Abstract It is almost universally believed that in quantum theory the two following statements hold: (1) all transformations are achieved by a unitary interaction followed by a von-Neumann measurement; (2) all mixed states are marginals of pure entangled states. I name this doctrine the dogma of purification ontology. The source of the dogma is the original von Neumann axiomatisation of the theory, which largely relies on the Schrődinger equation as a postulate, which holds in a nonrelativistic context, and whose operator version holds only in free quantum field theory, but no longer in the interacting theory. In the present paper I prove that both ontologies of unitarity and state-purity are unfalsifiable, even in principle, and therefore axiomatically spurious. I propose instead a minimal four-postulate axiomatisation: (1) associate a Hilbert space $${\mathcal {H}}_\text{A}$$ H A to each system $$\text{A}$$ A ; (2) compose two systems by the tensor product rule $${\mathcal {H}}_{\text{A}\text{B}}={\mathcal {H}}_\text{A}\otimes {\mathcal {H}}_\text{B}$$ H AB = H A ⊗ H B ; (3) associate a transformation from system $$\text{A}$$ A to $$\text{B}$$ B to a quantum operation, i.e. to a completely positive trace-non-increasing map between the trace-class operators of $$\text{A}$$ A and $$\text{B}$$ B ; (4) (Born rule) evaluate all joint probabilities through that of a special type of quantum operation: the state preparation. I then conclude that quantum paradoxes—such as the Schroedinger-cat’s, and, most relevantly, the information paradox—are originated only by the dogma of purification ontology, and they are no longer paradoxes of the theory in the minimal formulation. For the same reason, most interpretations of the theory (e.g. many-world, relational, Darwinism, transactional, von Neumann–Wigner, time-symmetric,...) interpret the same dogma, not the strict theory stripped of the spurious postulates.
Abstract It is almost universally believed that in quantum theory the two following statements hold: (1) all transformations are achieved by a unitary interaction followed by a von-Neumann measurement; (2) all mixed states are marginals of pure entangled states. I name this doctrine the dogma of purification ontology. The source of the dogma is the original von Neumann axiomatisation of the theory, which largely relies on the Schrődinger equation as a postulate, which holds in a nonrelativistic context, and whose operator version holds only in free quantum field theory, but no longer in the interacting theory. In the present paper I prove that both ontologies of unitarity and state-purity are unfalsifiable, even in principle, and therefore axiomatically spurious. I propose instead a minimal four-postulate axiomatisation: (1) associate a Hilbert space HA H A to each system A A ; (2) compose two systems by the tensor product rule HAB=HA⊗HB H AB = H A ⊗ H B ; (3) associate a transformation from system A A to B B to a quantum operation, i.e. to a completely positive trace-non-increasing map between the trace-class operators of A A and B B ; (4) (Born rule) evaluate all joint probabilities through that of a special type of quantum operation: the state preparation. I then conclude that quantum paradoxes—such as the Schroedinger-cat’s, and, most relevantly, the information paradox—are originated only by the dogma of purification ontology, and they are no longer paradoxes of the theory in the minimal formulation. For the same reason, most interpretations of the theory (e.g. many-world, relational, Darwinism, transactional, von Neumann–Wigner, time-symmetric,...) interpret the same dogma, not the strict theory stripped of the spurious postulates.
Using the existing classification of all alternatives to the Measurement Postulates of Quantum Mechanics we study the properties of multi-partite systems in these alternative theories. We prove that in all these theories the Purification Principle is violated, meaning that some mixed states are not the reduction of a pure state in a larger system. This implies that simple operational processes, like mixing two states, cannot be described in an agent-free universe. This appears like a crucial clue for the problem of deriving the Born Rule within unitary quantum mechanics or the many-worlds interpretation. We also prove that in all such modifications the task of state tomography with local measurements is impossible, and present a simple toy theory displaying all these exotic non-quantum phenomena. This toy model shows that, contrarily to previous claims, it is possible to modify the Born rule without violating the No-Signalling Principle. Finally, we argue that the quantum measurement postulates are the most non-classical amongst all alternatives.
It is not surprising that our language should be incapable of describing processes occurring within atoms, for, as has been remarked, it was invented to describe the experiences of daily life, … Fortunately, mathematics is not subject to this limitation, and it has been possible to invent a mathematical scheme–the quantum theory–which seems entirely adequate for the treatment of atomic processes. Werner Heisenberg, The Physical Principles of the Quantum Theory (1930) In this chapter we introduce the mathematical structure of quantum theory, for a finite number of systems and finite dimension, starting from three simple Hilbert-space postulates, and based on the intuitive notions of state, transformation, and effect, within a causal context. Such notions will be formalized in a general non-causal context in Chapter 3, which is devoted to the informational framework. We will assume the reader has a basic knowledge of matrix analysis and of operators over Hilbert spaces. Comments about the extension to infinite dimensions, continuous outcome-spaces, and infinitely many systems can be found in the notes at the end of the chapter. From the three simple Hilbert-space postulates, the present chapter extracts six principles, which will become the postulates for quantum theory in the axiomatic derivation presented in Part III of the book. In addition, we will take the opportunity to present and explore many relevant features of the theory – including its convex and causal structure, the Choi–Jamiołkowski isomorphism, and relevant notions, such as those of POVM, complete positivity of maps, quantum operation and channels, entangled states, state discrimination, tomography of states, and transformations. The purification principle will open the stage to the dilation theorems of the theory of quantum open systems, along with other consequences, such as the existence of faithful and steering states, the theorem of no information without disturbance, quantum teleportation, and more. We will review the quantum no-cloning and no-programming theorems, and finally provide a thorough derivation of the theory of quantum channel inversion, which is the backbone of the general theory of quantum error correction in quantum information. Additional interesting topics will be classical information theory as a restriction of quantum information theory, and a critical reconsideration of the von Neumann postulate and the notion of observable.
Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.
Using the existing classification of all alternatives to the measurement postulates of quantum theory we study the properties of bi-partite systems in these alternative theories. We prove that in all these theories the purification principle is violated, meaning that some mixed states are not the reduction of a pure state in a larger system. This allows us to derive the measurement postulates of quantum theory from the structure of pure states and reversible dynamics, and the requirement that the purification principle holds. The violation of the purification principle implies that there is some irreducible classicality in these theories, which appears like an important clue for the problem of deriving the Born rule within the many-worlds interpretation. We also prove that in all such modifications the task of state tomography with local measurements is impossible, and present a simple toy theory displaying all these exotic non-quantum phenomena. This toy model shows that, contrarily to previous claims, it is possible to modify the Born rule without violating the no-signalling principle. Finally, we argue that the quantum measurement postulates are the most non-classical amongst all alternatives.
In order to resolve the measurement problem of Quantum Mechanics, non-unitary time evolution has been derived from the unitarity of standard quantum formalism. New wave functions of free and non-free quantum systems follow from Schroedinger equation after inserting an ansatz. Quantum systems show up as probability waves before measurement. A pure entangled state of a composite system evolves non-unitarily, only to disentangle itself into a definite state after reduction at the measurement point. A classical space-time point is created momentarily in this event. Unitarity is restored at that point. The non-Hermitian observables defined in the domain of rigged Hilbert space transform into Hermitian ones at the measurement point. The problem of preferred basis is resolved by the requirement of specifying the position of measurement point. Two theorems prove that time is a non-Hermitian operator, thus placing space and time on an equal footing. Bound states are found to need discrete space-time, which supports its use in loop quantum gravity. Non-unitarity in the theory helps buttress the no-boundary proposal; and uncertainty relation makes a leeway to singularity-free Quantum Cosmology. Quantum Mechanics also accommodates complex and negative probabilities.
The (consistent or decoherent) histories interpretation provides a consistent realistic ontology for quantum mechanics, based on two main ideas. First, a logic (system of reasoning) is employed which is compatible with the Hilbert-space structure of quantum mechanics as understood by von Neumann: quantum properties and their negations correspond to subspaces and their orthogonal complements. It employs a special (single framework) syntactical rule to construct meaningful quantum expressions, quite different from the quantum logic of Birkhoff and von Neumann. Second, quantum time development is treated as an inherently stochastic process under all circumstances, not just when measurements take place. The time-dependent Schrödinger equation provides probabilities, not a deterministic time development of the world. The resulting interpretive framework has no measurement problem and can be used to analyze in quantum terms what is going on before, after, and during physical preparation and measurement processes. In particular, appropriate measurements can reveal quantum properties possessed by the measured system before the measurement took place. There are no mysterious superluminal influences: quantum systems satisfy an appropriate form of Einstein locality. This ontology provides a satisfactory foundation for quantum information theory, since it supplies definite answers as to what the information is about. The formalism of classical (Shannon) information theory applies without change in suitable quantum contexts, and this suggests the way in which quantum information theory extends beyond its classical counterpart.