Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2012.13881 · Europhysics Letters (EPL)

Two definitions of maximally ψ-epistemic ontological model and preparation non-contextuality

A. K. Pan

Published Mar 1, 2021• 3 citations
arXivHTMLPDF

Abstract

Abstract An ontological model is termed as maximally ψ -epistemic if the overlap between any two quantum states is fully accounted for by the overlap of their respective probability distributions of ontic states. However, in the literature, there exist two different mathematical definitions (termed here as 1M ψ E and 2M ψ E) that capture the equivalent notion of maximal ψ -epistemicity. In this work, we provide three theorems to critically examine the connections between preparation non-contextuality and the aforementioned two definitions of maximal ψ -epistemicity. In theorem 1, we provide a simple and direct argument of an existing proof to demonstrate that the mixed state preparation non-contextuality implies the first definition of maximal ψ -epistemicity. In theorem 2, we prove that the second definition of maximal ψ -epistemicity implies pure-state preparation non-contextuality. If both the definitions capture the equivalent notion of maximal ψ -epistemicity, then from the aforementioned two theorems one infers that the mixed-state preparation non-contextuality implies pure-state preparation non-contextuality. But, in theorem 3, we demonstrate that the mixed-state preparation non-contextuality in an ontological model implies pure-state contextuality and vice versa. This leads one to conclude that 1M ψ E and 2M ψ E capture inequivalent notions of maximal ψ -epistemicity. The implications of our results and their connections to other no-go theorems are discussed.

DOI
10.1209/0295-5075/133/50004

Related papers

Do ψ-ontic models capture the reality of quantum states? A measure-theoretic response.

Doyeong Kim

Ontological models of quantum theory seek to realize quantum theory as a statistical theory over underlying degrees of freedom, whose measurement statistics are described by classical probability theory. Harrigan and Spekkens (2010) proposed a distinction between ontological models in which pure quantum states represent states of reality (ψ-ontic) or knowledge about reality (ψ-epistemic) depending on whether their associated probability distributions overlap, subsequently formalized into measure-theoretic form by Leifer (2014). In this thesis, I examine whether this ψ-ontic/epistemic distinction truly captures the intended difference between ontic and epistemic conceptions of pure states. I consider some mathematical alternatives relating to different notions of non-overlap between probability measures and compare them. I discuss the implications of these results for quantum ontology theorems – theorems that rule out ψ-epistemic readings of pure states under certain assumptions about the ontological model – such as the Pusey-Barrett-Rudolph Theorem (2012).

•Dec 22, 2025•0 citations

Ontological Models and Contextuality

Oskari Kerppo

The main question under investigation in this thesis was the reality of the quantum state. We approached this problem by studying a recent no-go result by Pusey, Barrett and Rudolph, namely the PBR theorem. In Section 1 we provided a short introduction to quantum theory. A few relevant examples were covered, namely decompositions of quantum states, impossibility of the ignorance interpretation and the distinguishability of pure quantum states. Section 2 developed measure theoretic tools needed in the framework of ontological models. The Radon-Nikodym theorem was proven in order to justify the use of an alternative expression of the variational distance of probability measures. In Section 3 we developed a general framework for ontological models. In short, the ontological models framework can be considered the most general framework currently available for hidden variable theories and no-go results. We used the measure theoretic tools of Section 2 to make the formalism rigorous. Original research included in Section 3 was the characterization of a property called antidistinguishability for qubit states. A necessary and sufficient condition for antidistinguishability was given. It was then proven that any set of pure qubit states that is not antidistinguishable can be made antidistinguishable by adding a single carefully chosen state into the set. In the end of Section 3, some original observations were presented. Namely, a specific connection with contextuality was proven for sometimes ψ-ontic and never ψ-ontic ontological models. However, it was then noted that these observations were not enough to exclude never ψ-ontic ontological models, a feat that would have provided a new no-go theorem on its own. Contextuality in the ontological models framework was studied in Section 4. The main results were establishing preparation contextuality from the failure of maximal ψ-epistemicity and a proof of Bell's theorem based on preparation contextuality established this way. We concluded that ψ-ontic models cannot be Bell local based on these results. Finally in Section 5 the implications of ψ-ontology were discussed. By careful analysis of the results, it was noted that accepting the reality of the quantum state exposes explanatory gaps in the formalism. Possible solutions to the challenges introduced by these explanatory gaps were discussed through interpretations of quantum mechanics and the so-called measurement problem.

•Oct 17, 2017•0 citations

Maximally Epistemic Interpretations of the Quantum State and Contextuality

Matthew Leifer, O. J. E. Maroney

We examine the relationship between quantum contextuality (in both the standard Kochen-Specker sense and in the generalized sense proposed by Spekkens) and models of quantum theory in which the quantum state is maximally epistemic. We find that preparation noncontextual models must be maximally epistemic, and these in turn must be Kochen-Specker noncontextual. This implies that the Kochen-Specker theorem is sufficient to establish both the impossibility of maximally epistemic models and the impossibility of preparation noncontextual models. The implication from preparation noncontextual to maximally epistemic then also yields a proof of Bell's theorem from an Einstein-Podolsky-Rosen-like argument.

arXiv:1208.5132•Physical Review Letters•Mar 20, 2013•92 citations

Maximally $ψ-$epistemic models cannot explain gambling with two qubits

Sagnik Ray, Anubhav Chaturvedi, Debashis Saha

We investigate the minimal proof for ruling out maximally $ψ-$epistemic interpretations of quantum theory, in which the indistinguishable nature of two quantum states is fully explained by the epistemic overlap of their corresponding distributions over ontic states. To this end, we extend the standard notion of epistemic overlap by considering a penalized distinguishability game involving two states and three possible answers, named as Quantum Gambling. In this context, using only two pure states and their equal mixture, we present an experimentally robust no-go theorem for maximally $ψ-$epistemic models, showing that qubit states achieve the maximal difference between quantum and epistemic overlaps.

arXiv:2509.10437•Sep 12, 2025•0 citations

Multipartite Nonlocality in Ontological Models of Quantum Theory

Fumiaki Morikoshi

Quantum nonlocality has been a long-standing and fascinating problem in the foundations of quantum theory since its proof by the Bell inequality. It seems to contradict our intuitive picture of space-time and thus urges us to reconsider its foundation. With the advent of quantum information science, it has attracted renewed interest from a fundamental point of view as well as from a quantum information-theoretic one. Another fundamental question on the nature of quantum theory is how we understand what quantum states represent. (Quantum states hereafter refer to pure states.) This is also a long-standing problem since the early days of quantum theory. Roughly speaking, there are two conflicting views on this matter: one is ontology and the other is epistemology. Ontological models of quantum theory are models in which we assume some underlying reality for physical systems and require that all the predictions of quantum theory should be reproduced. The ontological models are divided into two categories, depending on which views the models are based on, ontology or epistemology. In the models based on ontology, quantum states represent the underlying reality in some sense, and different quantum states correspond to different realities. In the models based on epistemology, quantum states do not necessarily correspond to the underlying realities, and even different quantum states can be consistent with a common underlying reality. The former type of ontological models of quantum theory is called 1⁄4-ontic. The latter is called 1⁄4-epistemic. Thus, it might be rather confusing that ontological models are classified further into 1⁄4-ontic models and 1⁄4-epistemic ones. We use these terms here in accordance with the recent literature on quantum foundations. (For details of these notions in the ontological models of quantum theory, see the paper by Harrigan and Spekkens.) Quite recently, the question just mentioned has been answered by Pusey et al., and one of the above models has been refuted. It was shown that 1⁄4-epistemic models are inconsistent with the predictions of quantum theory. In other words, epistemological views on quantum states turned out to be false as long as we assume some underlying reality for physical systems. Therefore, only 1⁄4-ontic models of quantum theory are valid for describing quantum systems. This significantly advances our understanding on the nature of quantum states. It is expected that various conclusions will be drawn from this fact. In this paper, we will discuss a connection with nonlocality. The above two fundamental questions, nonlocality and the nature of quantum states, are intimately connected, and the connection was first implicitly recognised by Einstein in the early days of quantum theory. In a private correspondence with Schrodinger, Einstein constructed a fascinating argument that relates the above two. (That argument is distinctly different from the well-known EPR argument.) Recently, it was revisited and reconstructed in accordance with more rigorous notions in quantum foundations. Nonlocality is usually shown by violations of Bell inequalities. (Bell inequalities hereafter include all the subsequent developments such as the CHSH inequality.) Even if it is not clear whether the models of quantum theory are 1⁄4-ontic or 1⁄4-epistemic, we can prove nonlocality just by showing the violation of Bell inequalities. However, the above argument originated by Einstein implies that if we know the models are 1⁄4-ontic in advance (as we do now), we can prove nonlocality in a simpler way without Bell inequalities. (This argument had been known in quantum foundations before the refutation of 1⁄4-epistemic models.) Nonlocality is rigorously defined as a violation of the notion of local causality defined by Bell. Showing the violation of Bell inequalities is one way of demonstrating the violation of local causality. Since the simpler proof initiated by Einstein directly demonstrates the violation of local causality, it is a more straightforward proof of nonlocality from a conceptual point of view. In the following, we will see that this simple argument of nonlocality without Bell inequalities can be used to show multipartite nonlocality as well. Before moving onto multipartite cases, first let us define the necessary notions for presenting our result. First of all, we assume that there exists a complete specification of the properties of a physical system, which we refer to as the ontic state of that system. The ontic states represent the underlying realities and are not necessarily equal to ordinary quantum states. (In other words, the ontic states correspond to hidden variables.) Ontological models of quantum theory are models that assume ontic states and reproduce all the predictions of quantum theory. An important question is how ontic states correspond to quantum states in quantum theory. In order to frame the question accurately, we need the notion of an epistemic state, which represents the relation between them. Suppose we prepare a physical system in a quantum state 1⁄4. Although the system is uniquely specified as 1⁄4 in quantum theory, there still remains a possibility that it allows a more detailed specification in the ontic state space, in which case many different ontic states turn out to be consistent with 1⁄4. The relation between ontic states and the preparation procedure, P1⁄4, is described by a conditional probability distribution over the ontic state space, pð jP1⁄4Þ, which we refer to as an epistemic state. In general, the preparation P can be a preparation of a physical system in a mixed sate. Unless there exists a one-to-one correspondence between ontic states and quantum states, the probability distribution spreads over . (See Fig. 1.) The question of whether an ontological model is 1⁄4-ontic or 1⁄4-epistemic is concerned with the behaviour of the epistemic states for two distinct preparations of quantum states. Consider two distinct preparations of quantum states, Journal of the Physical Society of Japan 82 (2013) 055003

Journal of the Physical Society of Japan•Apr 23, 2013•0 citations

Understanding sequential measurements in psi-epistemic ontological models

Joshua B. Ruebeck

Since the famous debates of Einstein & Bohr, physicists have argued about the nature of the quantum state. Is it best thought of as describing the-way-things-are out there in the world, or merely as a description of our knowledge of such things? In more recent years, this has been termed the ψ-epistemic/ψ-ontic debate, and that distinction has been given a mathematical definition within the ontological models formalism. This formalism is a framework for describing a large class of interpretations of quantum mechanics. Here we show that consideration of sequential measurements, and the fact that the quantum state changes during measurements, has been a neglected topic in this area as it places nontrivial restrictions on the structure of ψ-epistemic ontological models. \n \nWe do this by finding a general restriction on the structure of ψ-epistemic models, although not one that is strong enough to rule them out categorically. We then apply this restriction to all of the known examples of ψ-epistemic ontological models and show that they can’t represent sequential measurements. We also present a new version of the ontological models formalism, based on hidden Markov models, which we develop briefly and describe how it may be useful for either proving a no-go theorem (i.e. ‘ψ-epistemic models can’t exist’) or for learning more about the structure of ψ-epistemic models and how to construct them.

•Aug 6, 2019•0 citations
Abstract An ontological model is termed as maximally ψ -epistemic if the overlap between any two quantum states is fully accounted for by the overlap of their respective probability distributions of ontic states. However, in the literature, there exist two different mathematical definitions (termed here as 1M ψ E and 2M ψ E) that capture the equivalent notion of maximal ψ -epistemicity. In this work, we provide three theorems to critically examine the connections between preparation non-contextuality and the aforementioned two definitions of maximal ψ -epistemicity. In theorem 1, we provide a simple and direct argument of an existing proof to demonstrate that the mixed state preparation non-contextuality implies the first definition of maximal ψ -epistemicity. In theorem 2, we prove that the second definition of maximal ψ -epistemicity implies pure-state preparation non-contextuality. If both the definitions capture the equivalent notion of maximal ψ -epistemicity, then from the aforementioned two theorems one infers that the mixed-state preparation non-contextuality implies pure-state preparation non-contextuality. But, in theorem 3, we demonstrate that the mixed-state preparation non-contextuality in an ontological model implies pure-state contextuality and vice versa. This leads one to conclude that 1M ψ E and 2M ψ E capture inequivalent notions of maximal ψ -epistemicity. The implications of our results and their connections to other no-go theorems are discussed.
Ontological models of quantum theory seek to realize quantum theory as a statistical theory over underlying degrees of freedom, whose measurement statistics are described by classical probability theory. Harrigan and Spekkens (2010) proposed a distinction between ontological models in which pure quantum states represent states of reality (ψ-ontic) or knowledge about reality (ψ-epistemic) depending on whether their associated probability distributions overlap, subsequently formalized into measure-theoretic form by Leifer (2014). In this thesis, I examine whether this ψ-ontic/epistemic distinction truly captures the intended difference between ontic and epistemic conceptions of pure states. I consider some mathematical alternatives relating to different notions of non-overlap between probability measures and compare them. I discuss the implications of these results for quantum ontology theorems – theorems that rule out ψ-epistemic readings of pure states under certain assumptions about the ontological model – such as the Pusey-Barrett-Rudolph Theorem (2012).
The main question under investigation in this thesis was the reality of the quantum state. We approached this problem by studying a recent no-go result by Pusey, Barrett and Rudolph, namely the PBR theorem. In Section 1 we provided a short introduction to quantum theory. A few relevant examples were covered, namely decompositions of quantum states, impossibility of the ignorance interpretation and the distinguishability of pure quantum states. Section 2 developed measure theoretic tools needed in the framework of ontological models. The Radon-Nikodym theorem was proven in order to justify the use of an alternative expression of the variational distance of probability measures. In Section 3 we developed a general framework for ontological models. In short, the ontological models framework can be considered the most general framework currently available for hidden variable theories and no-go results. We used the measure theoretic tools of Section 2 to make the formalism rigorous. Original research included in Section 3 was the characterization of a property called antidistinguishability for qubit states. A necessary and sufficient condition for antidistinguishability was given. It was then proven that any set of pure qubit states that is not antidistinguishable can be made antidistinguishable by adding a single carefully chosen state into the set. In the end of Section 3, some original observations were presented. Namely, a specific connection with contextuality was proven for sometimes ψ-ontic and never ψ-ontic ontological models. However, it was then noted that these observations were not enough to exclude never ψ-ontic ontological models, a feat that would have provided a new no-go theorem on its own. Contextuality in the ontological models framework was studied in Section 4. The main results were establishing preparation contextuality from the failure of maximal ψ-epistemicity and a proof of Bell's theorem based on preparation contextuality established this way. We concluded that ψ-ontic models cannot be Bell local based on these results. Finally in Section 5 the implications of ψ-ontology were discussed. By careful analysis of the results, it was noted that accepting the reality of the quantum state exposes explanatory gaps in the formalism. Possible solutions to the challenges introduced by these explanatory gaps were discussed through interpretations of quantum mechanics and the so-called measurement problem.
We examine the relationship between quantum contextuality (in both the standard Kochen-Specker sense and in the generalized sense proposed by Spekkens) and models of quantum theory in which the quantum state is maximally epistemic. We find that preparation noncontextual models must be maximally epistemic, and these in turn must be Kochen-Specker noncontextual. This implies that the Kochen-Specker theorem is sufficient to establish both the impossibility of maximally epistemic models and the impossibility of preparation noncontextual models. The implication from preparation noncontextual to maximally epistemic then also yields a proof of Bell's theorem from an Einstein-Podolsky-Rosen-like argument.
Maximally ψ−ψ-ψ−epistemic models cannot explain gambling with two qubits
We investigate the minimal proof for ruling out maximally ψ−ψ-ψ−epistemic interpretations of quantum theory, in which the indistinguishable nature of two quantum states is fully explained by the epistemic overlap of their corresponding distributions over ontic states. To this end, we extend the standard notion of epistemic overlap by considering a penalized distinguishability game involving two states and three possible answers, named as Quantum Gambling. In this context, using only two pure states and their equal mixture, we present an experimentally robust no-go theorem for maximally ψ−ψ-ψ−epistemic models, showing that qubit states achieve the maximal difference between quantum and epistemic overlaps.
Quantum nonlocality has been a long-standing and fascinating problem in the foundations of quantum theory since its proof by the Bell inequality. It seems to contradict our intuitive picture of space-time and thus urges us to reconsider its foundation. With the advent of quantum information science, it has attracted renewed interest from a fundamental point of view as well as from a quantum information-theoretic one. Another fundamental question on the nature of quantum theory is how we understand what quantum states represent. (Quantum states hereafter refer to pure states.) This is also a long-standing problem since the early days of quantum theory. Roughly speaking, there are two conflicting views on this matter: one is ontology and the other is epistemology. Ontological models of quantum theory are models in which we assume some underlying reality for physical systems and require that all the predictions of quantum theory should be reproduced. The ontological models are divided into two categories, depending on which views the models are based on, ontology or epistemology. In the models based on ontology, quantum states represent the underlying reality in some sense, and different quantum states correspond to different realities. In the models based on epistemology, quantum states do not necessarily correspond to the underlying realities, and even different quantum states can be consistent with a common underlying reality. The former type of ontological models of quantum theory is called 1⁄4-ontic. The latter is called 1⁄4-epistemic. Thus, it might be rather confusing that ontological models are classified further into 1⁄4-ontic models and 1⁄4-epistemic ones. We use these terms here in accordance with the recent literature on quantum foundations. (For details of these notions in the ontological models of quantum theory, see the paper by Harrigan and Spekkens.) Quite recently, the question just mentioned has been answered by Pusey et al., and one of the above models has been refuted. It was shown that 1⁄4-epistemic models are inconsistent with the predictions of quantum theory. In other words, epistemological views on quantum states turned out to be false as long as we assume some underlying reality for physical systems. Therefore, only 1⁄4-ontic models of quantum theory are valid for describing quantum systems. This significantly advances our understanding on the nature of quantum states. It is expected that various conclusions will be drawn from this fact. In this paper, we will discuss a connection with nonlocality. The above two fundamental questions, nonlocality and the nature of quantum states, are intimately connected, and the connection was first implicitly recognised by Einstein in the early days of quantum theory. In a private correspondence with Schrodinger, Einstein constructed a fascinating argument that relates the above two. (That argument is distinctly different from the well-known EPR argument.) Recently, it was revisited and reconstructed in accordance with more rigorous notions in quantum foundations. Nonlocality is usually shown by violations of Bell inequalities. (Bell inequalities hereafter include all the subsequent developments such as the CHSH inequality.) Even if it is not clear whether the models of quantum theory are 1⁄4-ontic or 1⁄4-epistemic, we can prove nonlocality just by showing the violation of Bell inequalities. However, the above argument originated by Einstein implies that if we know the models are 1⁄4-ontic in advance (as we do now), we can prove nonlocality in a simpler way without Bell inequalities. (This argument had been known in quantum foundations before the refutation of 1⁄4-epistemic models.) Nonlocality is rigorously defined as a violation of the notion of local causality defined by Bell. Showing the violation of Bell inequalities is one way of demonstrating the violation of local causality. Since the simpler proof initiated by Einstein directly demonstrates the violation of local causality, it is a more straightforward proof of nonlocality from a conceptual point of view. In the following, we will see that this simple argument of nonlocality without Bell inequalities can be used to show multipartite nonlocality as well. Before moving onto multipartite cases, first let us define the necessary notions for presenting our result. First of all, we assume that there exists a complete specification of the properties of a physical system, which we refer to as the ontic state of that system. The ontic states represent the underlying realities and are not necessarily equal to ordinary quantum states. (In other words, the ontic states correspond to hidden variables.) Ontological models of quantum theory are models that assume ontic states and reproduce all the predictions of quantum theory. An important question is how ontic states correspond to quantum states in quantum theory. In order to frame the question accurately, we need the notion of an epistemic state, which represents the relation between them. Suppose we prepare a physical system in a quantum state 1⁄4. Although the system is uniquely specified as 1⁄4 in quantum theory, there still remains a possibility that it allows a more detailed specification in the ontic state space, in which case many different ontic states turn out to be consistent with 1⁄4. The relation between ontic states and the preparation procedure, P1⁄4, is described by a conditional probability distribution over the ontic state space, pð jP1⁄4Þ, which we refer to as an epistemic state. In general, the preparation P can be a preparation of a physical system in a mixed sate. Unless there exists a one-to-one correspondence between ontic states and quantum states, the probability distribution spreads over . (See Fig. 1.) The question of whether an ontological model is 1⁄4-ontic or 1⁄4-epistemic is concerned with the behaviour of the epistemic states for two distinct preparations of quantum states. Consider two distinct preparations of quantum states, Journal of the Physical Society of Japan 82 (2013) 055003
Since the famous debates of Einstein & Bohr, physicists have argued about the nature of the quantum state. Is it best thought of as describing the-way-things-are out there in the world, or merely as a description of our knowledge of such things? In more recent years, this has been termed the ψ-epistemic/ψ-ontic debate, and that distinction has been given a mathematical definition within the ontological models formalism. This formalism is a framework for describing a large class of interpretations of quantum mechanics. Here we show that consideration of sequential measurements, and the fact that the quantum state changes during measurements, has been a neglected topic in this area as it places nontrivial restrictions on the structure of ψ-epistemic ontological models. \n \nWe do this by finding a general restriction on the structure of ψ-epistemic models, although not one that is strong enough to rule them out categorically. We then apply this restriction to all of the known examples of ψ-epistemic ontological models and show that they can’t represent sequential measurements. We also present a new version of the ontological models formalism, based on hidden Markov models, which we develop briefly and describe how it may be useful for either proving a no-go theorem (i.e. ‘ψ-epistemic models can’t exist’) or for learning more about the structure of ψ-epistemic models and how to construct them.