The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A
d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in
d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function
F, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a
N1 expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in
d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
We show that a quadratic system of pseudofermions, with tunable fractionalized statistics, can host a rich phase diagram on a one-dimensional chain with nearest- and next-nearest-neighbor hopping. Using a combination of numerical and analytical techniques, we show that by varying the statistical angle and the ratio of the hopping, the system stabilizes two Tomonaga-Luttinger liquids (TLL) with central charges
c=1 and 2, respectively, along with the inversion symmetry broken bond-ordered (BO) insulating phase. Interestingly, the two quantum phase transitions in the system, (1) between the two TLLs and (2) the
c=1 TLL and BO phase, can be engendered by solely tuning the statistics of the pseudofermions. Our analysis shows that both these transitions are continuous and novel with the former lacking a local order-parameter based description and the latter of Berezinskii-Kosterlitz-Thouless type. These phases and phase transitions can be of direct experimental relevance in the context of recent studies of fermionic cold atoms.
The low-energy properties of interacting Fermi systems are highly constrained by conservation laws. They generally simplify the structure of the underlying renormalization group by reducing the number of independent renormalization constants. In one dimension, all properties of normal metallic fixed points are uniquely determined by separate charge and spin conservation for states near the left and right Fermi points, respectively. We construct the general Luttinger-liquid theory of one-dimensional (1D) metals directly from these conservation laws. Luttinger-liquid parameters emerge naturally from the velocities associated with the conserved currents at the Luttinger-liquid fixed point. Instead of bosonization, one may thus use techniques familiar from Fermi-liquid theory, i.e., Feynman diagrams, equations of motion, and Ward identities. The choice of a technique comprising both Fermi- and Luttinger-liquid theory makes the similarities and differences of both theories particularly transparent, and sets the stage for constructing non-Fermi-liquid metallic fixed points in d>1. Several generic properties and asymptotic conservation laws of 2D non-Fermi-liquid metals are discussed.
The theoretical description of interacting fermions in one spatial dimension is simplified by the fact that the low energy spectrum of noniteracting fermions is identical to the one of a harmonic chain. This fermion-boson transmutation allows to describe interacting fermions as a system of coupled oscillators. Tomonaga's model of interacting nonrelativistic fermions on a ring is presented and first discussed in low order perturbation theory. After introducing the concept of two independent species of right and left moving fermions the exact solution of the Tomonaga-Luttinger model is discussed in detail. The momentum distribution and spectral functions are calculated using the method of the bosonization of the field operator. The general Luttinger liquid phenomenology is shortly discussed.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.
We study the one-dimensional Hubbard model with nearest-neighbor and next-nearest-neighbor hopping integrals by using the density-matrix renormalization group method and Hartree-Fock approximation. Based on the calculated results for the spin gap, total-spin quantum number, and Tomonaga-Luttinger-liquid parameter, we determine the ground-state phase diagram of the model in the entire filling and wide parameter region. We show that, in contrast to the weak-coupling regime where a spin-gapped liquid phase is predicted in the region with four Fermi points, the spin gap vanishes in a substantial region in the strong-coupling regime. It is remarkable that a large variety of phases, such as the paramagnetic metallic phase, spin-gapped liquid phase, singlet and triplet superconducting phases, and fully polarized ferromagnetic phase, appear in such a simple model in the strong-coupling regime.