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arXiv:2011.10029 · International Journal of Modern Physics A

Probability, preclusion and biological evolution in Heisenberg-picture Everett quantum mechanics

Mark A. Rubin

Published Jun 18, 2021• 1 citation
arXivHTMLPDF

Abstract

The fact that certain “extraordinary” probabilistic phenomena — in particular, macroscopic violations of the second law of thermodynamics — have never been observed to occur can be accounted for by taking hard preclusion as a basic physical law, i.e. precluding from existence events corresponding to very small but nonzero values of quantum-mechanical weight. This approach is not consistent with the usual ontology of the Everett interpretation, in which outcomes correspond to branches of the state vector, but can be successfully implemented using a Heisenberg-picture-based ontology in which outcomes are encoded in transformations of operators. Hard preclusion can provide an explanation for biological evolution, which can in turn explain our subjective experiences of, and reactions to, “ordinary” probabilistic phenomena, and the compatibility of those experiences and reactions with what we conventionally take to be objective probabilities arising from physical laws.

DOI
10.1142/s0217751x21501177

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The fact that certain “extraordinary” probabilistic phenomena — in particular, macroscopic violations of the second law of thermodynamics — have never been observed to occur can be accounted for by taking hard preclusion as a basic physical law, i.e. precluding from existence events corresponding to very small but nonzero values of quantum-mechanical weight. This approach is not consistent with the usual ontology of the Everett interpretation, in which outcomes correspond to branches of the state vector, but can be successfully implemented using a Heisenberg-picture-based ontology in which outcomes are encoded in transformations of operators. Hard preclusion can provide an explanation for biological evolution, which can in turn explain our subjective experiences of, and reactions to, “ordinary” probabilistic phenomena, and the compatibility of those experiences and reactions with what we conventionally take to be objective probabilities arising from physical laws.
The usual interpretational rule of quantum mechanics which states that outcomes do not occur when their weights are zero is changed so as to preclude outcomes with weights less than a small but positive value. With this "positive preclusion" rule, and in the absence of any notion of objective probability, Everett quantum mechanics has the explanatory power to account for the evolution of organisms with subjective expectations of probability that are in accord with the Born rule. Positive preclusion also allows for the derivation of a connection between weight and relative frequency in situations involving a finite number of measurements.
Abstract Much of the evidence for quantum mechanics is statistical in nature. Relative frequency data summarizing the results of repeated experiments is compared to probabilities calculated from the theory; close agreement between the observed relative frequencies and calculated probabilities is taken as evidence in favour of the theory. The Everett interpretation, if it is to be a candidate for serious consideration, must be capable of doing justice to this sort of reasoning. Since, on the Everett interpretation, all outcomes with non-zero amplitude are actualized on different branches, it is not obvious that sense can be made of ascribing probabilities to outcomes of experiments, and this poses a prima facie problem for statistical inference. It is incumbent on the Everettian either to make sense of ascribing probabilities to outcomes of experiments in the Everett interpretation, or to find a substitute on which the usual statistical analysis of experimental results continues to count as evidence for quantum mechanics, and, since it is the very evidence for quantum mechanics that is at stake, this must be done in a way that does not presuppose the correctness of Everettian quantum mechanics. This requires an account of theory confirmation that applies to branching-universe theories but does not presuppose the correctness of any such theory. This chapter supplies and defends such an account. The account has the consequence that statistical evidence can confirm a branching-universe theory such as Everettian quantum mechanics in the same way in which it can confirm a non-branching probabilistic theory.
The Everett interpretation of quantum mechanics is, inter alia, an interpretation of objective probability: an account of what probability really is. Everett called his work “wave mechanics without probability” for good reason: it provides a non-chancy base level of categorical properties and relations. The objection may concern justification rather than understanding, particularly if decoherence theory is used to derive the Born rule. The branch-counting rule makes nonsense of quantum mechanics but it appears to be suggested by the picture of branching. Branch counting is hardly a rival to the branch-weight rule as an interpretation of branching structure, if it brings that branching structure crashing down. Denizens of anomalous branches, or of anomalous stretches of history in one-world theories, will be misled by the observed statistics of measurements.
As we saw in the previous chapter, the Everett interpretation seems to dispense with probabilities in quantum mechanics. Instead of describing a world for which many things are possible, but only some of those possibilities are actualised, it suggests a world in which all possibilities actually happen . Moreover, this is something of which we can be absolutely certain . Obviously, this does not straightforwardly fit our experience. We do not see multiple possibilities becoming actual. Whenever we measure a superposed particle, we observe only one property or another. Moreover, we have a very useful probabilistic rule to help us to predict what we will see. How can the success of this probabilistic rule be explained, if an Everett world does not involve any uncertainty? There are two main moves that are employed in response to this challenge. The first – what I call Stage A – is to show that there is a relevant sort of uncertainty, even in a universe where we are certain that everything will happen. The second move – Stage B – is to try to vindicate the probability of the Born rule in particular. That is, to show that we should not merely be uncertain about the future, but that we have good reason to attach the particular probabilities dictated by the Born rule to the possible outcomes of a quantum experiment. We will consider these two stages in turn.
One of the recurrent problems in the foundations of physics is to explain why we rarely observe certain phenomena that are allowed by our theories and laws. In thermodynamics, for example, the spontaneous approach towards equilibrium is ubiquitous yet the time-reversal-invariant laws that presumably govern thermal behaviour in the microscopic level equally allow spontaneous approach away from equilibrium to occur. Why are the former processes frequently observed while the latter are almost never reported? Another example comes from quantum mechanics where the formalism, if considered complete and universally applicable, predicts the existence of macroscopic superpositions—monstrous Schrodinger cats—and these are never observed: while electrons and atoms enjoy the cloudiness of waves, macroscopic objects are always localized to definite positions. A well-known explanatory framework due to Ludwig Boltzmann traces the rarity of " abnormal" thermodynamic phenomena to the scarcity of the initial conditions that lead to it. After all, physical laws are no more than algorithms and these are expected to generate different results according to different initial conditions, hence Boltzmann's insight that violations of thermodynamic laws are possible but highly improbable. Yet Boltzmann introduces probabilities into this explanatory scheme, and since the latter is couched in terms of classical mechanics, these probabilities must be interpreted as a result of ignorance of the exact state the system is in. Quantum mechanics has taught us otherwise. Here the attempts to explain why we never observe macroscopic superpositions have led to different interpretations of the formalism and to different solutions to the quantum measurement problem. These solutions introduce additional interpretations to the meaning of probability over and above ignorance of the definite state of the physical system: quantum probabilities may result from pure chance. Notwithstanding the success of the Boltzmannian framework in explaining the thermodynamic arrow in time it leaves us with a foundational puzzle: how can ignorance play a role in scientific explanation of objective reality? In turns out that two opposing solutions to the quantum measurement problem in which probabilities arise from the stochastic character of the underlying dynamics may scratch this explanatory itch. By offering a dynamical justification to the probabilities employed in classical statistical mechanics these two interpretations complete the Boltzmannian explanatory scheme and allow us to exorcize ignorance from scientific explanations of unobserved phenomena. In this thesis I argue that the puzzle of the thermodynamic arrow in time is closely related to the problem of interpreting quantum mechanics, i.e., to the measurement problem. We may solve one by fiat and thus solve the other, but it seems unwise to try solving them independently. I substantiate this claim by presenting two possible interpretations to non-relativistic quantum mechanics. Differing as they do on the meaning of the probabilities they introduce into the otherwise deterministic dynamics, these interpretations offer alternative explanatory schemes to the standard Boltzmannian statistical mechanical explanation of thermodynamic approach to equilibrium. I then show how notwithstanding their current empirical equivalence, the two approaches diverge at the continental divide between scientific realism and anti-realism.
Introduction As a prescription for ascribing a priori probability weightings to the eventuality of finding oneself in the position of particular conceivable observers, the anthropic principle was originally developed for application to problems of cosmology [1] and biology [2]. The purpose of this chapter is to provide a self-contained introductory account of the motivation and reasoning underlying the recent development [3] of a more refined version of the anthropic principle that is needed for the provision of a coherent interpretation of quantum theory. In order to describe ordinary laboratory applications, it is commonly convenient, and entirely adequate, to use a ‘Copenhagen’ type representation, in which a Hilbert state vector undergoes ‘collapse’ when an observation is made. However, from a broader perspective it is rather generally recognized that such a collapse cannot correspond to any actual physical process. A leading school of thought on this subject was founded by Everett [4], who maintained the principle of the physical reality of the Hilbert state, and deduced that — in view of the agreement that no physical collapse process occurs — none of the ensuing branch channels can be ‘more real than the rest’. This was despite the paradox posed by the necessity that they be characterized by different (my italics) ‘weightings’, the nature of which was never satisfactorily explained. This intellectual flaw in the Everett doctrine was commonly overlooked, not so much by its adherents, who were seriously concerned about it [5], as by its opponents, who were upset by its revolutionary ‘multi-universe’ implications.