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arXiv:2109.07021 · Physical Review C

Pure quantum extension of the semiclassical Boltzmann-Uehling-Uhlenbeck equation

Aurel Bulgac

Published Feb 9, 2022• 11 citations
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Abstract

The Boltzmann equation is the traditional framework in which one extends the time-dependent mean field classical description of a many-body system to include the effect of particle-particle collisions in an approximate manner. A semiclassical extension of this approach to quantum many-body systems was suggested by Uehling and Uhlenbeck in 1933 for both Fermi and Bose statistics, and many further developments of this approach are known as the Boltzmann-Uehling-Uhlenbeck (BUU) equations. Here I introduce a pure quantum version of the BUU type of equations, which is mathematically equivalent to a generalized time-dependent density functional theory extended to superfluid systems. As expected, during nonequilibrium processes the quantum Boltzmann one-body entropy increases during evolution.

DOI
10.1103/physrevc.105.l021601

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The Boltzmann equation is the traditional framework in which one extends the time-dependent mean field classical description of a many-body system to include the effect of particle-particle collisions in an approximate manner. A semiclassical extension of this approach to quantum many-body systems was suggested by Uehling and Uhlenbeck in 1933 for both Fermi and Bose statistics, and many further developments of this approach are known as the Boltzmann-Uehling-Uhlenbeck (BUU) equations. Here I introduce a pure quantum version of the BUU type of equations, which is mathematically equivalent to a generalized time-dependent density functional theory extended to superfluid systems. As expected, during nonequilibrium processes the quantum Boltzmann one-body entropy increases during evolution.
The Boltzmann equation is the traditional framework in which one extends the time-dependent mean field classical description of a many-body system to include the effect of particle-particle collisions in an approximate manner. A semiclassical extension of this approach to quantum many-body systems was suggested by Uehling and Uhlenbeck in 1933 for both Fermi and Bose statistics, and many further generalization of this approach are known as the Boltzmann-Uehling-Uhlenbeck (BUU) equations. Here I suggest a pure quantum version of the BUU type of equations, which is mathematically equivalent to a generalized Time-Dependent Density Functional Theory extended to superfluid systems.
The quantum Boltzmann equation (QBE), originally formulated as the quantum extension of Boltzmann’s classical transport theory by Uehling and Uhlenbeck and subsequently developed within the nonequilibrium Green-function formalisms of Kadanoff–Baym and Keldysh, provides the central kinetic framework for describing relaxation and transport in weakly interacting quantum many-body systems. Although its formal structure is well established, conventional derivations often obscure the microscopic equivalence between operator and nonequilibrium Green-function approaches. Wick factorization is typically applied without explicitly enumerating real-time contractions, while Green-function treatments encode the same physics in Born-level self-energies that conceal their operator origin. In this paper, we present a pedagogical microscopic derivation of the quantum Boltzmann equation that makes this equivalence fully explicit. Starting from the ladder-operator formulation, we enumerate all fifteen Wick pairings of the second-order six-field correlator, identifying three Hartree–Fock contributions and twelve real-time Born scattering channels generated by a quartic, number-conserving interaction Hamiltonian. We then establish a one-to-one correspondence between these twelve operator contractions and the Keldysh components of the second-order Born self-energy, demonstrating explicitly how the Uehling–Uhlenbeck collision integral emerges after Wigner transformation and quasiparticle projection. Under controlled Born–Markov and quasiparticle approximations, this work offers a transparent synthesis of operator and Green-function formulations, and clarifies how kinetic fluctuations can be understood as emergent under coarse-graining.
The presence of pairing correlations within the time-dependent density-functional-theory (TDDFT) extension to superfluid systems is tantamount to the presence of a quantum collision integral in the evolution equations, which leads to an obviously non-Markovian behavior of the single-particle occupation probabilities, unexpected in a traditional quantum extension of kinetic equations. The quantum generalization of the Boltzmann equation, based on a collision integral in terms of phase-space occupation probabilities, is the most used approach to describe nuclear dynamics and which by construction has a Markovian character. By contrast, the extension of TDDFT to superfluid systems has similarities with the Baym and Kadanoff kinetic formalism, which, however, is formulated with much more complicated evolution equations with long-time memory terms and nonlocal interactions. The irreversibility of quantum dynamics is properly characterized using the canonical wave functions/natural orbitals and the associated canonical occupation probabilities, which provide the smallest possible representation of any fermionic many-body wave function. In this basis, one can evaluate the orbital entanglement entropy, which is an excellent measure of the nonequilibrium dynamics of an isolated system. To explore the phenomena of memory effects and irreversibility, we investigate the use of canonical wave functions/natural orbitals in nuclear many-body calculations, assessing their utility for static calculations, dynamics, and symmetry restoration. As the number of single-particle states is generally quite large, it is highly desirable to work in the canonical basis whenever possible, preferably with a cutoff. We show that truncating the number of canonical wave functions can be a valid approach in the case of static calculations, but that such a truncation is not valid for time-dependent calculations, as it leads to the violation of continuity equation, energy conservation, and other observables, as well as an inaccurate representation of the dynamics. Indeed, in order to describe the dynamics of a fissioning system within a TDDFT framework all the canonical states must be included in the calculation. Finally, we demonstrate that the canonical representation provides a very efficient basis for performing symmetry projections.
Basing his work on a new formulation of thermodynamics called the Unified Quantum Theory of Mechanics and Thermodynamics first published in a series of four ground breaking papers in 1976 (Hatsopoulos and Gyftopoulos, 1976a, b, c, d), Beretta develops a dynamical postulate (Beretta et al. 1984; Beretta, Gyftopoulos, and Park, 1985) consistent both with the non-dynamical quantum mechanical postulates of the Unified Theory as well as with its thermodynamic ones (the 2nd Law in particular). The theory itself simply and elegantly extends in a unified fashion the concepts of thermodynamics to quantum mechanics and the concepts of quantum mechanics to thermodynamics. It does so without the bridge traditionally used, i.e. statistical mechanics, eliminating a number of the ambiguities, tautologies, and inconsistencies (including a built-in violation of the 2nd Law) inherent in the presentations of both Classical and Statistical Thermodynamics. This new formulation generalizes thermodynamics so that it applies to all systems large or small (including one particle systems) either in a state of thermodynamic (i.e. stable) equilibrium or not in a state of thermodynamic equilibrium. The Beretta equation of motion describes the time evolution of the state of a system via a density operator which is uniquely based on an unambiguous preparation of an ensemble of identical systems, i.e. the so-called homogenous or irreducible ensemble, and does so both for unitary and non-unitary reversible as well as irreversible processes. In this paper, we present a simple application of this general equation of motion to the time evolution of the entropy of a closed system comprised of a Boltzmann type gas consisting of one or of many particles undergoing an irreversible process. A number of different energy eigenlevels and initial states and their effects on entropy generation and the final state of maximum entropy, i.e. stable equilibrium, are examined. A simple time-dependent work interaction is introduced into the formulation to show how this in turn affects the evolution of the state of the system.