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arXiv:2203.15791 · Physical review. B./Physical review. B

Duality, criticality, anomaly, and topology in quantum spin-1 chains

Hong Wei Yang, Linhao Li, Kouichi Okunishi, Hosho Katsura

Published Mar 29, 2023• 24 citations
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Abstract

In quantum spin-1 chains, there is a nonlocal unitary transformation known as the Kennedy-Tasaki transformation ${U}_{\mathrm{KT}}$, which defines a duality between the Haldane phase and the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ symmetry-breaking phase. In this paper, we find that ${U}_{\mathrm{KT}}$ also defines a duality between a topological Ising critical phase and a trivial Ising critical phase, which provides a ``hidden symmetry breaking'' interpretation of the topological criticality. Moreover, since the duality relates different phases of matter, we argue that a model with self-duality (i.e., invariant under ${U}_{\mathrm{KT}}$) is natural to be at a critical or multicritical point. We study concrete examples to demonstrate this argument. In particular, when $H$ is the Hamiltonian of the spin-1 antiferromagnetic Heisenberg chain, we prove that the self-dual model $H+{U}_{\mathrm{KT}}H{U}_{\mathrm{KT}}$ is exactly equivalent to a gapless spin-$1/2$ XY chain, which also implies an emergent quantum anomaly. On the other hand, we show that the topological and trivial Ising critical phases that are dual to each other meet at a multicritical point which is indeed self-dual.

DOI
10.1103/physrevb.107.125158

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In quantum spin-1 chains, there is a nonlocal unitary transformation known as the Kennedy-Tasaki transformation UKT{U}_{\mathrm{KT}}UKT​, which defines a duality between the Haldane phase and the Z2\ifmmode×\else\texttimes\fiZ2{\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}Z2​\ifmmode×\else\texttimes\fiZ2​ symmetry-breaking phase. In this paper, we find that UKT{U}_{\mathrm{KT}}UKT​ also defines a duality between a topological Ising critical phase and a trivial Ising critical phase, which provides a ``hidden symmetry breaking'' interpretation of the topological criticality. Moreover, since the duality relates different phases of matter, we argue that a model with self-duality (i.e., invariant under UKT{U}_{\mathrm{KT}}UKT​) is natural to be at a critical or multicritical point. We study concrete examples to demonstrate this argument. In particular, when HHH is the Hamiltonian of the spin-1 antiferromagnetic Heisenberg chain, we prove that the self-dual model H+UKTHUKTH+{U}_{\mathrm{KT}}H{U}_{\mathrm{KT}}H+UKT​HUKT​ is exactly equivalent to a gapless spin-1/21/21/2 XY chain, which also implies an emergent quantum anomaly. On the other hand, we show that the topological and trivial Ising critical phases that are dual to each other meet at a multicritical point which is indeed self-dual.
The interplay between topology and quantum criticality has established symmetry enriched criticality as a new paradigm beyond conventional frameworks in condensed matter and statistical physics. However, the conditions under which such criticality emerges remain poorly understood. In this work, we show that a broad class of symmetry enriched critical points separating symmetry protected topological (SPT) and spontaneous symmetry breaking (SSB) phases is governed by Kennedy Tasaki (KT) self duality. At these criticalities, the KT transformation that interchanges the SPT and SSB phases acts as a self-dual noninvertible symmetry, endowing the critical points with nontrivial topological characteristics. We numerically demonstrate this mechanism in Zn×Zn\mathbb{Z}_{n} \times \mathbb{Z}_{n}Zn​×Zn​ cluster qudit chains and further argue that it naturally extends to higher dimensions, providing a duality based criterion for identifying symmetry-enriched criticality across dimensions.
The Kramers-Wannier transformation of the 1+1d transverse-field Ising model exchanges the paramagnetic and ferromagnetic phases and, at criticality, manifests as a non-invertible symmetry. Extending such self-duality symmetries beyond gauging of abelian groups in tensor-product Hilbert spaces has, however, remained challenging. In this work, we construct a generalized 1+1d Ising model based on a finite-dimensional semisimple Hopf algebra HHH that enjoys an anomaly-free non-invertible symmetry Rep(H)\mathrm{Rep}(H)Rep(H). We provide an intuitive diagrammatic formulation of both the Hamiltonian and the symmetry operators using a non-(co)commutative generalization of ZX-calculus built from Hopf-algebraic data. When HHH is self-dual, we further construct a generalized Kramers-Wannier duality operator that exchanges the paramagnetic and ferromagnetic phases and becomes a non-invertible symmetry at the self-dual point. This enlarged symmetry mixes with lattice translation and, in the infrared, flows to a weakly integral fusion category given by a Z2\mathbb{Z}_2Z2​ extension of Rep(H)\mathrm{Rep}(H)Rep(H). Specializing to the Kac-Paljutkin algebra H8H_8H8​, the smallest self-dual Hopf algebra beyond abelian group algebras, we numerically study the phase diagram and identify four of the six Rep(H8)\mathrm{Rep}(H_8)Rep(H8​)-symmetric gapped phases, separated by Ising critical lines and meeting at a multicritical point. We also realize all six Rep(H8)\mathrm{Rep}(H_8)Rep(H8​)-symmetric gapped phases on the lattice via the HHH-comodule algebra formalism, in agreement with the module-category classification of Rep(H8)\mathrm{Rep}(H_8)Rep(H8​). Our results provide a unified Hopf-algebraic framework for non-invertible symmetries, dualities, and the tensor product lattice models that realize them.
In 1992, Kennedy and Tasaki constructed a nonlocal unitary transformation that maps between a ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ spontaneously symmetry breaking phase and the Haldane gap phase, which is a prototypical symmetry-protected topological (SPT) phase in modern framework, on an open spin chain. In this work, we propose a way to define it on a closed chain by sacrificing unitarity. The operator realizing such a nonunitary transformation satisfies noninvertible fusion rule and implements a generalized gauging of the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ global symmetry. These findings connect the Kennedy-Tasaki transformation to numerous other concepts developed for SPT phases and opens a way to construct SPT phases systematically using the duality mapping.
In this work, we study quantum many-body systems which are self-dual under duality transformation connecting different symmetry protected topological (SPT) phases. We provide a geometric explanation of the criticality of these self-dual models. More precisely, we show a ground state (quasi)degeneracy under the periodic boundary conditions, i.e., the ingappability of the bulk spectrum. Equivalently, the symmetry group at criticality, including the duality symmetry, has a mixed 't Hooft anomaly. This approach can not only predict the spectrum of the self-dual model with ordinary 0-form symmetry but also be applied to that with generalized symmetry, such as higher form and subsystem symmetry. As an application, we illustrate our results with several examples in one and two dimensions, which separate two different SPTs.
We generalize the hidden symmetry-breaking picture of symmetry-protected topological (SPT) order developed by Kennedy and Tasaki in the context of the Haldane phase. Our generalization applies to a wide class of SPT phases in one-dimensional spin chains, protected by an on-site representation of a finite Abelian group. This generalization takes the form of a nonlocal unitary map that relates local symmetry-respecting Hamiltonians in an SPT phase to local Hamiltonians in a symmetry-broken phase. Using this unitary, we establish a relation between the two-point correlation functions that characterize fully symmetry-broken phases with the string-order correlation functions that characterize the SPT phases, therefore establishing the perspective in these systems that SPT phases are characterized by hidden symmetry breaking. Our generalization is also applied to systems with continuous symmetries, including SO(2k+1)\mathrm{SO}(2k+1)SO(2k+1) and SU(k)\mathrm{SU}(k)SU(k).
We extend non-invertible duality concepts from one-dimensional systems to two spatial dimensions by constructing a web of non-invertible dualities for lattice models with subsystem symmetries. For the Z2×Z2\mathbb{Z}_2 \times \mathbb{Z}_2Z2​×Z2​ subsystem symmetry on the square lattice, we build two complementary dualities: a map that sends spontaneous subsystem symmetry-broken (SSSB) phases to the trivial phase (the analogue of the Kramers-Wannier (KW) duality in 1+1D), and a generalized subsystem Kennedy-Tasaki (KT) transformation that maps SSSB phases to subsystem symmetry-protected topological (SSPT) phases while leaving the trivial phase invariant. These dualities are boundary-sensitive. On open lattices, both subsystem KW and KT transformations act as unitary, invertible operators. In particular, the KT map not only matches the bulk Hamiltonians of the dual phases but also carries the spontaneous ground-state degeneracy of the SSSB phase onto the protected boundary degeneracy of the SSPT phase. On closed manifolds, however, both maps become intrinsically non-unitary and non-invertible when restricted to the original Hilbert space. We demonstrate this non-invertibility via ground-state degeneracy matching (in two copies of the Xu-Moore/Ising-plaquette model), analysis of symmetry-twist sectors mapping, and the fusion algebra of the duality operator. Enlarging the Hilbert space to include twisted sectors allows the subsystem KW map to be formulated as a projective unitary preserving quantum transition probabilities, consistent with generalized Wigner-theorem-based constructions. We also show that the KT map faithfully transmits the algebraic content of bulk and edge invariants diagnosing strong SSPT order: although strictly local SSPT repair operators map to highly nonlocal objects in the dual SSSB phase, the essential commutation algebra and the bulk-edge correspondence remain intact.