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arXiv:1312.1932 · The Journal of Chemical Physics

Kinetic and interaction components of the exact time-dependent correlation potential

Kai Luo, Johanna I. Fuks, Ernesto D. Sandoval, Peter D. T. A. Elliott, Neepa T. Maitra

Published Mar 6, 2014• 31 citations
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Abstract

The exact exchange-correlation (xc) potential of time-dependent density functional theory has been shown to have striking features. For example, step and peak features are generically found when the system is far from its ground-state, and these depend nonlocally on the density in space and time. We analyze the xc potential by decomposing it into kinetic and interaction components and comparing each with their exact-adiabatic counterparts, for a range of dynamical situations in model one-dimensional two-electron systems. We find that often, but not always, the kinetic contribution is largely responsible for these features that are missed by the adiabatic approximation. The adiabatic approximation often makes a smaller error for the interaction component, which we write in two parts, one being the Coulomb potential due to the time-dependent xc hole. Non-adiabatic features of the kinetic component were also larger than those of the interaction component in cases that we studied when there is negligible step structure. In ground-state situations, step and peak structures arise in cases of static correlation, when more than one determinant is essential to describe the interacting state. We investigate the time-dependent natural orbital occupation numbers and find the corresponding relation between these and the dynamical step is more complex than for the ground-state case.

DOI
10.1063/1.4867002

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The exact exchange-correlation (xc) potential of time-dependent density functional theory has been shown to have striking features. For example, step and peak features are generically found when the system is far from its ground-state, and these depend nonlocally on the density in space and time. We analyze the xc potential by decomposing it into kinetic and interaction components and comparing each with their exact-adiabatic counterparts, for a range of dynamical situations in model one-dimensional two-electron systems. We find that often, but not always, the kinetic contribution is largely responsible for these features that are missed by the adiabatic approximation. The adiabatic approximation often makes a smaller error for the interaction component, which we write in two parts, one being the Coulomb potential due to the time-dependent xc hole. Non-adiabatic features of the kinetic component were also larger than those of the interaction component in cases that we studied when there is negligible step structure. In ground-state situations, step and peak structures arise in cases of static correlation, when more than one determinant is essential to describe the interacting state. We investigate the time-dependent natural orbital occupation numbers and find the corresponding relation between these and the dynamical step is more complex than for the ground-state case.
The time-dependent exchange–correlation potential has the unusual task of directing fictitious non-interacting electrons to move with exactly the same probability density as true interacting electrons. This has intriguing implications for its structure, especially in the non-perturbative regime, leading to step and peak features that cannot be captured by bootstrapping any ground-state functional approximation. We review what has been learned about these features in the exact exchange–correlation potential of time-dependent density functional theory in the past decade or so and implications for the performance of simulations when electrons are driven far from any ground state.
Recent work [Phys. Rev. Lett. 109, 266404 (2012)] showed that the exact exchange-correlation potential of time-dependent density-functional theory generically displays dynamical step structures. These have a spatially nonlocal and time-nonlocal dependence on the density in real-time dynamics. The steps are missing in the usual approximations, which consequently yield inaccurate dynamics. Yet these same approximations often yield good linear response spectra. Here we investigate whether the steps appear in the linear response regime, when the response is calculated from a real-time dynamics simulation, by examining the exact correlation potential of model two-electron systems at various times. We find there are no step structures in regions where the system response is linear. Step structures appear in the correlation potential only in regions of space where the density response is nonlinear; these regions, having exponentially small density, do not contribute to the observables measured in linear response.
The exact exchange-correlation (xc) kernel ${f}_{\text{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})$ of linear response time-dependent density functional theory is computed over a wide range of frequencies for three canonical one-dimensional finite systems. Methods used to ensure the numerical robustness of fxc{f}_{\text{xc}}fxc​ are set out. The frequency dependence of fxc{f}_{\text{xc}}fxc​ is found to be largely due to its analytic structure, i.e., its singularities at certain frequencies, which are required in order to capture particular transitions, including those of double excitation character. However, within the frequency range of the first few interacting excitations, fxc{f}_{\text{xc}}fxc​ is approximately $\ensuremath{\omega}$ independent, meaning the exact adiabatic approximation ${f}_{\text{xc}}(\ensuremath{\omega}=0)$ remedies the failings of the local density approximation and random phase approximation for these lowest transitions. The key differences between the exact fxc{f}_{\text{xc}}fxc​ and its common approximations are analyzed, and cannot be eliminated by exploiting the limited gauge freedom in fxc{f}_{\text{xc}}fxc​. The optical spectrum benefits from using as accurate as possible an fxc{f}_{\text{xc}}fxc​ and ground-state xc potential, while maintaining exact compatibility between the two is of less importance.
In time-dependent density-functional theory, an important quantity is the exchange-correlation kernel whose knowledge allows for the calculations of the excitation spectrum of electronic systems. In most applications, the exchange-correlation kernel is approximated by the adiabatic local-density approximation, ignoring the frequency dependence and nonlocality. To gain insight into the nature of the exact exchange-correlation kernel, we have considered a two-dimensional one-band Hubbard model. The calculated exact exchange-correlation kernel reveals a number of striking features. It has a weak energy dependence up to the main excitation energy. On the other hand, the exact kernel shows a strong energy dependence in energy regions, where there are many-body excitations that are not contained in the local-density approximation, even though these excitations have small weight. It is found that a static approximation can well reproduce the main excitation peaks, but the satellite structures arising from many-body interaction are unlikely to be accounted for with a static approximation.
Most applications of time-dependent density-functional theory (TDDFT) use the adiabatic local-density approximation (ALDA) for the dynamical exchange-correlation potential V(xc)(r,t). An exact (i.e., nonadiabatic) extension of the ground-state LDA into the dynamical regime leads to a V(xc)(r,t) with a memory, which causes the electron dynamics to become dissipative. To illustrate and explain this nonadiabatic behavior, this paper studies the dynamics of two interacting electrons on a two-dimensional quantum strip of finite size, comparing TDDFT within and beyond the ALDA with numerical solutions of the two-electron time-dependent Schrodinger equation. It is shown explicitly how dissipation arises through multiple particle-hole excitations, and how the nonadiabatic extension of the ALDA fails for finite systems but becomes correct in the thermodynamic limit.
Exact time-dependent density-functional theory (DFT) separates the exchange-correlation potential into interaction and kinetic-correlation components, but the structural relation between them remains unclear. We establish a representability constraint based on the off-diagonal expansion of the one-electron reduced density matrix (1RDM) relative to a chosen reference dynamics. A non-zero linear off-diagonal term of the 1RDM generates a current density beyond the representable space of the reference, while a nontrivial quadratic off-diagonal structure activates the kinetic-correlation component. The resulting hierarchy provides a criterion for assessing, from the spatial locality of electronic correlation, whether a given exchange-correlation functional or a more general electron-correlation approximation remains adequate. In a one-dimensional two-electron correlation quench, retaining the exact interaction component while setting the kinetic component to zero suppresses the density broadening of the exact evolution. These results establish a spatial-order hierarchy among the force components governing the density dynamics and provide an exact constraint for the construction and assessment of nonadiabatic approximations.