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arXiv:2106.12222 · Physical Review Letters

Lieb-Schultz-Mattis Theorem in Higher Dimensions from Approximate Magnetic Translation Symmetry

Yasuhiro Tada

Published Dec 3, 2021• 7 citations
arXivHTMLPDF

Abstract

We prove the Lieb-Schultz-Mattis theorem on the energy spectrum of a general two- or three-dimensional quantum many-body system with the U(1) particle number conservation and translation symmetry. Especially, it is demonstrated that the theorem holds in a system with long-range interactions. To this end, we introduce approximate magnetic translation symmetry under the total magnetic flux Φ=2π instead of the exact translation symmetry, and explicitly construct low energy variational states. The energy spectrum at Φ=2π is shown to agree with that at Φ=0 in the thermodynamic limit, which concludes the Lieb-Schultz-Mattis theorem.

DOI
10.1103/physrevlett.127.237204

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We prove the Lieb-Schultz-Mattis theorem on the energy spectrum of a general two- or three-dimensional quantum many-body system with the U(1) particle number conservation and translation symmetry. Especially, it is demonstrated that the theorem holds in a system with long-range interactions. To this end, we introduce approximate magnetic translation symmetry under the total magnetic flux Φ=2π instead of the exact translation symmetry, and explicitly construct low energy variational states. The energy spectrum at Φ=2π is shown to agree with that at Φ=0 in the thermodynamic limit, which concludes the Lieb-Schultz-Mattis theorem.
We discuss the Lieb-Schultz-Mattis (LSM) theorem in two-dimensional spin systems with on-site U(1)⋊Z2{\mathrm U}(1)\rtimes {\mathbb Z}_2U(1)⋊Z2​ spin rotation symmetry and point group C2vC_{2v}C2v​ symmetry about a site. We ``twist" the point group symmetry by introducing a small uniform U(1) flux to obtain a projective symmetry, similarly to the familiar magnetic translation symmetry. The LSM theorem is proved in presence of the flux and then it is demonstrated that the theorem holds also for the flux-free system. Besides, the uniform flux enables us to show the LSM theorem for the time-reversal symmetry and the site-centered C2C_2C2​-rotation symmetry.
The Lieb-Schultz-Mattis (LSM) theorem asserts that microscopic details of the system can impose non-trivial constraints on the system's low-energy properties. While traditionally applied to short-range interaction systems, where locality ensures a vanishing spectral gap in large system size limit, the impact of long-range interactions on the LSM theorem remains an open question. Long-range interactions are prevalent in experimental platforms such as Rydberg atoms, dipolar quantum gases, polar molecules, optical cavities, and trapped ions, where the interaction decay exponent can be experimentally tuned. We extend the LSM theorem in one dimension to long-range interacting systems and find that the LSM theorem holds for exponentially or power-law two-body interactions with a decay exponent α>2α> 2α>2. However, for power-law interactions with α<2α< 2α<2, the constraints of the LSM theorem on the ground state do not apply. Numerical simulations of long-range versions of the Heisenberg and Majumdar-Ghosh models, both satisfying the LSM symmetry requirements, are also provided. Our results suggest promising directions for experimental validation of the LSM theorem in systems with tunable long-range interactions.
Nonperturbative constraints on many-body physics, such as the famous Lieb-Schultz-Mattis theorem, are valuable tools for studying strongly correlated systems. To this end, we present a number of nonperturbative results that constrain the low-energy physics of systems having conserved dipole moments. We find that for these systems, a unique translationally invariant gapped ground state is only possible if the polarization of the system is integer. Furthermore, if a lattice system also has U(1)\text{U}(1)U(1) subsystem charge conservation symmetry, a unique gapped ground state is only possible if the particle filling along these subsystems is integer. We also apply these methods to spin systems, and determine criteria for the existence of a different type of magnetic response plateau in the presence of a nonuniform magnetic field. Finally, we formulate a version of Luttinger's theorem for one-dimensional systems consisting of dipoles.
We propose a geometric approach to the Lieb-Schultz-Mattis theorem for quantum many-body systems with discrete spin-rotation symmetries and lattice inversion or rotation symmetry, but without translation symmetry assumed. Under symmetry twisting on a $(d\ensuremath{-}1)$-dimensional plane, we find that any ddd-dimensional inversion-symmetric spin system possesses a doubly degenerate spectrum when it hosts a half-integer spin at the inversion-symmetric point. We also show that any rotation-symmetric generalized spin model with a projective representation at the rotation center has a similar degeneracy under symmetry twisting. We argue that these degeneracies imply that a unique symmetric gapped ground state that is smoothly connected to product states is forbidden in the original untwisted systems---generalized inversional or rotational Lieb-Schultz-Mattis theorems without lattice translation symmetry imposed. The traditional Lieb-Schultz-Mattis theorems with translations also fit in the proposed framework.
Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.
The Lieb-Schultz-Mattis (LSM) theorem provides a general constraint on quantum many-body systems and plays a significant role in the Haldane gap phenomena and topological phases of matter. Here, we extend the LSM theorem to open quantum systems and establish a general theorem that restricts the steady state and spectral gap of Liouvillians based solely on symmetry. Specifically, we demonstrate that the unique gapped steady state is prohibited when translation invariance and U(1) symmetry are simultaneously present for noninteger filling numbers. As an illustrative example, we find that no dissipative gap is open in the spin-1/2 dissipative Heisenberg model, while a dissipative gap can be open in the spin-1 counterpart-an analog of the Haldane gap phenomena in open quantum systems. Furthermore, we show that the LSM constraint manifests itself in a quantum anomaly of the dissipative form factor of Liouvillians. We also find the LSM constraints due to symmetry intrinsic to open quantum systems, such as Kubo-Martin-Schwinger symmetry. Our work leads to a unified understanding of phases and phenomena in open quantum systems.