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arXiv:2101.12207 · Physical review. B./Physical review. B

Insights from exact exchange-correlation kernels

Nick Woods, Mike Entwistle, Rex W. Godby

Published Mar 29, 2021• 9 citations
arXivHTMLPDF

Abstract

The exact exchange-correlation (xc) kernel ${f}_{\text{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})$ of linear response time-dependent density functional theory is computed over a wide range of frequencies for three canonical one-dimensional finite systems. Methods used to ensure the numerical robustness of ${f}_{\text{xc}}$ are set out. The frequency dependence of ${f}_{\text{xc}}$ is found to be largely due to its analytic structure, i.e., its singularities at certain frequencies, which are required in order to capture particular transitions, including those of double excitation character. However, within the frequency range of the first few interacting excitations, ${f}_{\text{xc}}$ is approximately $\ensuremath{\omega}$ independent, meaning the exact adiabatic approximation ${f}_{\text{xc}}(\ensuremath{\omega}=0)$ remedies the failings of the local density approximation and random phase approximation for these lowest transitions. The key differences between the exact ${f}_{\text{xc}}$ and its common approximations are analyzed, and cannot be eliminated by exploiting the limited gauge freedom in ${f}_{\text{xc}}$. The optical spectrum benefits from using as accurate as possible an ${f}_{\text{xc}}$ and ground-state xc potential, while maintaining exact compatibility between the two is of less importance.

DOI
10.1103/physrevb.103.125155

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The exact exchange-correlation (xc) kernel fxc(x,x\ensuremath′,\ensuremathω){f}_{\text{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})fxc​(x,x\ensuremath′,\ensuremathω) of linear response time-dependent density functional theory is computed over a wide range of frequencies for three canonical one-dimensional finite systems. Methods used to ensure the numerical robustness of fxc{f}_{\text{xc}}fxc​ are set out. The frequency dependence of fxc{f}_{\text{xc}}fxc​ is found to be largely due to its analytic structure, i.e., its singularities at certain frequencies, which are required in order to capture particular transitions, including those of double excitation character. However, within the frequency range of the first few interacting excitations, fxc{f}_{\text{xc}}fxc​ is approximately \ensuremathω\ensuremath{\omega}\ensuremathω independent, meaning the exact adiabatic approximation fxc(\ensuremathω=0){f}_{\text{xc}}(\ensuremath{\omega}=0)fxc​(\ensuremathω=0) remedies the failings of the local density approximation and random phase approximation for these lowest transitions. The key differences between the exact fxc{f}_{\text{xc}}fxc​ and its common approximations are analyzed, and cannot be eliminated by exploiting the limited gauge freedom in fxc{f}_{\text{xc}}fxc​. The optical spectrum benefits from using as accurate as possible an fxc{f}_{\text{xc}}fxc​ and ground-state xc potential, while maintaining exact compatibility between the two is of less importance.
The key quantity in the formulation of linear-response theory within time-dependent density-functional theory is the so-called exchange-correlation (xc) kernel. This chapter discusses the properties of the xc kernel. In general, it is a complex and frequency-dependent object, and a functional of the ground-state density. Several exact properties such as the zero-force theorem, static and high-frequency limit, and the long-range behaviour are discussed. The xc kernel can be related to a time-dependent variational principle provided one pays attention to certain time-dependent boundary conditions to ensure causality. The adiabatic approximation of the xc kernel is discussed. Finally, the third section of the chapter reviews the xc kernel of the homogeneous electron liquid. Many of its exact properties are covered, such as the high- and low-frequency limit and the long-wavevector limit. Three widely used parametrizations are presented and the analytical behaviour in the complex frequency plane is investigated.
In the context of inhomogeneous one-dimensional finite systems, recent numerical advances [Phys. Rev. B 103, 125155 (2021)] allow us to compute the exact coupling-constant dependent exchange-correlation kernel ${f}_{\text{xc}}^{\ensuremath{\lambda}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})$ within linear response time-dependent density-functional theory. This permits an improved understanding of ground-state total energies derived from the adiabatic-connection fluctuation-dissipation theorem (ACFDT). We consider both one-shot and self-consistent ACFDT calculations, and demonstrate that chemical accuracy is reliably preserved when the frequency dependence in the exact functional ${f}_{\text{xc}}[n](\ensuremath{\omega}=0)$ is neglected. This performance is understood on the grounds that the exact fxc[n]{f}_{\text{xc}}[n]fxc​[n] varies slowly over the most relevant $\ensuremath{\omega}$ range (but not in general), and hence the spatial structure in ${f}_{\text{xc}}[n](\ensuremath{\omega}=0)$ is able to largely remedy the principal issue in the present context: self-interaction (examined from the perspective of the exchange-correlation hole). Moreover, we find that the implicit orbitals contained within a self-consistent ACFDT calculation utilizing the adiabatic exact kernel ${f}_{\text{xc}}[n](\ensuremath{\omega}=0)$ are remarkably similar to the exact Kohn-Sham orbitals, thus further establishing that the majority of the physics required to capture the ground-state total energy resides in the spatial dependence of fxc[n]{f}_{\text{xc}}[n]fxc​[n] at $\ensuremath{\omega}=0$.
The interacting and the Kohn-Sham static density-density response functions for different one-dimensional two-electron singlet systems are reconstructed numerically. From their inverse we obtain the exact static exchange-correlation kernel. This quantity represents the adiabatically exact approximation of the frequency-dependent exchange-correlation kernel that is crucial for time-dependent linear density-response theory. We investigate its performance for nonlocal perturbations and analyze its sum rule properties. We also compute the adiabatically exact transition energies that follow from the static kernel within linear-response theory.
In time-dependent density-functional theory, an important quantity is the exchange-correlation kernel whose knowledge allows for the calculations of the excitation spectrum of electronic systems. In most applications, the exchange-correlation kernel is approximated by the adiabatic local-density approximation, ignoring the frequency dependence and nonlocality. To gain insight into the nature of the exact exchange-correlation kernel, we have considered a two-dimensional one-band Hubbard model. The calculated exact exchange-correlation kernel reveals a number of striking features. It has a weak energy dependence up to the main excitation energy. On the other hand, the exact kernel shows a strong energy dependence in energy regions, where there are many-body excitations that are not contained in the local-density approximation, even though these excitations have small weight. It is found that a static approximation can well reproduce the main excitation peaks, but the satellite structures arising from many-body interaction are unlikely to be accounted for with a static approximation.
The exact exchange-correlation (xc) potential of time-dependent density functional theory has been shown to have striking features. For example, step and peak features are generically found when the system is far from its ground-state, and these depend nonlocally on the density in space and time. We analyze the xc potential by decomposing it into kinetic and interaction components and comparing each with their exact-adiabatic counterparts, for a range of dynamical situations in model one-dimensional two-electron systems. We find that often, but not always, the kinetic contribution is largely responsible for these features that are missed by the adiabatic approximation. The adiabatic approximation often makes a smaller error for the interaction component, which we write in two parts, one being the Coulomb potential due to the time-dependent xc hole. Non-adiabatic features of the kinetic component were also larger than those of the interaction component in cases that we studied when there is negligible step structure. In ground-state situations, step and peak structures arise in cases of static correlation, when more than one determinant is essential to describe the interacting state. We investigate the time-dependent natural orbital occupation numbers and find the corresponding relation between these and the dynamical step is more complex than for the ground-state case.
We present some details of our recently-proposed Time-Dependent Density-Functional Theory (TDDFT) for strongly-correlated materials in which the exchange-correlation (XC) kernel is derived from the charge susceptibility obtained using Dynamical Mean-Field Theory (the TDDFT + DMFT approach). We proceed with deriving the expression for the XC kernel for the one-band Hubbard model by solving DMFT equations via two approaches, the Hirsch–Fye Quantum Monte Carlo (HF-QMC) and an approximate low-cost perturbation theory approach, and demonstrate that the latter gives results that are comparable to the exact HF-QMC solution. Furthermore, through a variety of applications, we propose a simple analytical formula for the XC kernel. Additionally, we use the exact and approximate kernels to examine the nonhomogeneous ultrafast response of two systems: a one-band Hubbard model and a Mott insulator YTiO3. We show that the frequency dependence of the kernel, i.e., memory effects, is important for dynamics at the femtosecond timescale. We also conclude that strong correlations lead to the presence of beats in the time-dependent electric conductivity in YTiO3, a feature that could be tested experimentally and that could help validate the few approximations used in our formulation. We conclude by proposing an algorithm for the generalization of the theory to non-linear response.