The history of modern condensed matter physics may be regarded as the competition and reconciliation between Stoner’s and Anderson’s physical pictures, where the former is based on momentum–space descriptions focusing on long wave-length fluctuations while the latter is based on real-space physics emphasizing emergent localized excitations. In particular, these two view points compete with each other in various nonperturbative phenomena, which range from the problem of high [Formula: see text] superconductivity, quantum spin liquids in organic materials and frustrated spin systems, heavy-fermion quantum criticality, metal-insulator transitions in correlated electron systems such as doped silicons and two-dimensional electron systems, the fractional quantum Hall effect, to the recently discussed Fe-based superconductors. An approach to reconcile these competing frameworks is to introduce topologically nontrivial excitations into the Stoner’s description, which appear to be localized in either space or time and sometimes both, where scattering between itinerant electrons and topological excitations such as skyrmions, vortices, various forms of instantons, emergent magnetic monopoles, and etc. may catch nonperturbative local physics beyond the Stoner’s paradigm. In this review paper, we discuss nonperturbative effects of topological excitations on dynamics of correlated electrons. First, we focus on the problem of scattering between itinerant fermions and topological excitations in antiferromagnetic doped Mott insulators, expected to be relevant for the pseudogap phase of high [Formula: see text] cuprates. We propose that nonperturbative effects of topological excitations can be incorporated within the perturbative framework, where an enhanced global symmetry with a topological term plays an essential role. In the second part, we go on to discuss the subject of symmetry protected topological states in a largely similar light. While we do not introduce itinerant fermions here, the nonperturbative dynamics of topological excitations is again seen to be crucial in classifying topologically nontrivial gapped systems. We point to some hidden links between several effective field theories with topological terms, starting with one-dimensional physics, and subsequently finding natural generalizations to higher dimensions.
The history of modern condensed matter physics may be regarded as the competition and reconciliation between Stoner’s and Anderson’s physical pictures, where the former is based on momentum–space descriptions focusing on long wave-length fluctuations while the latter is based on real-space physics emphasizing emergent localized excitations. In particular, these two view points compete with each other in various nonperturbative phenomena, which range from the problem of high [Formula: see text] superconductivity, quantum spin liquids in organic materials and frustrated spin systems, heavy-fermion quantum criticality, metal-insulator transitions in correlated electron systems such as doped silicons and two-dimensional electron systems, the fractional quantum Hall effect, to the recently discussed Fe-based superconductors. An approach to reconcile these competing frameworks is to introduce topologically nontrivial excitations into the Stoner’s description, which appear to be localized in either space or time and sometimes both, where scattering between itinerant electrons and topological excitations such as skyrmions, vortices, various forms of instantons, emergent magnetic monopoles, and etc. may catch nonperturbative local physics beyond the Stoner’s paradigm. In this review paper, we discuss nonperturbative effects of topological excitations on dynamics of correlated electrons. First, we focus on the problem of scattering between itinerant fermions and topological excitations in antiferromagnetic doped Mott insulators, expected to be relevant for the pseudogap phase of high [Formula: see text] cuprates. We propose that nonperturbative effects of topological excitations can be incorporated within the perturbative framework, where an enhanced global symmetry with a topological term plays an essential role. In the second part, we go on to discuss the subject of symmetry protected topological states in a largely similar light. While we do not introduce itinerant fermions here, the nonperturbative dynamics of topological excitations is again seen to be crucial in classifying topologically nontrivial gapped systems. We point to some hidden links between several effective field theories with topological terms, starting with one-dimensional physics, and subsequently finding natural generalizations to higher dimensions.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors ν=p/2q for bosonic systems and ν=p/(p+2q) for fermionic systems, with p and q being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the Z2 topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic χF, and a fundamental question that we address in this thesis is: \textbf{does χF imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, χF is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe χF for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson π-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals χF (in unit of e2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.
Since the genesis of condensed matter physics, strongly correlated fermionic systems have shown a variety of fascinating properties and remain a vital topic in the field. Such systems arise through electronic interaction, and despite decades of intensive research, no holistic approach to solving this problem has been found. During that time, physicists have compiled a wealth of individual experimental and theoretical results, which together give an invaluable insight into these materials, and, in some instances, can explain correlated phenomena. However, there are several systems that stubbornly refuse to fall completely in line with current theoretical descriptions, among them the high-Tc cuprates and heavy fermion compounds. Although the two material classes have been around for the better part of the last 50 years, large portions of their respective phase diagram are still under intensive debate. Recent experiments in several electron-doped cuprates compounds, e.g. neodymium cerium copper oxide (Nd2xCexCuO4), reveal a charge ordering about an antiferromagnetic ground state. So far, it has not been conclusively clarified how this intertwining of charge and spin polarization comes about and how it can be reconciled with a rigorous theoretical description. The heavy-fermion semimetals, on the other hand, have enjoyed renewed scientific interest with the discovery of topological Kondo insulators, a new material class offering a unique interface of topology, symmetry breaking, and correlated phenomena. In this context, samarium hexaboride (SmB6) has emerged as a prototypical system, which may feature a topological ground state. In this thesis, we present a spin rotational invariant auxiliary particle approach to investigate the propensities of interacting electrons towards forming new states of order. In particular, we study the onset of spin and charge order in high-Tc cuprate systems and Kondo lattices, as well as the interplay of magnetism and topology. To that end, we use a sophisticated mean-field approximation of bosonic auxiliary particles augmented by a stability analysis of the saddle point via Gaussian fluctuations. The latter enables the derivation of dynamic susceptibilities, which describe the response of the system under external fields and offer a direct comparison to experiments. Both the mean-field and fluctuation formalisms require a numerical tool that is capable of extremizing the saddle point equations, on the one hand, and reliably solving a loop integral of the susceptibility-type, on the other. A full, from scratch derivation of the formalism tailored towards a software implementation, is provided and pedagogically reviewed. The auxiliary particle method allows for a rigorous description of incommensurate magnetic order and compares well to other established numerical and analytical techniques. Within our analysis, we employ the two-dimensional one-band Hubbard as well as the periodic Anderson model as minimal Hamiltonians for the high-Tc cuprates and Kondo systems, respectively. For the former, we observe a regime of intertwined charge- and spin-order in the electron-doped regime, which matches recent experimental observations in the cuprate material Nd2xCexCuO4. Furthermore, we localize the emergence of a Kondo regime in the periodic Anderson model and establish the magnetic phase diagram of the two-band model for topological Kondo insulators. The emerging antiferromagnetic ground state can be characterized by its topological properties and shows, for a non-trivial phase, topologically protected hinge modes.
Gauge theories and topological phases play a fundamental role in different areas of physics. The first ones are at the basis of the Standard Model in the field of particle physics, describing the electroweak and strong interactions through a non-Abelian gauge theory. In condensed matter and statistical physics, gauge theories arise as low-energy effective descriptions of strongly correlated phenomena, such as quantum spin liquids and quantum Hall effect. In this realm there is a strong connection with topological phases and order, as emergent gauge fermions and bosons often describe collective excitations of new exotic states of matter of spin models. The discretization on a lattice is a possible way of dealing with the strongly coupled nature of these theories, due to the fact that this formulation at finite volume provides natural regularizing cut-offs, i.e. the lattice size and spacing. This allows for the investigation of different non-perturbative properties both numerically and analytically. Despite the success of these methods, there are various aspects which remain intractable due to the sign or complex action problems, like the out of equilibrium real time evolution or the analysis of quantum chromodynamics with finite chemical potential. In this respect, quantum simulators of many-body systems to simulate high energy physics arise as promising alternatives to face these problems in the near future. They are quantum systems that can be controlled and used to simulate more complicated systems, whose properties could not be analysed with classical computational, experimental or theoretical tools. In the last decades, there has been a huge development in the fields of quantum optics and atomic physics, allowing for the realization highly precise and controllable platforms by means of trapped ions, superconducting circuits, Rydberg atoms and ultracold atoms in optical lattices. This work of Thesis is part of these fields and has different purposes, all of them connected with the study of gauge theories and topological phases. Firstly, we want to develop a reformulation of lattice gauge theories in terms of gauge invariant fields, in a way to deal solely with physical variables directly in the action. Among several possible advantages, a crucial point is that this can be particularly helpful for the construction of consistent approximation schemes, such as mean-field theories, in order to understand and capture some of the physical features of the theory and make the mean-field approximation consistent with the Elitzur theorem, stating that a local gauge symmetry can not be spontaneously broken. As a second point, we face the problem of simulating higher dimensional gauge theories with ultracold atoms. One of the challenges in more than one dimension is indeed the realization of plaquette interaction terms in the Hamiltonian of lattice gauge theories: these can be engineered through four correlated hoppings in perturbation theory, or by means of constrained hoppings in the dual formulation. In this respect, our main target is to set up an ultracold atomic platform generating the plaquette term in two dimensions using only two correlated hoppings, and protecting gauge invariance through angular momentum conservation. The last point we address in the Thesis is related to the analysis of particles moving in static background gauge potentials, i.e. when the considered gauge field has no dynamical term in the action of the system. Indeed, the dynamics of quantum particles in the presence of static gauge fields gives rise to intriguing physical phenomena. In particular, using ultracold atom setups, the realization of artificial gauge potentials can be used to investigate the physics of topological semimetals, such as Weyl or Dirac type. In the last ten years, a lot of attention has been paid to their characterization, due to the appearence of clear theoretical predictions and very well-controlled experimental techniques. We investigate here the relation between topological phase transitions and van Hove singularities, i.e. the discontinuities in the energy derivative of the density of states, in three-dimensional gapless systems. In such materials, topological phase transitions can be defined by changes of the topological invariants of the Fermi sheets, happening at specific singular points. Moreover, Fermi surface singularities result in the presence of the so-called van Hove points. We then present a general argument to relate topological phase transitions and van Hove singularities, and show observable consequences that are related to the transport properties of the system. We exemplify our argument in Weyl systems by analyzing the three-dimensional Hofstadter model for various commensurate fluxes, which offers the opportunity to consider different kinds of Weyl metals and to understand the features of their density of states.