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arXiv:2203.06554 · Quantum

Finite-Key Analysis of Quantum Key Distribution with Characterized Devices Using Entropy Accumulation

Ian George, Jie Lin, Thomas van Himbeeck, Kun Fang, Norbert Lütkenhaus

Published Dec 12, 2025• 5 citations
arXivHTMLPDF

Abstract

The Entropy Accumulation Theorem (EAT) was introduced to significantly improve the finite-size rates for device-independent quantum information processing tasks such as device-independent quantum key distribution (QKD). A natural question would be whether it also improves the rates for device-dependent QKD. In this work, we provide an affirmative answer to this question. We present new tools for applying the EAT in the device-dependent setting. We present sufficient conditions for the Markov chain conditions to hold as well as general algorithms for constructing the needed min-tradeoff function. Utilizing Dupuis' recent privacy amplification without smoothing result, we improve the key rate by optimizing the sandwiched Rényi entropy directly rather than considering the traditional smooth min-entropy. We exemplify these new tools by considering several examples including the BB84 protocol with the qubit-based version and with a realistic parametric down-conversion source, the six-state four-state protocol and a high-dimensional analog of the BB84 protocol.

DOI
10.22331/q-2025-12-12-1941

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The Entropy Accumulation Theorem (EAT) was introduced to significantly improve the finite-size rates for device-independent quantum information processing tasks such as device-independent quantum key distribution (QKD). A natural question would be whether it also improves the rates for device-dependent QKD. In this work, we provide an affirmative answer to this question. We present new tools for applying the EAT in the device-dependent setting. We present sufficient conditions for the Markov chain conditions to hold as well as general algorithms for constructing the needed min-tradeoff function. Utilizing Dupuis' recent privacy amplification without smoothing result, we improve the key rate by optimizing the sandwiched Rényi entropy directly rather than considering the traditional smooth min-entropy. We exemplify these new tools by considering several examples including the BB84 protocol with the qubit-based version and with a realistic parametric down-conversion source, the six-state four-state protocol and a high-dimensional analog of the BB84 protocol.
The entropy accumulation theorem—and its subsequent generalized version—is a powerful tool in the security analysis of many device-dependent and device-independent cryptography protocols. However, it has the drawback that the finite-size bounds it yields are not necessarily optimal; furthermore, it relies on the construction of an affine min-tradeoff function, which can often be challenging to construct optimally in practice. In this work, we address both of these challenges simultaneously by deriving a new entropy accumulation bound. Our bound yields significantly better finite-size performance and can be computed as an intuitively interpretable convex optimization, without any specification of affine min-tradeoff functions. Furthermore, it can be applied directly at the level of Rényi entropies if desired, yielding fully-Rényi security proofs. Our proof techniques are based on elaborating on a connection between entropy accumulation and the frameworks of quantum probability estimation or f -weighted Rényi entropies; in the process, we obtain some new results with respect to those frameworks as well. In particular, those findings imply that our bounds apply to prepare-and-measure protocols without the virtual tomography procedures or repetition-rate restrictions previously required for entropy accumulation.
The min-entropy of a quantum system A conditioned on another quantum system E describes how much randomness can be extracted from A with respect to an adversary in possession of E. This quantity plays a crucial role in quantum cryptography: the security proofs of many quantum cryptographic protocols reduce to showing a lower bound on such a min-entropy. Here, we develop a new tool, called generalised entropy accumulation, for computing such bounds. Concretely, we consider a sequential process in which each step outputs a system Aiand updates a side information register E. We prove that if this process satisfies a natural “non-signalling” condition between past outputs and future side information, the min-entropy of the outputs A1,…, AnA_{1},\ldots,\ A_{n}A1​,…, An​ conditioned on the side information E at the end of the process can be bounded from below by a sum of von Neumann entropies associated with the individual steps. This is a generalisation of the entropy accumulation theorem (EAT) [1], which deals with a more restrictive model of side information: there, past side information cannot be updated in subsequent rounds, and newly generated side information has to satisfy a Markov condition.Due to its more general model of side-information, our generalised EAT can be applied more easily and to a broader range of cryptographic protocols. In particular, it is the first general tool that is applicable to mistrustful device-independent cryptography. To demonstrate this, we give the first security proof for blind randomness expansion [2] against general adversaries. Furthermore, our generalised EAT can be used to give improved security proofs for quantum key distribution [3], and also has applications beyond quantum cryptography.
The defining feature of one-sided device-independent quantum key distribution is its asymmetric trust model in which only one party is characterized. This scenario sets an interesting middle ground between high key rates achievable by characterizing devices and the security of full device-independence. Here, we provide new tools, methods, and benchmarks for calculating key rates in this setting. To achieve this, we develop and compare two extensions of the NPA hierarchy and derive finite-size security bounds against general attacks with arbitrary device memory. The latter is based on the Generalized Entropy Accumulation Theorem. We then investigate the performance of various protocols: the BB84 protocol both with and without losses, a qutrit mutually unbiased bases protocol, and protocols based on Bell inequalties such as CHSH and I3322I_{3322}I3322​. We find that the choice of which party is characterized can strongly affects the key rate, surprisingly without a universal ordering. Our work thus offers a general toolbox for calculating key rates for one-sided device-independent QKD protocols.
Device-independent security is the gold standard for quantum cryptography: not only is security based entirely on the laws of quantum mechanics, but it holds irrespective of any a priori assumptions on the quantum devices used in a protocol, making it particularly applicable in a quantum-wary environment. While the existence of device-independent protocols for tasks such as randomness expansion and quantum key distribution has recently been established, the underlying proofs of security remain very challenging, yield rather poor key rates, and demand very high quality quantum devices, thus making them all but impossible to implement in practice. We introduce a technique for the analysis of device-independent cryptographic protocols. We provide a flexible protocol and give a security proof that provides quantitative bounds that are asymptotically tight, even in the presence of general quantum adversaries. At a high level our approach amounts to establishing a reduction to the scenario in which the untrusted device operates in an identical and independent way in each round of the protocol. This is achieved by leveraging the sequential nature of the protocol and makes use of a newly developed tool, the “entropy accumulation theorem” of Dupuis, Fawzi, and Renner [ Entropy Accumulation, preprint, 2016]. As concrete applications we give simple and modular security proofs for device-independent quantum key distribution and randomness expansion protocols based on the CHSH inequality. For both tasks, we establish essentially optimal asymptotic key rates and noise tolerance. In view of recent experimental progress, which has culminated in loophole-free Bell tests, it is likely that these protocols can be practically implemented in the near future.
The rates of quantum cryptographic protocols are usually expressed in terms of a conditional entropy minimized over a certain set of quantum states. In particular, in the device-independent setting, the minimization is over all the quantum states jointly held by the adversary and the parties that are consistent with the statistics that are seen by the parties. Here, we introduce a method to approximate such entropic quantities. Applied to the setting of device-independent randomness generation and quantum key distribution, we obtain improvements on protocol rates in various settings. In particular, we find new upper bounds on the minimal global detection efficiency required to perform device-independent quantum key distribution without additional preprocessing. Furthermore, we show that our construction can be readily combined with the entropy accumulation theorem in order to establish full finite-key security proofs for these protocols.
Security proofs in quantum cryptography rely on conditional entropies. In a many-round protocol, their estimation is a challenging task; one must account for the most general attacks by an eavesdropper, including those that are not independently and identically distributed (i.i.d.) across all rounds. Chain rules address this problem by relating the conditional entropy of a structured, but non-i.i.d. process to a sum of entropy contributions from each round. They are a key ingredient in entropy accumulation theorems (EATs), which provide a versatile security proof framework for many protocols in quantum cryptography. Recently, chain rules in the setting of trusted devices have lead to tight i.i.d. reductions at a finite number of rounds, and whether analogous results can be recovered in the device-independent (DI) setting has not been addressed. Surprisingly, we show that a natural tightening of the chain rule of Dupuis et al. [Commun. Math. Phys. 379, 867-913, (2020)] that would answer this question affirmatively cannot hold, highlighting a limitation of the current DI security proof approach. Nonetheless, we show that an intermediate improvement is possible by proving a new chain rule in this setting. Following the framework of Arqand et al. [Phys. Rev. X 15, 041013 (2025)], we use our chain rule to provide a slightly tighter version of the Rényi EAT in certain contexts. In addition, we provide a self-contained framework that unifies existing chain rules and compares their applications, framing our results in a broader context.