
Renormalization-group theory has stood, for over 40 years, as one of the pillars of modern physics. As such, there should be no remaining doubt regarding its validity. However, finite-size scaling, which derives from it, has long been poorly understood above the upper critical dimension d_{c} in models with free boundary conditions. In addition to its fundamental significance for scaling theories, the issue is important at a practical level because finite-size, statistical-physics systems with free boundaries and above d_{c} are experimentally relevant for long-range interactions. Here, we address the roles played by Fourier modes for such systems and show that the current phenomenological picture is not supported for all thermodynamic observables with either free or periodic boundaries. In particular, the expectation that dangerous irrelevant variables cause Gaussian-fixed-point scaling indices to be replaced by Landau mean-field exponents for all Fourier modes is incorrect. Instead, the Gaussian-fixed-point exponents have a direct physical manifestation for some modes above the upper critical dimension.
Abstract Phase transitions and critical phenomena are among the most intriguing phenomena in nature and the renormalization-group theory for them is one of the greatest achievements of theoretical physics. However, the predictions of the theory above an upper critical dimension d c seriously disagree with reality. In addition to its fundamental significance, the problem is also of practical importance because both complex classical systems with long-range spatial or temporal interactions and quantum phase transitions with long-range interactions can substantially lower d c . The extant scenarios built on a dangerous irrelevant variable (DIV) to resolve the problem introduce two sets of critical exponents and even two sets of scaling laws whose origin is obscure. Here, we consider the DIV from a different perspective and clearly unveil the origin of the two sets of exponents and hence the intrinsic inconsistency in those scenarios. We then develop an effective-dimension theory in which critical fluctuations and system volume are fixed at an effective dimension by the DIV. This enables us to account for all the extant results consistently. A novel asymptotic finite-size scaling behavior for a correlation function together with a new anomalous dimension and its associated scaling law is also predicted. We also apply the theory to quantum phase transitions.
To set the stage for our subsequent thorough discussion of dynamic critical phenomena, we first review the theoretical description of second-order equilibrium phase transitions. (Readers already well acquainted with this material may readily move on to Chapter 2.) To this end, we compare the critical exponents following from the van-der-Waals equation of state for weakly interacting gases with the results from the Curie–Weiss mean-field approximation for the ferromagnetic Ising model. We then provide a unifying description in terms of Landau–Ginzburg theory, i.e., a long-wavelength expansion of the effective free energy with respect to the order parameter. The Gaussian model is analyzed, and a quantitative criterion is established that defines the circumstances when non-linear fluctuations need to be taken into account properly. Thereby we identify d c = 4 as the upper critical dimension for generic continuous phase transitions in thermal equilibrium. The most characteristic feature of a critical point turns out to be the divergence of the correlation length that renders microscopic details oblivious. As a consequence, not only the correlation functions, but remarkably the thermodynamics as well of a critical system are governed by an emergent unusual symmetry: scale invariance. A simple scaling ansatz is capable of linking different critical exponents; as an application, we introduce the basic elements of finite-size scaling. Finally, a brief sketch of Wilson's momentum shell renormalization group method is presented, intended as a pedagogical preview of the fundamental RG ideas. Exploiting the scale invariance properties at the critical point, the scaling forms of the free energy and the order parameter correlation function are derived.