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arXiv:2105.13304

Anomalous phase separation dynamics in a correlated electron system: machine-learning enabled large-scale kinetic Monte Carlo simulations

Sheng Zhang, Puhan Zhang, Gia-Wei Chern

Published May 27, 2021• 1 citation
arXivHTMLPDF

Abstract

Phase separation plays a central role in the emergence of novel functionalities of correlated electron materials. The structure of the mixed-phase states depends strongly on the nonequilibrium phase-separation dynamics, which has so far yet to be systematically investigated, especially on the theoretical side. With the aid of modern machine learning methods, we demonstrate the first-ever large-scale kinetic Monte Carlo simulations of the phase separation process for the Falicov-Kimball model, which is one of the canonical strongly correlated electron systems. We uncover an unusual phase-separation scenario where domain coarsening occurs simultaneously at two different scales: the growth of checkerboard clusters at smaller length scales and the expansion of super-clusters, which are aggregates of the checkerboard clusters of the same sign, at a larger scale. We show that the emergence of super-clusters is due to a hidden dynamical breaking of the sublattice symmetry. Arrested growth of the checkerboard patterns and of the super-clusters is shown to result from a correlation-induced self-trapping mechanism. Glassy behaviors similar to the one reported in this work could be generic for other correlated electron systems.

DOI
10.48550/arxiv.2105.13304

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Phase separation plays a central role in the emergence of novel functionalities of correlated electron materials. The structure of the mixed-phase states depends strongly on the nonequilibrium phase-separation dynamics, which has so far yet to be systematically investigated, especially on the theoretical side. With the aid of modern machine learning methods, we demonstrate the first-ever large-scale kinetic Monte Carlo simulations of the phase separation process for the Falicov-Kimball model, which is one of the canonical strongly correlated electron systems. We uncover an unusual phase-separation scenario where domain coarsening occurs simultaneously at two different scales: the growth of checkerboard clusters at smaller length scales and the expansion of super-clusters, which are aggregates of the checkerboard clusters of the same sign, at a larger scale. We show that the emergence of super-clusters is due to a hidden dynamical breaking of the sublattice symmetry. Arrested growth of the checkerboard patterns and of the super-clusters is shown to result from a correlation-induced self-trapping mechanism. Glassy behaviors similar to the one reported in this work could be generic for other correlated electron systems.
The phase ordering kinetics of emergent orders in correlated electron systems is a fundamental topic in non-equilibrium physics, yet it remains largely unexplored. The intricate interplay between quasiparticles and emergent order-parameter fields could lead to unusual coarsening dynamics that is beyond the standard theories. However, accurate treatment of both quasiparticles and collective degrees of freedom is a multi-scale challenge in dynamical simulations of correlated electrons. Here we leverage modern machine learning (ML) methods to achieve a linear-scaling algorithm for simulating the coarsening of charge density waves (CDWs), one of the fundamental symmetry breaking phases in functional electron materials. We demonstrate our approach on the square-lattice Hubbard-Holstein model and uncover an intriguing enhancement of CDW coarsening which is related to the screening of on-site potential by electron-electron interactions. Our study provides fresh insights into the role of electron correlations in non-equilibrium dynamics and underscores the promise of ML force-field approaches for advancing multi-scale dynamical modeling of correlated electron systems.
One of the most intriguing areas of physics is the study of strongly correlated many-body systems. In these kinds of systems, a large number of particles interacts via interactions that are strong enough to play a major role in determining the properties of the system, which is particularly interesting when multiple interaction terms compete and cannot be satisfied simultaneously. Examples of phases they realize range from simple magnetism to puzzling phenomena such as superconductivity or topological order. Of special interest in condensed matter are fermionic models which have an extra layer of complexity added by the possibly intricate sign structure of the wave function. \nHowever, exactly solvable models that exhibit the sought-after phenomena are scarce and Hamiltonians that are supposed to model experiments often elude analytical solutions precisely due to the strong interactions. Numerical methods are thus essential to gain insight into these systems and provide an important link between theoretical models and real world experiments. There are many different methods that in principle allow solving a problem numerically exact, most prominently exact diagonalization, tensor network based methods such as DMRG and (quantum) Monte Carlo. Exact diagonalization is certainly the most straightforward technique which allows measuring any observable of interest but its application to interacting models is severely limited by the exponential growth of the Hilbert space with the system size which only allows studying rather small systems. Tensor network methods excel in the study of gapped, one-dimensional systems and while they have shown some impressive results for two-dimensional systems, they need a lot of fine tuning and careful analysis to be considered reliable in this very important domain. Quantum Monte Carlo, on the other hand, is in principle neither limited by the size of the Hilbert space nor by the strength of the interactions and has thus been a tremendously important tool for studying condensed matter systems which is why it is the focus of this thesis. \nIt is necessary to continuously advance existing and develop new techniques to keep up with theoretical as well as with experimental progress. In this thesis, new methods to identify and characterize conventional and novel phases of matter within quantum Monte Carlo are developed and tested on archetypical models of condensed matter. \nIn the first part of this thesis, a method to study entanglement properties of strongly interacting fermionic models in quantum Monte Carlo is presented. Measurements of this kind are needed because some characteristics of a system remain hidden from conventional approaches based on the calculation of correlation functions. Prime examples are systems that realize so-called topological order entailing long-range entanglement that can be positively diagnosed using entanglement techniques. Realizing such measurements in a concrete algorithm is not straightforward for fermions. A large section of this part is thus devoted to developing a solution to the problem of implementing entanglement measurements and benchmarking the results against known data. \nThe second part is concerned with a truly novel and recent approach to the many-body problem, namely the symbiosis of machine learning and quantum Monte Carlo techniques. Out of the many different possibilities to combine the two, this part is concerne with exploring ways in which machine learning can help to effortlessly explore phase diagrams of hitherto unknown Hamiltonians. \nDespite the power and versatility of quantum Monte Carlo techniques, it does suffer from one significant weakness called the fermion sign problem. At its core related to the peculiar exchange statistics of fermions, it is in principle merely a technical problem of the Monte Carlo procedure but one that actually prohibits the use of Monte Carlo methods for a large number of interesting problems. The sign problem has been known for a long time but remains unsolved to this day. Thus, it is time to approach the problem from a different perspective with the hope of learning something new that can either help to better understand the problem itself or the properties of the models affected by it. Both of the two major research areas, entanglement measures and machine learning, are capable of providing such new perspectives and the sign problem will be revisited in more detail in the context of each of them.
An inhomogeneous dynamical mean-field approximation is proposed to investigate inhomogeneous phases of strongly correlated electron systems. The approximation is based on the dynamical mean-field theory and the direct lattice space representation. Within the approximation the self-energy although is a local function of frequency, but it still depends on the lattice site. Applied the inhomogeneous dynamical mean-field approximation to the Falicov-Kimball model on a square lattice, various inhomogeneous phases are obtained. For intermediate couplings these phases are characterized by charge ordered clusters embedding in an almost homogeneous surrounding. The topology of the charge configuration of the clusters depends on the electron density and the number of ions. The clustered phases are a realization of the coexistence of the charge checkerboard ordering and segregation.
We apply various unsupervised machine learning methods for phase classification to investigate the finite-temperature phase diagram of the spinless Falicov-Kimball model in two dimensions. Using only particle occupation snapshots from Monte Carlo simulations as input, each technique, including a straightforward classification based on principal component analysis (PCA), successfully identifies the phase boundary between ordered and disordered phases, independent of the type of phase transition. Remarkably, these techniques also distinguish between the weakly localized and Anderson-localized regimes within the disordered phase, accurately identifying their crossover, which is a challenging task for standard methods. Among the machine learning approaches used, PCA based analysis outperforms more complex methods, such as neural network predictors and autoencoders. These results underscore the effectiveness of simple unsupervised techniques in examining phase transitions and electron localization in complex correlated systems.
The exploration of quantum phases in strongly correlated electron systems represents a frontier in condensed matter physics, offering insights into phenomena such as high-temperature superconductivity, Mott insulation, and quantum spin liquids. Traditional theoretical approaches, relying on perturbative or mean-field approximations, often fall short in capturing the intricate interplay of electron correlations that drive these exotic phases. This paper delves into the critical role of exact and highly accurate diagrammatic expansions as powerful, non-perturbative tools for unraveling the emergence and characterization of quantum phases. We review the theoretical foundations of these methods, including advanced techniques like Dynamical Mean-Field Theory extensions and the Functional Renormalization Group, and discuss their ability to systematically incorporate non-local correlations. By examining their application to canonical models, we illustrate how these expansions provide a robust framework for constructing phase diagrams, predicting novel quantum states, and discerning the mechanisms underlying quantum phase transitions. We highlight the computational advancements, such as diagrammatic Monte Carlo, that enable the practical implementation of these complex theories. Finally, we discuss current challenges and future prospects, emphasizing the potential of exact diagrammatic expansions to deepen our understanding of quantum matter and guide the discovery of new materials with tailored functionalities.
In order to understand various local phenomena related to electronic phase separation discovered recently in strongly correlated materials, quantum cluster methods are applied to a theoretical model, i.e., Hubbard model, which has successfully predicted basic properties of strongly correlated systems. Our calculations are performed at two levels: exact calculations based on the isolated small clusters via exact diagonalization and approximate calculations applied to large lattices using the variational cluster approximation (VCA).\nWe first study phase separation instabilities with the formation of a pairing gap in the two-dimensional Hubbard model for 8-site Betts clusters. The exact diagonalization method is applied to extract exact ground and excited states of the Hubbard model. The results show that the electronic states with one hole off half filling are unstable and they energetically prefer creating the spatial phase separation. The effect of next nearest hopping is also discussed in this part.\nWe studied the variation of the pairing when the out-of-plane correlation is present by adding an interacting apical site above the two-dimensional cluster plane. The calculations indicate that the out-of-plane correlation can be detrimental to the in-plane pairing effect. When it is not too strong to destroy electron pairs on the plane, the modulation of the apical site can drive the pairing gap to show a sinusoidal variation which is consistent with recent experimental discoveries.\nVariational cluster approximation is introduced to explore local properties of larger lattices. The local nematic state is studied in the square lattice using this method, which indicates that it is possible that the electronic states can locally break the C4 symmetry (90o$ rotational symmetry) to form a pattern where the electronic properties, such as charge and spin correlations, are different in x and y directions.\nThe spatial phase separation in the square and honeycomb lattices is also investigated by the variational cluster approximation. The study shows that Coulomb interaction and lattice geometry are both crucial for electronic phase separation. We propose that electronic phase separation is the result of an instability of the Fermi surface at the boundary of the first Brillouin zone of antiferromagnetic states.