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arXiv:2201.06308 · Physical Review A

Preferred basis of states derived from the eigenstate thermalization hypothesis

Hua Yan, Jiaozi Wang, Wen-ge Wang

Published Oct 24, 2022• 5 citations
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Abstract

We study the long-time average of the reduced density matrix (RDM) of a central system that is locally coupled to a large environment, under a Schr\"odinger evolution of the total system. We consider a class of interaction Hamiltonian, whose environmental part satisfies the so-called eigenstate thermalization hypothesis ansatz with a constant diagonal part in the energy region concerned. Relations among elements of the averaged RDM are derived. When steady states of the central system exist, these relations imply the existence of a preferred basis, which is given by the eigenbasis of a renormalized self-Hamiltonian that includes certain averaged impact of the system-environment interaction. Numerical simulations performed for a qubit coupled to a defect Ising chain confirm the analytical predictions.

DOI
10.1103/physreva.106.042219

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We study the long-time average of the reduced density matrix (RDM) of a central system that is locally coupled to a large environment, under a Schr"odinger evolution of the total system. We consider a class of interaction Hamiltonian, whose environmental part satisfies the so-called eigenstate thermalization hypothesis ansatz with a constant diagonal part in the energy region concerned. Relations among elements of the averaged RDM are derived. When steady states of the central system exist, these relations imply the existence of a preferred basis, which is given by the eigenbasis of a renormalized self-Hamiltonian that includes certain averaged impact of the system-environment interaction. Numerical simulations performed for a qubit coupled to a defect Ising chain confirm the analytical predictions.
We study the problem of the basis of an open quantum system, under a quantum chaotic environment, which is preferred in view of its stationary reduced density matrix (RDM), that is, the basis in which the stationary RDM is diagonal. It is shown that, under an initial condition composed of sufficiently many energy eigenstates of the total system, such a basis is given by the eigenbasis of a renormalized self-Hamiltonian of the system, in the limit of large Hilbert space of the environment. Here, the renormalized self-Hamiltonian is given by the unperturbed self-Hamiltonian plus a certain average of the interaction Hamiltonian over the environmental degrees of freedom. Numerical simulations performed in two models, both with the kicked rotor as the environment, give results consistent with the above analytical predictions.
I study the statistical description of a small quantum system, which is coupled to a large quantum environment in a generic form and with a generic interaction strength, when the total system lies in an equilibrium state described by a microcanonical ensemble. The focus is on the difference between the reduced density matrix (RDM) of the central system in this interacting case and the RDM obtained in the uncoupled case. In the eigenbasis of the central system's Hamiltonian, it is shown that the difference between diagonal elements is mainly confined by the ratio of the maximum width of the eigenfunctions of the total system in the uncoupled basis to the width of the microcanonical energy shell; meanwhile, the difference between off-diagonal elements is given by the ratio of certain property of the interaction Hamiltonian to the related level spacing of the central system. As an application, a sufficient condition is given, under which the RDM may have a canonical Gibbs form under system-environment interactions that are not necessarily weak; this Gibbs state usually includes certain averaged effect of the interaction. For central systems that interact locally with many-body quantum chaotic systems, it is shown that the RDM usually has a Gibbs form. I also study the RDM which is computed from a typical state of the total system within an energy shell.
In this paper, a method is developed for the study of a generic small central quantum system, which is locally coupled to an environment as a many-body quantum chaotic system that satisfies the eigenstate thermalization hypothesis (ETH) ansatz. The approach is based on properties of environmental branches of the total system's state, the overlaps of which give the reduced density matrix (RDM) of the central system. To study evolution of the RDM within a finite time period, the period is divided into a series of short intervals, within each of which the RDM is computed by making use of a formal solution to the time evolution of the environmental branches. The expressions thus obtained are simplified by the ETH ansatz and, further, by decay of phase correlations among the environmental branches, the latter of which also originates from chaotic dynamics of the environment. This gives a generic method of deriving master equation. And, as an application, a master equation is derived in a simplest nontrivial case, which predicts a decoherence rate in agreement with that predicted by the random-matrix theory. Furthermore, the Born approximation, which is employed in the ordinary approach to master equation, can be justified within the proposed framework; and a Markovian feature is shown for the RDM's evolution in an effective sense.
The Eigenstate Thermalization Hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention towards the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.
The eigenstate thermalization hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention toward the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.