Parity-time $(\mathcal{PT})$ symmetric systems are classical, gain-loss systems whose dynamics are governed by non-Hermitian Hamiltonians with exceptional-point (EP) degeneracies. The eigenvalues of a $\mathcal{PT}$-symmetric Hamiltonian change from real to complex conjugates at a critical value of gain-loss strength that is called the $\mathcal{PT}$ breaking threshold. Here, we obtain the $\mathcal{PT}$ threshold for a one-dimensional, finite Kitaev chain---a prototype for a $p$-wave superconductor---in the presence of a single pair of gain and loss potentials as a function of the superconducting order parameter, on-site potential, and the distance between the gain and loss sites. In addition to a robust, nonlocal threshold, we find a rich phase diagram for the threshold that can be qualitatively understood in terms of the band structure of the Hermitian Kitaev model. In particular, for an even chain with zero on-site potential, we find a re-entrant $\mathcal{PT}$-symmetric phase bounded by second-order EP contours. Our numerical results are supplemented by analytical calculations for small system sizes.
Parity-time (PT) symmetric systems are classical, gain-loss systems whose dynamics are governed by non-Hermitian Hamiltonians with exceptional-point (EP) degeneracies. The eigenvalues of a PT-symmetric Hamiltonian change from real to complex conjugates at a critical value of gain-loss strength that is called the PT breaking threshold. Here, we obtain the PT threshold for a one-dimensional, finite Kitaev chain---a prototype for a p-wave superconductor---in the presence of a single pair of gain and loss potentials as a function of the superconducting order parameter, on-site potential, and the distance between the gain and loss sites. In addition to a robust, nonlocal threshold, we find a rich phase diagram for the threshold that can be qualitatively understood in terms of the band structure of the Hermitian Kitaev model. In particular, for an even chain with zero on-site potential, we find a re-entrant PT-symmetric phase bounded by second-order EP contours. Our numerical results are supplemented by analytical calculations for small system sizes.
Effects of detuning on PT-symmetric, tridiagonal, tight-binding models
Non-Hermitian, tight-binding PT-symmetric models are extensively studied in the literature. Here, we investigate two forms of non-Hermitian Hamiltonians to study the PT-symmetry breaking thresholds and features of corresponding surfaces of exceptional points (EPs). They include one-dimensional chains with uniform or 2-periodic tunnelling amplitudes, one pair of balanced gain and loss potentials Δ±ıγ at parity-symmetric sites, and periodic or open boundary conditions. By introducing a Hermitian detuning potential, we obtain the dependence of the PT-threshold, and therefore the exceptional-point curves, in the parameter space of detuning and gain-loss strength. By considering several such examples, we show that EP curves of a given order generically have cusp-points where the order of the EP increases by one. In several cases, we obtain explicit analytical expressions for positive-definite intertwining operators that can be used to construct a complex extension of quantum theory by re-defining the inner product. Taken together, our results provide a detailed understanding of detuned tight-binding models with a pair of gain-loss potentials.
A PT-Symmetric XXZ Chain with an External Constraint Field: Exceptional Points, Finite-Size Scaling, and Falsifiable Predictions This work introduces a non-Hermitian quantum-spin model that combines three established areas of modern theoretical physics: The XXZ Heisenberg spin-½ chain; PT-symmetric gain/loss dynamics; An externally coupled constraint field capable of modifying the location of exceptional points. The resulting Hamiltonian provides a mathematically explicit framework for studying how externally driven constraints interact with open quantum systems exhibiting parity-time symmetry. Rather than proposing a speculative unified theory, the objective of this work is to formulate a concrete, experimentally testable model that produces quantitative predictions capable of confirmation or falsification through laboratory measurement. Scientific Background Parity-time (PT) symmetric systems occupy an important position within contemporary non-Hermitian physics. Although such systems are not Hermitian, they can nevertheless exhibit purely real energy spectra within specific parameter regimes. As gain-loss asymmetry increases, the system eventually reaches a critical transition known as an Exceptional Point (EP). At an Exceptional Point: eigenvalues coalesce; eigenvectors coalesce; sensitivity to perturbations increases dramatically; system behavior changes qualitatively. Exceptional points have become a major area of research in: photonics; optics; condensed matter physics; open quantum systems; topological materials; waveguide lattices; sensing technologies. The present work extends this framework by introducing an explicit constraint-field coupling and examining its impact on exceptional-point behavior. Model Overview The total Hamiltonian consists of three components: Hermitian XXZ Backbone The first contribution is the XXZ spin-chain Hamiltonian. This term represents: coherent spin transport; exchange interactions; anisotropic coupling between neighboring spins. In the absence of gain/loss and external constraints, the model reduces to the conventional XXZ chain studied throughout quantum many-body physics. PT-Symmetric Gain/Loss Sector The second contribution introduces alternating gain and loss across the lattice. This term produces: non-Hermitian dynamics; PT-symmetric behavior; exceptional-point transitions. The gain/loss amplitude controls the transition between: PT-unbroken phases; PT-broken phases. External Constraint Field The third contribution is a spatially structured driving field. This field is modeled as a superposition of harmonically varying modes possessing: amplitude; frequency; phase; spatial localization. The field couples directly to the spin degrees of freedom and modifies the effective dynamics of the system. Exact Two-Site Solution To establish a mathematically transparent foundation, the paper solves the two-site case exactly. The resulting spectrum yields a closed-form exceptional-point condition: γEP=J\gamma_{EP}=J where: JJ is the exchange coupling; γ\gamma is the gain/loss strength. This analytical result separates three physically distinct regimes: PT-Unbroken Phase γ<J\gamma < J Properties: real eigenvalues; coherent transport; stable dynamics. Exceptional Point γ=J\gamma = J Properties: eigenvalue coalescence; eigenvector coalescence; maximal sensitivity. PT-Broken Phase γ>J\gamma > J Properties: complex eigenvalues; dissipative dominance; broken PT symmetry. Central Prediction The principal result of the paper is the prediction that the exceptional point becomes tunable when the external constraint field is activated. Specifically: γEP(λ)=J1+λ⟨G⟩J\gamma_{EP}(\lambda) = J\sqrt{ 1+ \frac{\lambda\langle G\rangle}{J} } where: λ\lambda is the coupling strength; ⟨G⟩\langle G\rangle is the mean constraint-field contribution. For weak coupling: ΔγEP≈λ⟨G⟩2\Delta\gamma_{EP} \approx \frac{\lambda\langle G\rangle}{2} The prediction is therefore simple: increasing constraint coupling should systematically shift the exceptional point. Falsifiability A central design goal of this work is scientific falsifiability. The model can be rejected by experiment. The theory is considered falsified if: no exceptional point is observed; the exceptional point remains fixed when the constraint field is varied; the observed shift fails to scale with the predicted dependence; an alternative model explains the data more successfully. These conditions are intentionally defined prior to experimentation. Finite-Size Scaling Program While the exact solution is obtained for the two-site system, the broader objective is to determine whether the phenomenon survives in larger many-body systems. The proposed finite-size scaling program investigates: N=4,6,8,10,12N = 4,6,8,10,12 site chains through exact diagonalization. The goal is to determine whether the exceptional-point shift converges toward a well-defined thermodynamic limit. A successful scaling analysis would provide evidence that the mechanism is not merely a finite-size artifact. Feedback Dynamics The paper further proposes a feedback mechanism in which the constraint field is partially sourced by the state of the spin chain itself. This introduces: nonlinear behavior; effective gain/loss renormalization; hysteresis effects; potentially emergent collective behavior. A predicted observable is a measurable hysteresis loop in the exceptional-point response. Experimental Realization A practical realization is proposed using PT-symmetric photonic waveguide arrays. In such systems: waveguides represent lattice sites; optical coupling represents exchange interactions; alternating amplification and attenuation implement gain/loss; an externally driven resonator grid provides the constraint field. The experimentally measurable quantity is the eigenvalue splitting: ΔE=4J2−γ2\Delta E = 4\sqrt{J^2-\gamma^2} which collapses at the exceptional point. By measuring how the collapse location changes with constraint strength, the core prediction can be directly tested. Research Roadmap The project is organized into successive stages: Stage 1 Exact analytical treatment of the two-site model. Stage 2 Finite-size numerical diagonalization. Stage 3 Photonic-lattice simulation. Stage 4 Laboratory implementation. Stage 5 Independent experimental replication. Contribution This work should be understood as a contribution to: non-Hermitian quantum physics; PT-symmetric systems; exceptional-point dynamics; open quantum systems. The paper introduces: an explicitly defined Hamiltonian; a solvable toy model; a finite-size scaling program; a laboratory realization pathway; a quantitative prediction subject to experimental verification. Its scientific value rests not on the novelty of the concept alone, but on the existence of a clear pathway by which the prediction may be tested, reproduced, supported, revised, or rejected. Keywords: PT Symmetry, Exceptional Points, XXZ Spin Chain, Non-Hermitian Physics, Open Quantum Systems, Quantum Many-Body Systems, Finite-Size Scaling, Photonic Lattices, Gain-Loss Dynamics, Condensed Matter Physics, Mathematical Physics, Quantum Information, Experimental Quantum Optics, Falsifiable Prediction, Project Prometheus.
We investigate the parity- and time-reversal (PT-) symmetry breaking in lattice models in the presence of long-ranged, non-Hermitian, PT-symmetric potentials that remain finite or become divergent in the continuum limit. By scaling analysis of the fragile PT threshold for an open finite lattice, we show that continuum loss-gain potentials ${V}_{\ensuremath{\alpha}}(x)\ensuremath{\propto}i{|x|}^{\ensuremath{\alpha}}\mathrm{sgn}(x)$ have a positive PT-breaking threshold for $\ensuremath{\alpha}>\ensuremath{-}2$, and a zero threshold for $\ensuremath{\alpha}\ensuremath{\le}\ensuremath{-}2$. When $\ensuremath{\alpha}<0$ localized states with complex (conjugate) energies in the continuum energy band occur at higher loss-gain strengths. We investigate the signatures of PT-symmetry breaking in coupled waveguides, and show that the emergence of localized states dramatically shortens the relevant time scale in the PT-symmetry broken region.
More than a decade ago, it was shown that non-Hermitian Hamiltonians with combined parity (P) and time-reversal (T ) symmetry exhibit real eigenvalues over a range of parameters. Since then, the field of PT symmetry has seen rapid progress on both the theoretical and experimental fronts. These effective Hamiltonians are excellent candidates for describing open quantum systems with balanced gain and loss. Nature seems to be replete with examples of PT -symmetric systems; in fact, recent experimental investigations have observed the effects of PT symmetry breaking in systems as diverse as coupled mechanical pendula, coupled optical waveguides, and coupled electrical circuits. Recently, PT -symmetric Hamiltonians for tight-binding lattice models have been extensively investigated. Lattice models, in general, have been widely used in physics due to their analytical and numerical tractability. Perhaps one of the best systems for experimentally observing the effects of PT symmetry breaking in a one-dimensional lattice with tunable hopping is an array of evanescently-coupled optical waveguides. The tunneling between adjacent waveguides is tuned by adjusting the width of the barrier between them, and the imaginary part of the local refractive index provides the loss or gain in the respective waveguide. Calculating the time evolution of a wave packet on a lattice is relatively straightforward in the tight-binding model, allowing us to make predictions about the behavior of light propagating down an array of PT -symmetric waveguides. In this thesis, I investigate the the strength of the PT -symmetric phase (the region over which the eigenvalues are purely real) in lattices with a variety of PT - symmetric potentials. In Chapter 1, I begin with a brief review of the postulates of quantum mechanics, followed by an outline of the fundamental principles of PT - symmetric systems. Chapter 2 focuses on one-dimensional uniform lattices with a pair of PT -symmetric impurities in the case of open boundary conditions. I find that the PT phase is algebraically fragile except in the case of closest impurities, where the PT phase remains nonzero. In Chapter 3, I examine the case of periodic boundary conditions in uniform lattices, finding that the PT phase is not only nonzero, but also independent of the impurity spacing on the lattice. In addition, I explore the time evolution of a single-particle wave packet initially localized at a site. I find that in the case of periodic boundary conditions, the wave packet undergoes a preferential clockwise or counterclockwise motion around the ring. This behavior is quantified by a discrete momentum operator which assumes a maximum value at the PT -symmetry- breaking threshold. In Chapter 4, I investigate nonuniform lattices where the parity-symmetric hop- ping between neighboring sites can be tuned. I find that the PT phase remains strong in the case of closest impurities and fragile elsewhere. Chapter 5 explores the effects of the competition between localized and extended PT potentials on a lattice. I show that when the short-range impurities are maximally separated on the lattice, the PT phase is strengthened by adding short-range loss in the broad-loss region. Consequently, I predict that a broken PT symmetry can be restored by increasing the strength of the short-range impurities. Lastly, Chapter 6 summarizes my salient results and discusses areas which can be further developed in future research.
Since the realization of quantum systems described by non-Hermitian Hamiltonians with parity-time (PT) symmetry, interest in non-Hermitian, quantum many-body models has steadily grown. Most studies to date map to traditional quantum spin models with a non-Hermiticity that arises from making the model parameters complex or purely imaginary. Here we present a set of models with non-Hermiticity generated by splitting a Hermitian term into two Jordan-normal form parts, and the perturbations are confined to one or two sites. We present exact diagonalization results for a finite PT threshold in such models and provide an analytical approach for understanding the numerical results. Surprisingly, with non-Hermitian potentials confined to two or even a single site, the PT threshold seems insensitive to the size of the quantum spin chain. Our results provide a pathway to experimentally feasible non-Hermitian quantum spin chains where the confluence of many-body effects and non-Hermiticity effects can be observed.
Analysis of fundamentally open systems which exhibit both spatial reflection (parity) and time-reversal symmetry, called PT-symmetric [1] systems, has played an important role in understanding the dynamics of a broad class of non-Hermitian systems. Such systems support distinct regimes of stability and instability respectively, and the transition between these plays an important role in the system dynamics. We investigate a variety of non-Hermitian systems which exhibit a PT-symmetry breaking transition in both classical and quantum contexts using an array of theoretical and numerical approaches which are directly amenable to physical experiments. Organizationally, we divide these studies into those done on classical and quantum systems. Specifically for classical systems we analyze several interesting phenomena in the context of optical waveguide arrays. These provide an important testing ground for much of the discrete, PT-symmetric theory. In our case, we analyze PT-symmetric extensions of several interesting lattice models. Firstly, we explore single gain/loss pair, PT-symmetric extensions of the Su-Schreiffer-Heeger (SSH) model [2] and the Aubry-Andre-Harper (AAH) model [3,4]. In both cases, we find a veiled symmetry which is responsible for the PT-symmetry. Secondly we expand upon the Rudner-Levitov (RL) model [5,6], a non-Hermitian extension of the SSH model with multiple gain/loss pairs, and we explore the dependence of topological phenomena on changes in the initial state as well as their robustness in the presence of gain-induced nonlinearity. For quantum systems, we explore the rich PT-symmetric phase diagram resulting from time-periodic, Floquet PT-symmetry [7,8]. This is experimentally implementable in ultracold atomic systems [9], and features a reentrant PT-symmetric phase. Secondly, we examine quantum multi-photon statistics for a simple non-Hermitian model which is transformed and mapped to a system with unitary evolution via a unitary dilation, and is fully realizable on a small-scale quantum simulator [10].