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arXiv:2009.05051 · Physical Review Letters

Fractionalized Fermionic Quantum Criticality in Spin-Orbital Mott Insulators

Urban F. P. Seifert, Xiaoyu Dong, Sreejith Chulliparambil, Matthias Vojta C, Hong-Hao Tu, Lukas Janssen

Published Dec 14, 2020• 48 citations
arXivHTMLPDF

Abstract

We study transitions between topological phases featuring emergent fractionalized excitations in two-dimensional models for Mott insulators with spin and orbital degrees of freedom. The models realize fermionic quantum critical points in fractionalized Gross-Neveu* universality classes in (2+1) dimensions. They are characterized by the same set of critical exponents as their ordinary Gross-Neveu counterparts, but feature a different energy spectrum, reflecting the nontrivial topology of the adjacent phases. We exemplify this in a square-lattice model, for which an exact mapping to a t-V model of spinless fermions allows us to make use of large-scale numerical results, as well as in a honeycomb-lattice model, for which we employ ε-expansion and large-N methods to estimate the critical behavior. Our results are potentially relevant for Mott insulators with d^{1} electronic configurations and strong spin-orbit coupling, or for twisted bilayer structures of Kitaev materials.

DOI
10.1103/physrevlett.125.257202

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We study transitions between topological phases featuring emergent fractionalized excitations in two-dimensional models for Mott insulators with spin and orbital degrees of freedom. The models realize fermionic quantum critical points in fractionalized Gross-Neveu* universality classes in (2+1) dimensions. They are characterized by the same set of critical exponents as their ordinary Gross-Neveu counterparts, but feature a different energy spectrum, reflecting the nontrivial topology of the adjacent phases. We exemplify this in a square-lattice model, for which an exact mapping to a t-V model of spinless fermions allows us to make use of large-scale numerical results, as well as in a honeycomb-lattice model, for which we employ ε-expansion and large-N methods to estimate the critical behavior. Our results are potentially relevant for Mott insulators with d^{1} electronic configurations and strong spin-orbit coupling, or for twisted bilayer structures of Kitaev materials.
Two-dimensional spin-orbital magnets with strong exchange frustration have recently been predicted to facilitate the realization of a quantum critical point in the Gross-Neveu-SO(3) universality class. In contrast to previously known Gross-Neveu-type universality classes, this quantum critical point separates a Dirac semimetal and a long-range-ordered phase, in which the fermion spectrum is only partially gapped out. Here, we characterize the quantum critical behavior of the Gross-Neveu-SO(3) universality class by employing three complementary field-theoretical techniques beyond their leading orders. We compute the correlation-length exponent $\ensuremath{\nu}$, the order-parameter anomalous dimension ${\ensuremath{\eta}}_{\ensuremath{\phi}}$, and the fermion anomalous dimension ${\ensuremath{\eta}}_{\ensuremath{\psi}}$ using a three-loop $\ensuremath{\epsilon}$ expansion around the upper critical space-time dimension of four, a second-order large-NNN expansion (with the fermion anomalous dimension obtained even at the third order), as well as a functional renormalization group approach in the improved local potential approximation. For the physically relevant case of N=3N=3N=3 flavors of two-component Dirac fermions in 2+12+12+1 space-time dimensions, we obtain the estimates $1/\ensuremath{\nu}=1.03(15), {\ensuremath{\eta}}_{\ensuremath{\phi}}=0.42(7)$, and ${\ensuremath{\eta}}_{\ensuremath{\psi}}=0.180(10)$ from averaging over the results of the different techniques, with the displayed uncertainty representing the degree of consistency among the three methods.
The Gross-Neveu-Heisenberg universality class describes a continuous quantum phase transition between a Dirac semimetal and an antiferromagnetic insulator. Such quantum critical points have originally been discussed in the context of Hubbard models on $\ensuremath{\pi}$-flux and honeycomb lattices, but more recently also in Bernal-stacked bilayer models, of potential relevance for bilayer graphene. Here, we demonstrate how the critical behavior of this fermionic universality class can be computed within an $\ensuremath{\epsilon}$ expansion around the lower critical space-time dimension of two. This approach is complementary to the previously studied expansion around the upper critical dimension of four. The crucial technical difference near the lower critical dimension is the presence of different four-fermion interaction channels at the critical point, which we take into account in a Fierz-complete way. By interpolating between the lower and upper critical dimensions, we obtain improved estimates for the critical exponents in 2+12+12+1 space-time dimensions. For the situation relevant to single-layer graphene, we find an unusually small leading-correction-to-scaling exponent, arising from the competition between different interaction channels. This suggests that corrections to scaling may need to be taken into account when comparing analytical estimates with numerical data from finite-size extrapolations.
Fermionic quantum criticality in honeycomb and π\piπ-flux Hubbard models
We numerically investigate the critical behavior of the Hubbard model on the honeycomb and the π\piπ-flux lattice, which exhibits a direct transition from a Dirac semimetal to an antiferromagnetically ordered Mott insulator. We use projective auxiliary-field quantum Monte Carlo simulations and a careful finite-size scaling analysis that exploits approximately improved renormalization-group-invariant observables. This approach, which is successfully verified for the three-dimensional XY transition of the Kane-Mele-Hubbard model, allows us to extract estimates for the critical couplings and the critical exponents. The results confirm that the critical behavior for the semimetal to Mott insulator transition in the Hubbard model belongs to the Gross-Neveu-Heisenberg universality class on both lattices.
States with gapless degrees of freedom are typically more complicated and less well- understood than systems possessing a gap. In this thesis, we study strongly-correlated systems described by gapless fermions. In most of the systems we consider, the fermionic excitations are emergent, i.e. they are not adiabatically connected to the electrons which constitute the fundamental building blocks of the system in question.\nWe start by proposing several novel states of matter which we claim are relevant to strongly-correlated systems. The rst state we present is a fractionalized Fermi liquid on the surface of a topological Kondo insulator. A Kondo insulator is a material which becomes insulating at low temperatures as a result of strong electron-spin interactions. When spin- orbit coupling is present, this insulator might be topological and, consequently, host robust gapless surface modes. Given the strong interactions and the decreased dimensionality of the surface, we propose that the spins and electrons there may decouple, resulting in the formation of a fractionalized Fermi liquid.\nWe next argue that quantum electrodynamics in 2+1 dimensions (QED3) with Nf = 4 fermion avours may describe a continuous, decon ned phase transition connecting the 120◦ coplanar Néel phase and the √12 × √12 valence bond solid phase of the triangular lattice antiferromagnet (AF). In addition to being a critical point, QED3 is also believed to describe a critical phase of matter called the Dirac spin liquid. Regardless of whether QED3 is manifest as a phase or a critical point, impurities and imperfections are always present in the real world, and it is therefore important to understand what e ects this may have. We show that when QED3 is perturbed by weak disorder, under certain circumstances, it ows to a new critical point in which both interactions and disorder are present.\nConclusively identifying a system described by QED3 has proven to be a di cult task, not only experimentally, but in numerical studies as well. Since QED3 is a critical theory, its spectrum on a torus is a universal quantity dependent only on low-energy degrees of freedom, such as the torus area. It follows that this data is accessible via exact diagonalization and can serve as an identifying signature of the theory. To this end, we calculate the QED3 torus spectrum using path integral methods.\nWe conclude this thesis with a comprehensive study of gapped Z2 spin liquids of the square lattice antiferrogmagnet, using a critical theory of Dirac fermions coupled to an SU(2) gauge eld as a starting point. There are many di erent Z2 spin liquid groundstates which preserve the same symmetry group. Even if one knows that a system has a Z2 spin liquid groundstate, it is by no means obvious which Z2 spin liquid is being realized. By starting from a gapless theory, the set of possibilities can be reduce considerably. Further, using certain recently proposed dualities, comparisons with theories formulated using bosons can be made.
We numerically investigate the critical behavior of the Hubbard model on the honeycomb and the $\ensuremath{\pi}$-flux lattice, which exhibits a direct transition from a Dirac semimetal to an antiferromagnetically ordered Mott insulator. We use projective auxiliary-field quantum Monte Carlo simulations and a careful finite-size scaling analysis that exploits approximately improved renormalization-group-invariant observables. This approach, which is successfully verified for the three-dimensional XY transition of the Kane-Mele-Hubbard model, allows us to extract estimates for the critical couplings and the critical exponents. The results confirm that the critical behavior for the semimetal to Mott insulator transition in the Hubbard model belongs to the Gross-Neveu-Heisenberg universality class on both lattices.
We investigate the ground state phase diagram of an extended Hubbard model with a $\ensuremath{\pi}$-flux hopping term at half filling on a square lattice, with unbiased large-scale auxiliary-field quantum Monte Carlo simulations. As a function of interaction strength, there emerges an intermediate phase which realizes two interaction-driven quantum critical points, with the first between the Dirac semimetal and an insulating phase of weak valence bond solid (VBS) order, and the second separating the VBS order and an antiferromagnetic insulating phase. These intriguing quantum critical points are respectively bestowed with Gross-Neveu and deconfined quantum criticalities, and the critical exponents ${\ensuremath{\eta}}_{\text{VBS}}=0.6(1)$ and ${\ensuremath{\eta}}_{\text{AFM}}=0.58(3)$ at a deconfined quantum critical point satisfy the conformal field theory bootstrap bound. We also investigate the dynamical properties of the spin excitation and find the spin gap open near the first transition and closed at the second. The relevance of our findings in realizing deconfined quantum criticality in fermion systems and the implication to lattice models with further extended interactions such as those in quantum moir\'e systems, are discussed.