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arXiv:2008.08799 · Contemporary Physics

Emergent particles and gauge fields in quantum matter

Benjamin James Powell

Published Apr 2, 2020• 17 citations
arXivHTMLPDF

Abstract

I give a pedagogical introduction to some of the many particles and gauge fields that can emerge in correlated matter. The standard model of materials is built on Landau's foundational principles: adiabatic continuity and spontaneous symmetry breaking. These ideas lead to quasiparticles that inherit their quantum numbers from fundamental particles, Nambu-Goldstone bosons, the Anderson-Higgs mechanism, and topological defects in order parameters. I then describe the modern discovery of physics beyond the standard model. Here, quantum correlations (entanglement) and topology play key roles in defining the properties of matter. This can lead to fractionalised quasiparticles that carry only a fraction of the quantum numbers that define fundamental particles. These particles can have exotic properties: for example Majorana fermions are their own antiparticles, anyons have exchange statistics that are neither bosonic nor fermionic, and magnetic monopoles do not occur in the vacuum. Gauge fields emerge naturally in the description of highly correlated matter and can lead to gauge bosons. Relationships to the standard model of particle physics are discussed.

DOI
10.1080/00107514.2020.1832350

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I give a pedagogical introduction to some of the many particles and gauge fields that can emerge in correlated matter. The standard model of materials is built on Landau's foundational principles: adiabatic continuity and spontaneous symmetry breaking. These ideas lead to quasiparticles that inherit their quantum numbers from fundamental particles, Nambu-Goldstone bosons, the Anderson-Higgs mechanism, and topological defects in order parameters. I then describe the modern discovery of physics beyond the standard model. Here, quantum correlations (entanglement) and topology play key roles in defining the properties of matter. This can lead to fractionalised quasiparticles that carry only a fraction of the quantum numbers that define fundamental particles. These particles can have exotic properties: for example Majorana fermions are their own antiparticles, anyons have exchange statistics that are neither bosonic nor fermionic, and magnetic monopoles do not occur in the vacuum. Gauge fields emerge naturally in the description of highly correlated matter and can lead to gauge bosons. Relationships to the standard model of particle physics are discussed.
For most of the last century, condensed matter physics has been dominated by band theory and Landau's symmetry breaking theory. In the last twenty years, however, there has been an emergence of a new paradigm associated with fractionalization, emergent gauge bosons and fermions, topological order, string-net condensation, and long range entanglements. These new physical concepts are so fundamental that they may even influence our understanding of the origin of light and electrons in the universe. This book is a pedagogical and systematic introduction to the new concepts and quantum field theoretical methods in condensed matter physics. It discusses many basic notions in theoretical physics which underlie physical phenomena in nature, including a notion that unifies light and electrons. Topics covered include dissipative quantum systems, boson condensation, symmetry breaking and gapless excitations, phase transitions, Fermi liquids, spin density wave states, Fermi and fractional statistics, quantum Hall effects, topological/quantum order, and spin liquid and string-net condensation. Methods discussed include the path integral, Green's functions, mean-field theory, effective theory, renormalization group, bosonization in one- and higher dimensions, non-linear sigma-model, quantum gauge theory, dualities, projective construction, and exactly soluble models beyond one-dimension.
Quantum phenomena at macroscopic scales are fascinating, given that quantum mechanical effects usually manifest only at atomic scales due to their fragile nature. Enriched with symmetry, topology, and entanglement, quantum matters exhibit exotic emergent properties that defy our classical intuitions. This dissertation is devoted to the study of quantum matters, consisting of three distinct topics. The first part studies quantum phases of matter and their phase transitions, with an emphasis on the role of symmetry and their exotic natures. Employing both analytical and numerical methods, we study the deconfinement physics in quantum Hall systems and quantum magnets. The second part focuses on the physics of Moir\'e systems in two-dimensional materials that exhibit interesting single-particle as well as correlated many-body physics. Using a continuum model description, we illuminate several recent experimental findings in twisted double bilayer graphenes. The last part touches on a more unconventional topic, non-Hermitian systems. We provide mathematical foundations to classify their topological structure as well as the potential connection to anomalous or driven systems.
The history of modern condensed matter physics may be regarded as the competition and reconciliation between Stoner’s and Anderson’s physical pictures, where the former is based on momentum–space descriptions focusing on long wave-length fluctuations while the latter is based on real-space physics emphasizing emergent localized excitations. In particular, these two view points compete with each other in various nonperturbative phenomena, which range from the problem of high [Formula: see text] superconductivity, quantum spin liquids in organic materials and frustrated spin systems, heavy-fermion quantum criticality, metal-insulator transitions in correlated electron systems such as doped silicons and two-dimensional electron systems, the fractional quantum Hall effect, to the recently discussed Fe-based superconductors. An approach to reconcile these competing frameworks is to introduce topologically nontrivial excitations into the Stoner’s description, which appear to be localized in either space or time and sometimes both, where scattering between itinerant electrons and topological excitations such as skyrmions, vortices, various forms of instantons, emergent magnetic monopoles, and etc. may catch nonperturbative local physics beyond the Stoner’s paradigm. In this review paper, we discuss nonperturbative effects of topological excitations on dynamics of correlated electrons. First, we focus on the problem of scattering between itinerant fermions and topological excitations in antiferromagnetic doped Mott insulators, expected to be relevant for the pseudogap phase of high [Formula: see text] cuprates. We propose that nonperturbative effects of topological excitations can be incorporated within the perturbative framework, where an enhanced global symmetry with a topological term plays an essential role. In the second part, we go on to discuss the subject of symmetry protected topological states in a largely similar light. While we do not introduce itinerant fermions here, the nonperturbative dynamics of topological excitations is again seen to be crucial in classifying topologically nontrivial gapped systems. We point to some hidden links between several effective field theories with topological terms, starting with one-dimensional physics, and subsequently finding natural generalizations to higher dimensions.
This modern text describes the remarkable developments in quantum condensed matter physics following the experimental discoveries of quantum Hall effects and high temperature superconductivity in the 1980s. After a review of the phases of matter amenable to an independent particle description, entangled phases of matter are described in an accessible and unified manner. The concepts of fractionalization and emergent gauge fields are introduced using the simplest resonating valence bond insulator with an energy gap, the Z2 spin liquid. Concepts in band topology and the parton method are then combined to obtain a large variety of experimentally relevant gapped states. Correlated metallic states are described, beginning with a discussion of the Kondo effect on magnetic impurities in metals. Metals without quasiparticle excitations are introduced using the Sachdev-Ye-Kitaev model, followed by a discussion of critical Fermi surfaces and strange metals. Numerous end-of-chapter problems expand readers' comprehension and reinforce key concepts.
In many-body quantum systems the collective behavior of electrons can give rise to emergent phenomena that are not apparent from the underlying microscopic Hamiltonian. A particularly intriguing possibility is that the internal dynamics of a material can spontaneously generate a gauge potential A_mu^eff that couples to the electronic degrees of freedom in a manner formally identical to a conventional electromagnetic gauge field. This paper develops a theoretical framework for such self-generated gauge fields (SGGF) in quantum matter. Starting from a generic Hubbard-type model with long-range interactions, we derive an effective action for the fermions after integrating out high-energy modes. The resulting low-energy theory contains a covariant derivative D_mu = partial_mu - i A_mu^eff, where A_mu^eff emerges from the collective spin and charge fluctuations. We analyze the symmetry properties of the emergent field, show that it can acquire a mass gap or remain gapless depending on the underlying lattice geometry and interaction strength, and discuss the conditions under which it leads to novel topological responses. In particular, we identify a mechanism by which a chiral spin liquid state induces a Chern–Simons term for A_mu^eff, thereby realizing a fractional quantum Hall response without external magnetic fields. The possibility of realizing SGGF in cold atom simulators and in twisted bilayer graphene is highlighted. We conclude that the discovery of self-generated gauge fields opens a new avenue for engineering artificial fundamental interactions in solid-state platforms and for probing the interplay between topology and strong correlations.
Gauge theories and topological phases play a fundamental role in different areas of physics. The first ones are at the basis of the Standard Model in the field of particle physics, describing the electroweak and strong interactions through a non-Abelian gauge theory. In condensed matter and statistical physics, gauge theories arise as low-energy effective descriptions of strongly correlated phenomena, such as quantum spin liquids and quantum Hall effect. In this realm there is a strong connection with topological phases and order, as emergent gauge fermions and bosons often describe collective excitations of new exotic states of matter of spin models. The discretization on a lattice is a possible way of dealing with the strongly coupled nature of these theories, due to the fact that this formulation at finite volume provides natural regularizing cut-offs, i.e. the lattice size and spacing. This allows for the investigation of different non-perturbative properties both numerically and analytically. Despite the success of these methods, there are various aspects which remain intractable due to the sign or complex action problems, like the out of equilibrium real time evolution or the analysis of quantum chromodynamics with finite chemical potential. In this respect, quantum simulators of many-body systems to simulate high energy physics arise as promising alternatives to face these problems in the near future. They are quantum systems that can be controlled and used to simulate more complicated systems, whose properties could not be analysed with classical computational, experimental or theoretical tools. In the last decades, there has been a huge development in the fields of quantum optics and atomic physics, allowing for the realization highly precise and controllable platforms by means of trapped ions, superconducting circuits, Rydberg atoms and ultracold atoms in optical lattices. This work of Thesis is part of these fields and has different purposes, all of them connected with the study of gauge theories and topological phases. Firstly, we want to develop a reformulation of lattice gauge theories in terms of gauge invariant fields, in a way to deal solely with physical variables directly in the action. Among several possible advantages, a crucial point is that this can be particularly helpful for the construction of consistent approximation schemes, such as mean-field theories, in order to understand and capture some of the physical features of the theory and make the mean-field approximation consistent with the Elitzur theorem, stating that a local gauge symmetry can not be spontaneously broken. As a second point, we face the problem of simulating higher dimensional gauge theories with ultracold atoms. One of the challenges in more than one dimension is indeed the realization of plaquette interaction terms in the Hamiltonian of lattice gauge theories: these can be engineered through four correlated hoppings in perturbation theory, or by means of constrained hoppings in the dual formulation. In this respect, our main target is to set up an ultracold atomic platform generating the plaquette term in two dimensions using only two correlated hoppings, and protecting gauge invariance through angular momentum conservation. The last point we address in the Thesis is related to the analysis of particles moving in static background gauge potentials, i.e. when the considered gauge field has no dynamical term in the action of the system. Indeed, the dynamics of quantum particles in the presence of static gauge fields gives rise to intriguing physical phenomena. In particular, using ultracold atom setups, the realization of artificial gauge potentials can be used to investigate the physics of topological semimetals, such as Weyl or Dirac type. In the last ten years, a lot of attention has been paid to their characterization, due to the appearence of clear theoretical predictions and very well-controlled experimental techniques. We investigate here the relation between topological phase transitions and van Hove singularities, i.e. the discontinuities in the energy derivative of the density of states, in three-dimensional gapless systems. In such materials, topological phase transitions can be defined by changes of the topological invariants of the Fermi sheets, happening at specific singular points. Moreover, Fermi surface singularities result in the presence of the so-called van Hove points. We then present a general argument to relate topological phase transitions and van Hove singularities, and show observable consequences that are related to the transport properties of the system. We exemplify our argument in Weyl systems by analyzing the three-dimensional Hofstadter model for various commensurate fluxes, which offers the opportunity to consider different kinds of Weyl metals and to understand the features of their density of states.