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arXiv:2208.08994 · Physical Review Research

Topological phase transitions at finite temperature

Paolo Molignini, Nigel R. Cooper

Published Apr 3, 2023• 23 citations
arXivHTMLPDF

Abstract

The ground states of noninteracting fermions in one-dimension with chiral symmetry form a class of topological band insulators, described by a topological invariant that can be related to the Zak phase. Recently, a generalization of this quantity to open systems---known as the ensemble geometric phase (EGP)---has emerged as a robust way to describe topology at nonzero temperature. By using this quantity, we explore the nature of topology allowed for dissipation beyond a Lindblad description, to allow for coupling to external baths at finite temperatures. We introduce two main aspects to the theory of open-system topology. First, we discover topological phase transitions as a function of the temperature $T$, manifesting as changes in differences of the EGP accumulated over a closed loop in parameter space. We characterize the nature of these transitions and reveal that the corresponding nonequilibrium steady state can exhibit a nontrivial structure---contrary to previous studies where it was found to be in a fully mixed state. Second, we demonstrate that the EGP itself becomes quantized when key symmetries are present, allowing it to be viewed as a topological marker which can undergo equilibrium topological transitions at nonzero temperatures.

DOI
10.1103/physrevresearch.5.023004

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The ground states of noninteracting fermions in one-dimension with chiral symmetry form a class of topological band insulators, described by a topological invariant that can be related to the Zak phase. Recently, a generalization of this quantity to open systems---known as the ensemble geometric phase (EGP)---has emerged as a robust way to describe topology at nonzero temperature. By using this quantity, we explore the nature of topology allowed for dissipation beyond a Lindblad description, to allow for coupling to external baths at finite temperatures. We introduce two main aspects to the theory of open-system topology. First, we discover topological phase transitions as a function of the temperature TTT, manifesting as changes in differences of the EGP accumulated over a closed loop in parameter space. We characterize the nature of these transitions and reveal that the corresponding nonequilibrium steady state can exhibit a nontrivial structure---contrary to previous studies where it was found to be in a fully mixed state. Second, we demonstrate that the EGP itself becomes quantized when key symmetries are present, allowing it to be viewed as a topological marker which can undergo equilibrium topological transitions at nonzero temperatures.
The topological classification of fermion systems in mixed states is a long-standing quest. For Gaussian states, reminiscent of noninteracting unitary fermions, some progress has been made. While the topological quantization of certain observables such as the Hall conductivity is lost for mixed states, directly observable many-body correlators exist which preserve the quantized nature and naturally connect to known topological invariants in the ground state. For systems that break time-reversal (TR) symmetry, the ensemble geometric phase was identified as such an observable which can be used to define a Chern number in (1+1)(1+1)(1+1) and two dimensions. Here we propose a corresponding Z2{\mathbb{Z}}_{2}Z2​ topological invariant for systems with TR symmetry. We show that this mixed-state invariant is identical to well-known Z2{\mathbb{Z}}_{2}Z2​ invariants for the ground state of the so-called fictitious Hamiltonian, which for thermal states is just the ground state of the system Hamiltonian itself. We illustrate our findings for finite-temperature states of a paradigmatic Z2{\mathbb{Z}}_{2}Z2​ topological insulator, the Kane-Mele model.
A topological measure characterizing symmetry-protected topological phases in one-dimensional open fermionic systems is proposed. It is built upon the kinematic approach to the geometric phase of mixed states and facilitates the extension of the notion of topological phases from zero-temperature to nonzero-temperature cases. In contrast to a previous finding that topological properties may not survive above a certain critical temperature, we find that topological properties of open systems, in the sense of the measure suggested here, can persist at any finite temperature and disappear only in the mathematical limit of infinite temperature. Our result is illustrated with two paradigmatic models of topological matter. The bulk topology at nonzero temperatures manifested as robust mixed edge state populations is examined via two figures of merit.
We generalize the ensemble geometric phase, recently introduced to classify the topology of density matrices, to finite-temperature states of interacting systems in one spatial dimension (1D). This includes cases where the gapped ground state has a fractional filling and is degenerate. At zero temperature the corresponding topological invariant agrees with the well-known invariant of Niu, Thouless, and Wu. We show that its value at finite temperatures is identical to that of the ground state below some critical temperature T_{c} larger than the many-body gap. We illustrate our result with numerical simulations of the 1D extended superlattice Bose-Hubbard model at quarter filling. Here, a cyclic change of parameters in the ground state leads to a topological charge pump with fractional winding ν=1/2. The particle transport is no longer quantized when the temperature becomes comparable to the many-body gap, yet the winding of the generalized ensemble geometric phase is.
The growing field of topological orders has been extensively studied both form the communities of condensed matter and quantum simulation. However, very little is known about the fate of topological order in the presence of disturbing effects such as external noise or dissipation. In the first part of this thesis, we start by studying how the edge states of a topological insulator become unstable when interacting with thermal baths. Motivated by these results, we generalise the notion of Chern insulators from the well-known Hamiltonian case to Liouvillian dynamics. We achieve this goal by defining a new topological witness that is still related to the quantum Hall conductivity at finite temperature. The mixed character of edge states is also well captured by our formalism, and explicit models for topological insulators and dissipative channels are considered. Additionally, we find new topological phases that remain quantised at finite temperature. The construction is based on the Uhlmann phase, a geometric quantum phase defined for general density matrices. Using this new tool, we are able to characterise topological insulators and superconductors at finite temperature both in one and two spatial dimensions. From the experimental side, we propose a state-independent protocol to measure the topological Uhlmann phase in the context of quantum simulation. Symmetry-protected topological orders have traditionally emerged from shortrange interactions. It remains very much unknown what the role played by longrange interactions is, within the physics of these topological systems. In the second part of this thesis, we analyse how topological superconducting phases are affected by the inclusion of long-range couplings. Remarkably, we unveil new topological quasi-particles due to long-range interactions, that were absent in short-range models. We also study how topological invariants are modified by the presence of long-range effects. In the appendix section of the thesis, we explore new numerical methods for driven-dissipative phase transitions. We consider quantum systems with a dissipative term driving the system into a non-equilibrium steady state. The inclusion of short-range fluctuations out-of-equilibrium deeply modifies the shape of the phase-diagram, something never observed in equilibrium thermodynamics.
The ensemble geometric phase (EGP) has been proposed as a topological indicator for finite-temperature quantum systems. The ensemble Wilson loop, or the transfer matrix, contains the crucial information in the EGP construction. We propose a proxy index and a proxy EGP directly from the transfer matrix and apply them to time-reversal invariant topological insulators exemplified by the Bernevig-Hughes-Zhang (BHZ) and Kane-Mele (KM) models. The quantized proxy index and proxy EGP smoothly generalize the ground-state topological index to finite temperatures. For the BHZ model, a comparison with another topological indicator, the Uhlmann phase, shows different transition behavior with temperature. For the KM model, the EGP have been generalized to the time-reversal EGP previously, but the proxy EGP does not require any splitting of the contributions. The proxy index and proxy EGP thus offer an efficient means for characterizing finite-temperature topological properties.
One of the key issues in the physics of topological insulators is whether the topologically nontrivial properties survive at finite temperatures and, if so, whether they disappear only at the temperature of topological gap closing. Here, we study this problem, using quantum fidelity as a measure, by means of ab initio methods supplemented by an effective dissipative theory built on the top of the ab initio electron and phonon band structures. In the case of SnTe, the prototypical crystal topological insulator, we reveal the presence of a characteristic temperature, much lower than the gap-closing one, that marks a loss of coherence of the topological state. The transition is not present in a purely electronic system but it appears once we invoke coupling with a dissipative bosonic bath. Features in the dependence with temperature of the fidelity susceptibility can be related to changes in the band curvature, but signatures of a topological phase transition appear in the fidelity only though the nonadiabatic coupling with soft phonons. Our argument is valid for valley topological insulators, but in principle can be generalized to the broader class of topological insulators which host any symmetry-breaking boson.