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arXiv:2104.12115 · Physical review. B./Physical review. B

Chern number and Berry curvature for Gaussian mixed states of fermions

Lukas Wawer, Michael Fleischhauer

Published Sep 15, 2021• 18 citations
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Abstract

We generalize the concept of topological invariants for mixed states based on the ensemble geometric phase (EGP) to two-dimensional band structures. In contrast to the geometric Uhlmann phase for density matrices, the EGP leads to a proper Chern number for Gaussian, finite-temperature, or nonequilibrium steady states. The Chern number can be expressed as an integral of the ground-state Berry curvature of a fictitious lattice Hamiltonian, constructed from single-particle correlations. For the Chern number to be nonzero the fictitious Hamiltonian has to break time-reversal symmetry.

DOI
10.1103/physrevb.104.094104

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We generalize the concept of topological invariants for mixed states based on the ensemble geometric phase (EGP) to two-dimensional band structures. In contrast to the geometric Uhlmann phase for density matrices, the EGP leads to a proper Chern number for Gaussian, finite-temperature, or nonequilibrium steady states. The Chern number can be expressed as an integral of the ground-state Berry curvature of a fictitious lattice Hamiltonian, constructed from single-particle correlations. For the Chern number to be nonzero the fictitious Hamiltonian has to break time-reversal symmetry.
The topological classification of fermion systems in mixed states is a long-standing quest. For Gaussian states, reminiscent of noninteracting unitary fermions, some progress has been made. While the topological quantization of certain observables such as the Hall conductivity is lost for mixed states, directly observable many-body correlators exist which preserve the quantized nature and naturally connect to known topological invariants in the ground state. For systems that break time-reversal (TR) symmetry, the ensemble geometric phase was identified as such an observable which can be used to define a Chern number in (1+1)(1+1)(1+1) and two dimensions. Here we propose a corresponding Z2{\mathbb{Z}}_{2}Z2​ topological invariant for systems with TR symmetry. We show that this mixed-state invariant is identical to well-known Z2{\mathbb{Z}}_{2}Z2​ invariants for the ground state of the so-called fictitious Hamiltonian, which for thermal states is just the ground state of the system Hamiltonian itself. We illustrate our findings for finite-temperature states of a paradigmatic Z2{\mathbb{Z}}_{2}Z2​ topological insulator, the Kane-Mele model.
The Berry phase is a geometric phase of a pure state when the system is adiabatically transported along a loop in its parameter space. The concept of geometric phase has been generalized to mixed states by the so-called Uhlmann phase. However, the Uhlmann phase is constructed from the Uhlmann connection that possesses a well-defined global section. This property implies that the Uhlmann connection is topologically trivial and, as a consequence, the corresponding Chern character vanishes. We propose a modified Chern character whose integral gives the thermal Uhlmann Chern number, which is related to the winding number of the mapping defined by the Hamiltonian. Therefore, the thermal Uhlmann Chern number reflects the topological properties of the underlying Hamiltonian of a mixed state. By including the temperature dependence in the volume integral, we also introduce the nontopological thermal Uhlmann Chern number, which varies with temperature but is not quantized at finite temperatures. We illustrate the applications to a two-band model and a degenerate four-band model.
We construct a topological invariant that classifies density matrices of symmetry-protected topological orders in two-dimensional fermionic systems. As it is constructed out of the previously introduced Uhlmann phase, we refer to it as the topological Uhlmann number n_{U}. With it, we study thermal topological phases in several two-dimensional models of topological insulators and superconductors, computing phase diagrams where the temperature T is on an equal footing with the coupling constants in the Hamiltonian. Moreover, we find novel thermal-topological transitions between two nontrivial phases in a model with high Chern numbers. At small temperatures we recover the standard topological phases as the Uhlmann number approaches to the Chern number.
The ground states of noninteracting fermions in one-dimension with chiral symmetry form a class of topological band insulators, described by a topological invariant that can be related to the Zak phase. Recently, a generalization of this quantity to open systems---known as the ensemble geometric phase (EGP)---has emerged as a robust way to describe topology at nonzero temperature. By using this quantity, we explore the nature of topology allowed for dissipation beyond a Lindblad description, to allow for coupling to external baths at finite temperatures. We introduce two main aspects to the theory of open-system topology. First, we discover topological phase transitions as a function of the temperature TTT, manifesting as changes in differences of the EGP accumulated over a closed loop in parameter space. We characterize the nature of these transitions and reveal that the corresponding nonequilibrium steady state can exhibit a nontrivial structure---contrary to previous studies where it was found to be in a fully mixed state. Second, we demonstrate that the EGP itself becomes quantized when key symmetries are present, allowing it to be viewed as a topological marker which can undergo equilibrium topological transitions at nonzero temperatures.
Meaningful topological invariants for mixed quantum states are challenging to identify as there is no unique way to define them, and most choices do not directly relate to physical observables. Here, we propose a simple pragmatic approach to construct topological invariants of mixed states while preserving a connection to physical observables, by continuously deforming known topological invariants for pure (ground) states. Our approach relies on expectation values of many-body operators, with no reference to single-particle (e.g., Bloch) wavefunctions. To illustrate it, we examine extensions to mixed states of U(1)U(1)U(1) geometric (Berry) phases and their corresponding topological invariant (winding or Chern number). We discuss measurement schemes, and provide a detailed construction of invariants for thermal or more general mixed states of quantum systems with (at least) U(1)U(1)U(1) charge-conservation symmetry, such as quantum Hall insulators.
Topological properties of quantum systems at finite temperatures, described by mixed states, pose significant challenges due to the triviality of the Uhlmann bundle. By inserting the density matrix into the Chern character, we introduce the thermal Uhlmann-Chern number, a generalization of the Chern number that reduces to the pure-state value in the zero-temperature limit and vanishes at infinite temperature, providing a framework to study the temperature-dependent evolution of topological features in mixed states. We provide, for the first time, a rigorous mathematical proof that the first- and higher-order Uhlmann-Chern numbers converge to the corresponding Chern numbers in the zero-temperature limit, differing only by a factor of 1/D1/D1/D for DDD-fold degenerate ground states. We demonstrate the utility of this framework through applications to a two-level system, the coherent state model, the 2D Haldane model, and a four-band model, highlighting the temperature-dependent behavior of topological invariants. Our results establish a robust bridge between the topological properties of pure and mixed states, offering new insights into finite-temperature topological phases.