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arXiv:2204.03834 · Physical review. D/Physical review. D.

Correspondence of topological classification between quantum graph extra dimension and topological matter

Tomonori Inoue, Makoto Sakamoto, Masatoshi Sato, Inori Ueba

Published Oct 17, 2022• 0 citations
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Abstract

In this paper, we study five-dimensional Dirac fermions of which the extra-dimension is compactified on quantum graphs. We find that there is a nontrivial correspondence between matrices specifying boundary conditions at the vertex of the quantum graphs and zero-dimensional Hamiltonians in gapped free-fermion systems. Based on the correspondence, we provide a complete topological classification of the boundary conditions in terms of noninteracting fermionic topological phases. The ten symmetry classes of topological phases are fully identified in the language of five-dimensional Dirac fermions, and topological numbers of the boundary conditions are given. In analogy with the bulk-boundary correspondence in noninteracting fermionic topological phases, the boundary condition topological numbers predict four-dimensional massless fermions localized at the vertex of the quantum graphs and thus govern the low energy physics in four dimensions.

DOI
10.1103/physrevd.106.085006

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In this paper, we study five-dimensional Dirac fermions of which the extra-dimension is compactified on quantum graphs. We find that there is a nontrivial correspondence between matrices specifying boundary conditions at the vertex of the quantum graphs and zero-dimensional Hamiltonians in gapped free-fermion systems. Based on the correspondence, we provide a complete topological classification of the boundary conditions in terms of noninteracting fermionic topological phases. The ten symmetry classes of topological phases are fully identified in the language of five-dimensional Dirac fermions, and topological numbers of the boundary conditions are given. In analogy with the bulk-boundary correspondence in noninteracting fermionic topological phases, the boundary condition topological numbers predict four-dimensional massless fermions localized at the vertex of the quantum graphs and thus govern the low energy physics in four dimensions.
The conditions for both the stability and the breakdown of the topological classification of gapped ground states of noninteracting fermions, the tenfold way, in the presence of quartic fermion-fermion interactions are given for any dimension of space. This is achieved by encoding the effects of interactions on the boundary gapless modes in terms of boundary dynamical masses. Breakdown of the noninteracting topological classification occurs when the quantum nonlinear $\ensuremath{\sigma}$ models for the boundary dynamical masses favor quantum disordered phases. For the tenfold way, we find that (i) the noninteracting topological classification Z2{\mathbb{Z}}_{2}^{\phantom{\rule{0.16em}{0ex}}}Z2​ is always stable, (ii) the noninteracting topological classification Z\mathbb{Z}Z in even dimensions is always stable, and (iii) the noninteracting topological classification Z\mathbb{Z}Z in odd dimensions is unstable and reduces to ZN{\mathbb{Z}}_{N}^{\phantom{\rule{0.16em}{0ex}}}ZN​ that can be identified explicitly for any dimension and any defining symmetries. We also apply our method to the three-dimensional topological crystalline insulator SnTe from the symmetry class AII+R\mathrm{AII}+RAII+R, for which we establish the reduction $\mathbb{Z}\ensuremath{\rightarrow}{\mathbb{Z}}_{8}^{\phantom{\rule{0.16em}{0ex}}}$ of the noninteracting topological classification.
We present a dimensional reduction argument to derive the classification reduction of fermionic symmetry protected topological phases in the presence of interactions. The dimensional reduction proceeds by relating the topological character of a d-dimensional system to the number of zero-energy bound states localized at zero-dimensional topological defects present at its surface. This correspondence leads to a general condition for symmetry preserving interactions that render the system topologically trivial, and allows us to explicitly write a quartic interaction to this end. Our reduction shows that all phases with topological invariant smaller than n are topologically distinct, thereby reducing the noninteracting Z classification to Z_{n}.
Abstract Guided by the many-particle quantum theory of interacting systems, we develop a uniform classification scheme for topological phases of disordered gapped free fermions, encompassing all symmetry classes of the Tenfold Way. We apply this scheme to give a mathematically rigorous proof of bulk-boundary correspondence. To that end, we construct real C ∗^*∗ ∗ -algebras harbouring the bulk and boundary data of disordered free-fermion ground states. These we connect by a natural bulk-to-boundary short exact sequence, realising the bulk system as a quotient of the half-space theory modulo boundary contributions. To every ground state, we attach two classes in different pictures of real operator KKK K -theory (or KRKRKR KR -theory): a bulk class, using Van Daele’s picture, along with a boundary class, using Kasparov’s Fredholm picture. We then show that the connecting map for the bulk-to-boundary sequence maps these KRKRKR KR -theory classes to each other. This implies bulk-boundary correspondence, in the presence of disorder, for both the “strong” and the “weak” invariants.
We systematically study topological phases of insulators and superconductors (or superfluids) in three spatial dimensions. We find that there exist three-dimensional (3D) topologically nontrivial insulators or superconductors in five out of ten symmetry classes introduced in seminal work by Altland and Zirnbauer within the context of random matrix theory, more than a decade ago. One of these is the recently introduced Z2{\mathbb{Z}}_{2}Z2​ topological insulator in the symplectic (or spin-orbit) symmetry class. We show that there exist precisely four more topological insulators. For these systems, all of which are time-reversal invariant in three dimensions, the space of insulating ground states satisfying certain discrete symmetry properties is partitioned into topological sectors that are separated by quantum phase transitions. Three of the above five topologically nontrivial phases can be realized as time-reversal invariant superconductors. In these the different topological sectors are characterized by an integer winding number defined in momentum space. When such 3D topological insulators are terminated by a two-dimensional surface, they support a number (which may be an arbitrary nonvanishing even number for singlet pairing) of Dirac fermion (Majorana fermion when spin-rotation symmetry is completely broken) surface modes which remain gapless under arbitrary perturbations of the Hamiltonian that preserve the characteristic discrete symmetries, including disorder. In particular, these surface modes completely evade Anderson localization from random impurities. These topological phases can be thought of as three-dimensional analogs of well-known paired topological phases in two spatial dimensions such as the spinless chiral $({p}_{x}\ifmmode\pm\else\textpm\fi{}i{p}_{y})$-wave superconductor (or Moore-Read Pfaffian state). In the corresponding topologically nontrivial (analogous to ``weak pairing'') and topologically trivial (analogous to ``strong pairing'') 3D phases, the wave functions exhibit markedly distinct behavior. When an electromagnetic U(1) gauge field and fluctuations of the gap functions are included in the dynamics, the superconducting phases with nonvanishing winding number possess nontrivial topological ground-state degeneracies.
Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green's functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green's functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.
In this work, we present a theory for topological phases for quantum systems on tree graphs. Conventionally, topological phases of matter have been studied in regular lattices, but also in quasicrystals and amorphous settings. We consider specific generalizations of regular tree graphs, and explore their topological properties. Unlike conventional systems, infinite quantum trees are not finite-dimensional, allowing for novel phenomena. We find a proliferation of topological zero modes present throughout the entire system, indicating that the bulk also acts as a boundary. We then go on to show that only three symmetry classes host stable topological phases in contrast to the usual five symmetry classes per dimension. Finally, we introduce what we call the Su-Schrieffer-Heeger tree which is topologically non-trivial even in the absence of inner degrees of freedom and does not possess any gapped trivial phases. We realize this system in an electronic circuit and show that our theory matches with experiments.