The book by Volovik [1] contains the argument, which can be considered as the topological proof of the Luttinger theorem. The Green function of the ideal Fermi gas has a pole in the (E,|p|) plane (where E and p are energy and momentum). This pole is considered to be analogous to a vortex in liquid helium. Since a vortex is topologically stable against restricted perturbations, one can include interaction adiabatically (as a succession of small perturbations), and observe transformation of the Fermi gas pole to the Fermi liquid pole. In this argument, the topological stability arises already on the level of the ideal Fermi gas, which is in conflict with its Cooper instability. We discuss the origin of this controversy.
The book by Volovik [1] contains the argument, which can be considered as the topological proof of the Luttinger theorem. The Green function of the ideal Fermi gas has a pole in the (E,|p|) plane (where E and p are energy and momentum). This pole is considered to be analogous to a vortex in liquid helium. Since a vortex is topologically stable against restricted perturbations, one can include interaction adiabatically (as a succession of small perturbations), and observe transformation of the Fermi gas pole to the Fermi liquid pole. In this argument, the topological stability arises already on the level of the ideal Fermi gas, which is in conflict with its Cooper instability. We discuss the origin of this controversy.
In the fermionic liquids, the Fermi surface is topologically stable,\cite{Volovik2003} which is at the origin of the applicability of the Landau theory of Fermi liquid (LFL). The LFL exists under special condition, when the Green's function has a pole with nonzero residue Z. Otherwise one has non-Landau Fermi liquid (NLFL), such as Luttinger liquid, which is described by the same topological invariant. It appears that in general this topological invariant is the property of the fermionic particle, i.e. the particle charge (or the electric charge of electron) is equivalent to the topological charge of the fermion. The conservation of the fermionic charge is equivalent to the conservation of the topological charge. We consider the application of this topological charge to the Landau theory of Fermi liquids. We also consider the application to non-Fermi liquids and crystalline insulators in relation to the Luttinger theorem.
Luttinger theorem relates Fermi surface volume to electron density per spin n. It holds in an arbitrary Fermi liquid but is widely believed to break when a fermionic self-energy has a pole. We show that this is not necessarily the case. As an example, we consider a fermionic system consisting of two gapped bands, originating from a self-energy Σ(ω,k) with a pole, and a narrow residual quasiparticle band crossing ω=0, with a small residue Z≪1 (a residual Fermi liquid). We consider Model I, in which Z also renormalizes quasiparticle bandwidth W to ZW and Model II, in which W remains unrenormalized. The Green's function for such a system G(ω,k) contains two zeros and three poles --- one from the quasiparticle band and two from the gapped bands. Yet, we show that in Model I, the Luttinger-Ward analysis is fully applicable for any Z>0, and the results are exactly the same as if the gapped bands did not exist. For Model II, the Luttinger-Ward analysis recovers once Z exceeds some critical value, which depends on fermionic density.
Based solely on the analytical properties of the single-particle Green's function of fermions at finite temperatures, we show that the generalized Luttinger theorem inherently possesses topological aspects. The topological interpretation of the generalized Luttinger theorem can be introduced because (i) the Luttinger volume is represented as the winding number of the single-particle Green's function and, thus, (ii) the deviation of the theorem, expressed with a ratio between the interacting and noninteracting single-particle Green's functions, is also represented as the winding number of this ratio. The formulation based on the winding number naturally leads to two types of the generalized Luttinger theorem. Exploring two examples of single-band translationally invariant interacting electrons, i.e., simple metal and Mott insulator, we show that the first type falls into the original statement for Fermi liquids given by Luttinger, where poles of the single-particle Green's function appear at the chemical potential, while the second type corresponds to the extended one for nonmetallic cases with no Fermi surface such as insulators and superconductors generalized by Dzyaloshinskii, where zeros of the single-particle Green's function appear at the chemical potential. This formulation also allows us to derive a sufficient condition for the validity of the Luttinger theorem of the first type by applying the Rouche's theorem in complex analysis as an inequality. Moreover, we can rigorously prove in a nonperturbative manner, without assuming any detail of a microscopic Hamiltonian, that the generalized Luttinger theorem of both types is valid for generic interacting fermions as long as the particle-hole symmetry is preserved. Finally, we show that the winding number of the single-particle Green's function can also be associated with the distribution function of quasiparticles, and therefore the number of quasiparticles is equal to the Luttinger volume. This implies that the fundamental hypothesis of the Landau's Fermi-liquid theory, the number of fermions being equal to that of quasiparticles, is guaranteed if the Luttinger theorem is valid since the theorem states that the number of fermions is equal to the Luttinger volume. All these general statements are made possible because of the finding that the Luttinger volume is expressed as the winding number of the single-particle Green's function at finite temperatures, for which the complex analysis can be readily exploited.
Abstract This chapter discusses effective theories of quantum fermionic liquids. In the low-energy limit, the type of the effective theory depends on the structure of the quasiparticle spectrum, which in turn is determined by topology in momentum space (p-space topology). The p-space topology distinguishes three main generic classes of the stable fermionic spectrum in the quantum vacuum of a 3+1 fermionic system: vacua with Fermi surfaces, vacua with Fermi points, and vacua with a fully gapped fermionic spectrum. Fermi surface is stable because it represents the topological object — the vortex in momentum space. As a result, Fermi liquids with Fermi surface share the properties of their simplest representative: weakly interacting Fermi gas. The low-energy physics of the interacting particles in a Fermi liquid is equivalent to the physics of a gas of quasiparticles moving in collective Bose fields produced by all other particles. Another topological object in p-space is the hedgehog, which is responsible for stability of Fermi points. Example of vacuum of the Fermi-point universality class is provided by 3He-A. Near the Fermi point the effective relativistic field theory emerges with emerging Weyl fermions, gauge fields, and gravity. The chapter discusses p-space and r-space topology, topological invariant for Fermi surface and Fermi points in terms of Green's function, Landau and non-Landau Fermi liquids, collective modes of the Fermi surface, volume of the Fermi surface as invariant of adiabatic deformations, collective modes of vacuum with Fermi points (electromagnetic and gravitational fields), and manifolds of zeros in p-space of higher dimensions.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.
We study several aspects of the structure of vortices in conventional s-wave type-II superconductors. It is well known that there are low-energy quasiparticles bound to the core of a vortex. We show that under certain conditions, these quasiparticles form a degenerate Fermi gas with a finite density of states at the Fermi energy. In three-dimensional superconductors, the result is a one-dimensional Fermi gas of quasiparticles bound to the core of a vortex line. As is usual in one-dimensional systems, interactions between the quasiparticles lead to Luttinger liquid behavior. This may be probed through scanning tunneling microscopy into the vortex core. We further suggest that a Peierls-type instability in the shape of the vortex line may develop due to interactions between the quasiparticle gas and fluctuations in the vortex line shape.