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arXiv:2110.09512 · SciPost Physics

Building models of topological quantum criticality from pivot Hamiltonians

Nathanan Tantivasadakarn, Ryan Thorngren, Ashvin Vishwanath, Ruben Verresen

Published Feb 2, 2023• 32 citations
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Abstract

Progress in understanding symmetry-protected topological (SPT) phases has been greatly aided by our ability to construct lattice models realizing these states. In contrast, a systematic approach to constructing models that realize quantum critical points between SPT phases is lacking, particularly in dimension d>1 d > 1 . Here, we show how the recently introduced notion of the pivot Hamiltonian—generating rotations between SPT phases—facilitates such a construction. We demonstrate this approach by constructing a spin model on the triangular lattice, which is midway between a trivial and SPT phase. The pivot Hamiltonian generates a U(1) U ( 1 ) pivot symmetry which helps to stabilize a direct SPT transition. The sign-problem free nature of the model—with an additional Ising interaction preserving the pivot symmetry—allows us to obtain the phase diagram using quantum Monte Carlo simulations. We find evidence for a direct transition between trivial and SPT phases that is consistent with a deconfined quantum critical point with emergent SO(5) S O ( 5 ) symmetry. The known anomaly of the latter is made possible by the non-local nature of the U(1) U ( 1 ) pivot symmetry. Interestingly, the pivot Hamiltonian generating this symmetry is nothing other than the staggered Baxter-Wu three-spin interaction. This work illustrates the importance of U(1) U ( 1 ) pivot symmetries and proposes how to generally construct sign-problem-free lattice models of SPT transitions with such anomalous symmetry groups for other lattices and dimensions.

DOI
10.21468/scipostphys.14.2.013

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It is well-known that symmetry-protected topological (SPT) phases can be obtained from the trivial phase by an entangler, a finite-depth unitary operator U U . Here, we consider obtaining the entangler from a local ‘pivot’ Hamiltonian H_\text{pivot} H pivot such that U = e^{i\pi H_\text{pivot}} U = e i π H pivot . This perspective of Hamiltonians pivoting between the trivial and SPT phase opens up two new directions: (i) Since SPT Hamiltonians and entanglers are now on the same footing, can we iterate this process to create other interesting states? (ii) Since entanglers are known to arise as discrete symmetries at SPT transitions, under what conditions can this be enhanced to U(1) U ( 1 ) pivot symmetry generated by H_\text{pivot} H pivot ? In this work we explore both of these questions. With regard to the first, we give examples of a rich web of dualities obtained by iteratively using an SPT model as a pivot to generate the next one. For the second question, we derive a simple criterion for when the direct interpolation between the trivial and SPT Hamiltonian has a U(1) U ( 1 ) pivot symmetry. We illustrate this in a variety of examples, assuming various forms for H_\text{pivot} H pivot , including the Ising chain, and the toric code Hamiltonian. A remarkable property of such a U(1) U ( 1 ) pivot symmetry is that it shares a mutual anomaly with the symmetry protecting the nearby SPT phase. We discuss how such anomalous and non-onsite U(1) U ( 1 ) symmetries explain the exotic phase diagrams that can appear, including an SPT multicritical point where the gapless ground state is given by the fixed-point toric code state.

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Progress in understanding symmetry-protected topological (SPT) phases has been greatly aided by our ability to construct lattice models realizing these states. In contrast, a systematic approach to constructing models that realize quantum critical points between SPT phases is lacking, particularly in dimension d>1 d > 1 . Here, we show how the recently introduced notion of the pivot Hamiltonian—generating rotations between SPT phases—facilitates such a construction. We demonstrate this approach by constructing a spin model on the triangular lattice, which is midway between a trivial and SPT phase. The pivot Hamiltonian generates a U(1) U ( 1 ) pivot symmetry which helps to stabilize a direct SPT transition. The sign-problem free nature of the model—with an additional Ising interaction preserving the pivot symmetry—allows us to obtain the phase diagram using quantum Monte Carlo simulations. We find evidence for a direct transition between trivial and SPT phases that is consistent with a deconfined quantum critical point with emergent SO(5) S O ( 5 ) symmetry. The known anomaly of the latter is made possible by the non-local nature of the U(1) U ( 1 ) pivot symmetry. Interestingly, the pivot Hamiltonian generating this symmetry is nothing other than the staggered Baxter-Wu three-spin interaction. This work illustrates the importance of U(1) U ( 1 ) pivot symmetries and proposes how to generally construct sign-problem-free lattice models of SPT transitions with such anomalous symmetry groups for other lattices and dimensions.
It is well-known that symmetry-protected topological (SPT) phases can be obtained from the trivial phase by an entangler, a finite-depth unitary operator U U . Here, we consider obtaining the entangler from a local ‘pivot’ Hamiltonian H_\text{pivot} H pivot such that U = e^{i\pi H_\text{pivot}} U = e i π H pivot . This perspective of Hamiltonians pivoting between the trivial and SPT phase opens up two new directions: (i) Since SPT Hamiltonians and entanglers are now on the same footing, can we iterate this process to create other interesting states? (ii) Since entanglers are known to arise as discrete symmetries at SPT transitions, under what conditions can this be enhanced to U(1) U ( 1 ) pivot symmetry generated by H_\text{pivot} H pivot ? In this work we explore both of these questions. With regard to the first, we give examples of a rich web of dualities obtained by iteratively using an SPT model as a pivot to generate the next one. For the second question, we derive a simple criterion for when the direct interpolation between the trivial and SPT Hamiltonian has a U(1) U ( 1 ) pivot symmetry. We illustrate this in a variety of examples, assuming various forms for H_\text{pivot} H pivot , including the Ising chain, and the toric code Hamiltonian. A remarkable property of such a U(1) U ( 1 ) pivot symmetry is that it shares a mutual anomaly with the symmetry protecting the nearby SPT phase. We discuss how such anomalous and non-onsite U(1) U ( 1 ) symmetries explain the exotic phase diagrams that can appear, including an SPT multicritical point where the gapless ground state is given by the fixed-point toric code state.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Inspired by the Chern-Simons effective theory description of symmetry protected topological (SPT) phases in two dimensions, we present a projective construction for many-body wave functions of SPT phases. Using this projective construction, we can systematically write down trial wave functions of SPT phases on a lattice. An explicit example of SPT phase with U(1) symmetry is constructed for two types of bosons with filling ${\ensuremath{\nu}}_{{b}_{1}}={\ensuremath{\nu}}_{{b}_{2}}=\frac{1}{2}$ per site on a square lattice. We study continuous phase transitions between different U(1)-SPT phases based on projective construction. The effective theory around the critical point is an emergent QED3{\mathrm{QED}}_{3}QED3​ with fermion number Nf=2{N}_{f}=2Nf​=2. Such a continuous phase transition, however, needs fine tuning, and in general there are intermediate phases between different U(1)-SPT phases. We show that such an intermediate phase has the same response as an anyon superconductor, and hence dub it ``anyon superfluid.'' A schematic phase diagram of interacting bosons with U(1) symmetry is depicted.
Symmetry-protected trivial (SPt) phases of matter are the product-state analog of symmetry-protected topological (SPT) phases. This means, SPt phases can be adiabatically connected to a product state by some path that preserves the protecting symmetry. Moreover, SPt and SPT phases can be adiabatically connected to each other when interaction terms that break the symmetries protecting the SPT order are added in the Hamiltonian. It is also known that spin-1 SPT phases in quantum spin chains can emerge as effective intermediate phases of spin-2 Hamiltonians. In this paper we show that a similar scenario is also valid for SPt phases. More precisely, we show that for a given spin-2 quantum chain, effective intermediate spin-1 SPt phases emerge in some regions of the phase diagram, these also being adiabatically connected to nontrivial intermediate SPT phases. We characterize the phase diagram of our model by studying quantities such as the entanglement entropy, symmetry-related order parameters, and 1-site fidelities. Our numerical analysis uses matrix product states and the infinite time evolving block decimation method to approximate ground states of the system in the thermodynamic limit. Moreover, we provide a field theory description of the possible quantum phase transitions between the SPt phases. Together with the numerical results, such a description shows that the transitions may be described by conformal field theories with central charge c=1c=1c=1. Our results are in agreement with, and further generalize, those of Y. Fuji, F. Pollmann, and M. Oshikawa [Phys. Rev. Lett. 114, 177204 (2015)].
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
We study Z3{\mathbb{Z}}_{3}Z3​ symmetry-protected topological (SPT) phases in one-dimensional spin systems with ${Z}_{3}\ifmmode\times\else\texttimes\fi{}{Z}_{3}$ symmetry. We construct ground-state wave functions of the matrix product form for nontrivial Z3{\mathbb{Z}}_{3}Z3​ phases and their parent Hamiltonian from a cocycle of the group cohomology ${H}^{2}({Z}_{3}\ifmmode\times\else\texttimes\fi{}{Z}_{3},U(1))$. The Hamiltonian is an SU(3) version of the Affleck-Kennedy-Lieb-Tasaki (AKLT) model, consisting of bilinear and biquadratic terms of su(3) generators in the adjoint representation. A generalization to the SU(N)\mathrm{SU}(N)SU(N) case, the SU(N)\mathrm{SU}(N)SU(N) AKLT Hamiltonian, is also presented, which realizes nontrivial ZN{\mathbb{Z}}_{N}ZN​ SPT phases. We use the infinite-size variant of the density matrix renormalization group (iDMRG) method to determine the ground-state phase diagram of the SU(3) bilinear-biquadratic model as a function of the parameter $\ensuremath{\theta}$ controlling the ratio of the bilinear and biquadratic coupling constants. The nontrivial Z3{\mathbb{Z}}_{3}Z3​ SPT phase is found for a range of the parameter $\ensuremath{\theta}$ including the point of vanishing biquadratic term $(\ensuremath{\theta}=0)$ as well as the SU(3) AKLT point [$\ensuremath{\theta}=arctan(2/9)$]. A continuous phase transition to the SU(3) dimer phase takes place at $\ensuremath{\theta}\ensuremath{\approx}\ensuremath{-}0.027\ensuremath{\pi}$, with a central charge $c\ensuremath{\approx}3.2$. For SU(3) symmetric cases, we define string order parameters for the Z3{\mathbb{Z}}_{3}Z3​ SPT phases in a similar way to the conventional Haldane phase. We propose simple spin models that effectively realize the SU(3) and SU(4) AKLT models.