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arXiv:2103.10636 · Physical review. D/Physical review. D.

From Kadanoff-Baym to Boltzmann equations for massive spin- 1/2 fermions

Xin-Li Sheng, Nora Weickgenannt, Enrico Speranza, Dirk H. Rischke, Qun Wang

Published Jul 30, 2021• 94 citations
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Abstract

We derive Boltzmann equations for massive spin-$1/2$ fermions with local and nonlocal collision terms from the Kadanoff-Baym equation in the Schwinger-Keldysh formalism, properly accounting for the spin degrees of freedom. The Boltzmann equations are expressed in terms of matrix-valued spin distribution functions, which are the building blocks for the quasiclassical parts of the Wigner functions. Nonlocal collision terms appear at next-to-leading order in $\ensuremath{\hbar}$ and are sources for the polarization part of the matrix-valued spin distribution functions. The Boltzmann equations for the matrix-valued spin distribution functions pave the way for simulating spin-transport processes involving spin-vorticity couplings from first principles.

DOI
10.1103/physrevd.104.016029

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We derive Boltzmann equations for massive spin-1/21/21/2 fermions with local and nonlocal collision terms from the Kadanoff-Baym equation in the Schwinger-Keldysh formalism, properly accounting for the spin degrees of freedom. The Boltzmann equations are expressed in terms of matrix-valued spin distribution functions, which are the building blocks for the quasiclassical parts of the Wigner functions. Nonlocal collision terms appear at next-to-leading order in \ensuremathℏ\ensuremath{\hbar}\ensuremathℏ and are sources for the polarization part of the matrix-valued spin distribution functions. The Boltzmann equations for the matrix-valued spin distribution functions pave the way for simulating spin-transport processes involving spin-vorticity couplings from first principles.
This thesis provides a detailed derivation of dissipative spin hydrodynamics from quantum field theory for systems composed of spin-0, spin-1/2, or spin-1 particles. The Wigner function formalism is introduced for quantum fields in the respective representations of the Poincaré group, and the conserved currents, i.e., the energy-momentum tensor and the total angular momentum tensor, in various so-called pseudogauges are derived. An expansion around the semiclassical limit in powers of the Planck constant is performed. Subsequently, kinetic equations are obtained for binary elastic scattering, using both the de Groot-van Leeuwen-van Weert and Kadanoff-Baym method, with the latter retaining the effect of quantum statistics. The resulting collision term features both local and nonlocal contributions, with the latter providing a relaxation mechanism for the spin degrees of freedom of the quasiparticles. The local-equilibrium distribution function is derived from the requirement that the local part of the collision term vanishes. From quantum kinetic theory, dissipative spin hydrodynamics is then constructed via the method of moments, extended to particles with spin. The system of moment equations is closed via the Inverse-Reynolds Dominance (IReD) approach, resulting in a set of equations of motion describing the evolution of both ideal and dissipative degrees of freedom. The application to polarization phenomena relevant to heavy-ion collisions is discussed.
A recently developed method [Semkat et al., Phys. Rev. E 59, 1557 (1999); Kremp et al., in Progress in Nonequilibrium Green’s Functions (World Scientific, Singapore, 2000), p. 34] for incorporating initial binary correlations into the Kadanoff–Baym equations (KBE) is used to derive a generalized T-matrix approximation for the self-energies. It is shown that the T-matrix obtains additional contributions arising from initial correlations. Using these results and taking the time-diagonal limit of the KBE, a generalized quantum kinetic equation in binary collision approximation is derived. This equation is a far-reaching generalization of Boltzmann-type kinetic equations: It self-consistently includes memory effects (retardation, off-shell T-matrices) as well as many-particle effects (damping, in-medium T-matrices) and spin-statistics effects (Pauli-blocking).
We solve the Kadanoff-Baym equations for nonequilibrium initial configurations of the φ 4-theory in 2+1 dimensions and compare to explicit solutions of generalized transport equations for the same theory. The latter transport equations are derived from the Kadanoff-Baym equation in a first order gradient expansion in phase space and explicitly retain the off-shell dynamics as inherent in the timedependent spectral functions. The solutions of these equations compare very well with the exact solutions of the full Kadanoff-Baym equations with respect to the occupation numbers of the individual modes, the spectral evolution as well as the chemical equilibration process. Furthermore, the proper equilibrium off-shell distribution is reached for large times contrary to the quasiparticle Boltzmann limit. We additionally present a direct comparison of the solution of the generalized transport equations in the Kadanoff-Baym and Botermans-Malfliet form; both solutions are found to agree very well with each other. PACS: 06.60.+w; 05.70.Ln; 11.10.Wx; 24.10.-i; 25.75.-q Keywords: Many-body theory; finite temperature field theory; out-of-equilibrium quantum field theory; nonequilibrium statistical physics; relativistic heavy-ion collisions Part of the PhD thesis of S. Juchem
The quantum Boltzmann equation (QBE), originally formulated as the quantum extension of Boltzmann’s classical transport theory by Uehling and Uhlenbeck and subsequently developed within the nonequilibrium Green-function formalisms of Kadanoff–Baym and Keldysh, provides the central kinetic framework for describing relaxation and transport in weakly interacting quantum many-body systems. Although its formal structure is well established, conventional derivations often obscure the microscopic equivalence between operator and nonequilibrium Green-function approaches. Wick factorization is typically applied without explicitly enumerating real-time contractions, while Green-function treatments encode the same physics in Born-level self-energies that conceal their operator origin. In this paper, we present a pedagogical microscopic derivation of the quantum Boltzmann equation that makes this equivalence fully explicit. Starting from the ladder-operator formulation, we enumerate all fifteen Wick pairings of the second-order six-field correlator, identifying three Hartree–Fock contributions and twelve real-time Born scattering channels generated by a quartic, number-conserving interaction Hamiltonian. We then establish a one-to-one correspondence between these twelve operator contractions and the Keldysh components of the second-order Born self-energy, demonstrating explicitly how the Uehling–Uhlenbeck collision integral emerges after Wigner transformation and quasiparticle projection. Under controlled Born–Markov and quasiparticle approximations, this work offers a transparent synthesis of operator and Green-function formulations, and clarifies how kinetic fluctuations can be understood as emergent under coarse-graining.
We devise a lattice Boltzmann method (LBM) for a matrix-valued quantum Boltzmann equation, with the classical Maxwell distribution replaced by Fermi–Dirac functions. To accommodate the spin density matrix, the distribution functions become 2 × 2 matrix-valued. From an analytic perspective, the efficient, commonly used BGK approximation of the collision operator is valid in the present setting. The numerical scheme could leverage the principles of LBM for simulating complex spin systems, with applications to spintronics.
The following issues are discussed inspired by the recent paper of Kadanoff (arXiv: 1403:6162): (a) Construction of a generalized one-particle Wigner distribution (GWD) function (analog of the classical distribution function) from which the quantum kinetic equation due to Kadanoff and Baym (KB) is derived, often called the Quantum Boltzmann Equation (QBE); (b) The equation obeyed by this has a collision contribution in the form of a two-particle Green function. This term is manipulated to have Kinetic Entropy in parallel to its counterpart in the classical Boltzmann kinetic equation for the classical distribution function. This proved to be problematic in that unlike in the classical Boltzmann kinetic equation, the contribution from the kinetic entropy term was non-positive; (3) Kadanoff surmised that this situation could perhaps be related to quantum entanglement that may not have been included in his theory. It is shown that GWD is not positive everywhere (indicating dynamical quantumness) just like the commonly recognized property of the Wigner function (negative property indicating quantumness of the state). The issue of non-positive feature appearing in approximate evaluation of patently positive entities in many particle systems is here pointed to an early discussion of this issue (Phys. Rev. A10, 1852 (1974)) in terms of a theorem on truncation of cumulant expansion of a probability distribution function due to Marcinkeiwicz. The last issue of presence or absence of entanglement in an approximate evaluation of a many particle correlation poses a new problem; it is considered here in terms of fermionic entanglement theory in the light of density matrix and Green function theory of many-fermion systems. The clue comes from the fact that the Hartree-Fock approximation exhbits no entantanglement in two-particle fermion density matrix and hence also in two-particle Green function.