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arXiv:2008.02328 · Proceedings of the Royal Society A Mathematical Physical and Engineering Sciences

Everettian relative states in the Heisenberg picture

Samuel Kuypers, David Deutsch

Published Feb 1, 2021• 16 citations
arXivHTMLPDF

Abstract

Everett's relative-state construction in quantum theory has never been satisfactorily expressed in the Heisenberg picture. What one might have expected to be a straightforward process was impeded by conceptual and technical problems that we solve here. The result is a construction which, unlike Everett's one in the Schrödinger picture, makes manifest the locality of Everettian multiplicity, its inherently approximative nature and its origin in certain kinds of entanglement and locally inaccessible information. (By Everettian , we are referring not only to Everett's own work, but also to versions of quantum theory that elaborate and refine his. The notion of relative states first appeared in Everett (Everett 1973 In The many worlds interpretation of quantum mechanics (eds BS DeWitt, N Graham)). We are proposing a formalism for relative states that is more detailed and more illuminating than Everett's.) Our construction also allows us to give a more precise definition of an Everett ‘universe’, under which it is fully quantum, not quasi-classical, and we compare the Everettian decomposition of a quantum state with the foliation of a space–time.

DOI
10.1098/rspa.2020.0783

Related papers

Many Worlds?

Simon W. Saunders

Abstract What does realism about the quantum state imply? What follows when quantum theory is applied without restriction, if need be, to the whole universe? These are the questions which are debated in this book. All the chapters start from the point of realism, and based on the need, or the aspiration, for a theory that unites micro- and macroworlds, at least in principle. But the further claim argued by some is that if you allow the Schrödinger equation unrestricted application, supposing the quantum state to be something physically real, then this universe is one of countlessly many others, constantly branching in time, all of which are real. The result is the many worlds theory, also known as the Everett interpretation of quantum mechanics. The contrary claim sees this picture of many worlds as in no sense inherent in quantum mechanics, even when the latter is allowed unrestricted scope and even given that the quantum state itself is something physically real. For this picture of branching worlds fails to make physical sense, let alone common sense, even on its own terms. The status of these worlds, what they are made of, is never adequately explained. Ordinary ideas about time and identity over time become hopelessly compromised. The concept of probability itself is brought into question. This picture of many branching worlds is inchoate, it is a vision, an error. There are realist alternatives to many worlds, some even that preserve the Schrödinger equation unchanged. Twenty chapters, accompanied by commentaries and discussions, examine these claims and counterclaims in depth. They focus first on the question of ontology, the existence of worlds, second on the interpretation of probability, and third on alternatives or additions to many worlds. The introduction offers a helpful guide to the arguments for the Everett interpretation, particularly as they have been formulated in the last two decades.

•Jun 24, 2010•352 citations

Should Everettians Aspire to Locality?

Emily Adlam

Abstract One influential argument for the Everett interpretation of quantum mechanics is the idea that the Everettian view allows us to preserve locality. Evidently this argument assumes that preserving locality is something we should all aspire to—but what is the justification for treating locality as a theoretical desideratum? But there is no good reason for Everettians—or indeed anyone else—to aspire to “locality” as a general feature of their theory. It is true that certain specific ways in which nonlocality may be implemented have undesirable properties and should probably be avoided, but that does not mean that nonlocality itself is always undesirable—nonlocal theories should be assessed on their individual merits, rather than dismissed as a general class. Thus the “argument from locality” for the Everett interpretation is not compelling unless it is coupled with some justification for why the specific kind of locality instantiated by the Everettian picture is worth pursuing.

•Aug 26, 2026•0 citations

Identity and Probability in Everett's Multiverse

Paul Tappenden

There are currently several versions of Everett's relative state interpretation of quantum mechanics, responding to a number of perceived problems for the original proposal. One of those problems is whether Everett's idea is in accord with the standard 'probabilistic' interpretation implicit in the Born rule. I argue in defence of what appears to be Everett's original view on this. The contribution I aim to make is a more complete discussion of the central issues of the identity of objects and observers over time and how the concept of expectation can be applied when all 'possible' outcomes of a measurement process are regarded as actually occurring.

The British Journal for the Philosophy of Science•Mar 1, 2000•27 citations

Everett’s pure wave mechanics and the notion of worlds

Jeffrey Alan Barrett

Everett ( 1957a , b , 1973 ) relative-state formulation of quantum mechanics has often been taken to involve a metaphysical commitment to the existence of many splitting worlds each containing physical copies of observers and the objects they observe. While there was earlier talk of splitting worlds in connection with Everett, this is largely due to DeWitt’s (Phys Today 23:30–35, 1970 ) popular presentation of the theory. While the thought of splitting worlds or parallel universes has captured the popular imagination, Everett himself favored the language of elements, branches, or relative states in describing his theory. The result is that there is no mention of splitting worlds or parallel universes in any of Everett’s published work. Everett, however, did write of splitting observers and was willing to adopt the language of many worlds in conversation with people who were themselves using such language. While there is evidence that Everett was not entirely comfortable with talk of many worlds, it does not seem to have mattered much to him what language one used to describe pure wave mechanics. This was in part a result of Everett’s empirical understanding of the cognitive status of his theory.

European Journal for Philosophy of Science•Mar 22, 2011•65 citations

Many Worlds?: Everett, Quantum Theory, and Reality

Robert M. Wald

Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. Unlike many edited volumes and conference proceedings in physics—which often consist of hastily slapped-together re-hashes of previous papers—this volume meets very high standards in the choice of topics and authors and in the quality of the writing. Although each of the articles is closely tied in with the Everett interpretation, there are many articles of considerable value and interest in their own right, such as the discussion of quasiclassical realms by Hartle and and the discussion of the de Broglie–Bohm interpretation by Valentini. There is also an excellent introduction by Saunders to the quantum measurement problem and the main issues that arise in the Everett interpretation. A central issue in the Everett interpretation is the status of the `Born rule', which asserts that, for state ψ, the probability of obtaining a particular outcome of a measurement is ||Pψ||2, where P is the projection operator onto the eigensubspace associated with the measurement outcome. In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.

Classical and Quantum Gravity•Apr 21, 2011•24 citations

The Many Worlds Interpretation of Quantum Mechanics

Lev Vaidman A

A novel interpretation of quantum mechanics, first proposed in brief form by Hugh Everett in 1957, forms the nucleus around which this book has developed. In his interpretation, Dr. Everett denies the existence of a separate classical realm and asserts the propriety of considering a state vector for the whole universe. Because this state vector never collapses, reality as a whole is rigorously deterministic. This reality, which is described jointly by the dynamical variables and the state vector, is not the reality customarily perceived; rather, it is a reality composed of many worlds. By virtue of the temporal development of the dynamical variables, the state vector decomposes naturally into orthogonal vectors, reflecting a continual splitting of the universe into a multitude of mutually unobservable but equally real worlds, in each of which every good measurement has yielded a definite result, and in most of which the familiar statistical quantum laws hold. The volume contains Dr. Everett's short paper from 1957, "'Relative State' Formulation of Quantum Mechanics," and a far longer exposition of his interpretation, entitled "The Theory of the Universal Wave Function," never before published. In addition, other papers by Wheeler, DeWitt, Graham, and Cooper and Van Vechten provide further discussion of the same theme. Together, they constitute virtually the entire world output of scholarly commentary on the Everett interpretation. Originally published in 1973. The Princeton Legacy Library uses the latest print-on-demand technology to again make available previously out-of-print books from the distinguished backlist of Princeton University Press. These editions preserve the original texts of these important books while presenting them in durable paperback and hardcover editions. The goal of the Princeton Legacy Library is to vastly increase access to the rich scholarly heritage found in the thousands of books published by Princeton University Press since its founding in 1905.

Princeton University Press eBooks•Apr 24, 2015•1,016 citations
Everett's relative-state construction in quantum theory has never been satisfactorily expressed in the Heisenberg picture. What one might have expected to be a straightforward process was impeded by conceptual and technical problems that we solve here. The result is a construction which, unlike Everett's one in the Schrödinger picture, makes manifest the locality of Everettian multiplicity, its inherently approximative nature and its origin in certain kinds of entanglement and locally inaccessible information. (By Everettian , we are referring not only to Everett's own work, but also to versions of quantum theory that elaborate and refine his. The notion of relative states first appeared in Everett (Everett 1973 In The many worlds interpretation of quantum mechanics (eds BS DeWitt, N Graham)). We are proposing a formalism for relative states that is more detailed and more illuminating than Everett's.) Our construction also allows us to give a more precise definition of an Everett ‘universe’, under which it is fully quantum, not quasi-classical, and we compare the Everettian decomposition of a quantum state with the foliation of a space–time.
Abstract What does realism about the quantum state imply? What follows when quantum theory is applied without restriction, if need be, to the whole universe? These are the questions which are debated in this book. All the chapters start from the point of realism, and based on the need, or the aspiration, for a theory that unites micro- and macroworlds, at least in principle. But the further claim argued by some is that if you allow the Schrödinger equation unrestricted application, supposing the quantum state to be something physically real, then this universe is one of countlessly many others, constantly branching in time, all of which are real. The result is the many worlds theory, also known as the Everett interpretation of quantum mechanics. The contrary claim sees this picture of many worlds as in no sense inherent in quantum mechanics, even when the latter is allowed unrestricted scope and even given that the quantum state itself is something physically real. For this picture of branching worlds fails to make physical sense, let alone common sense, even on its own terms. The status of these worlds, what they are made of, is never adequately explained. Ordinary ideas about time and identity over time become hopelessly compromised. The concept of probability itself is brought into question. This picture of many branching worlds is inchoate, it is a vision, an error. There are realist alternatives to many worlds, some even that preserve the Schrödinger equation unchanged. Twenty chapters, accompanied by commentaries and discussions, examine these claims and counterclaims in depth. They focus first on the question of ontology, the existence of worlds, second on the interpretation of probability, and third on alternatives or additions to many worlds. The introduction offers a helpful guide to the arguments for the Everett interpretation, particularly as they have been formulated in the last two decades.
Abstract One influential argument for the Everett interpretation of quantum mechanics is the idea that the Everettian view allows us to preserve locality. Evidently this argument assumes that preserving locality is something we should all aspire to—but what is the justification for treating locality as a theoretical desideratum? But there is no good reason for Everettians—or indeed anyone else—to aspire to “locality” as a general feature of their theory. It is true that certain specific ways in which nonlocality may be implemented have undesirable properties and should probably be avoided, but that does not mean that nonlocality itself is always undesirable—nonlocal theories should be assessed on their individual merits, rather than dismissed as a general class. Thus the “argument from locality” for the Everett interpretation is not compelling unless it is coupled with some justification for why the specific kind of locality instantiated by the Everettian picture is worth pursuing.
There are currently several versions of Everett's relative state interpretation of quantum mechanics, responding to a number of perceived problems for the original proposal. One of those problems is whether Everett's idea is in accord with the standard 'probabilistic' interpretation implicit in the Born rule. I argue in defence of what appears to be Everett's original view on this. The contribution I aim to make is a more complete discussion of the central issues of the identity of objects and observers over time and how the concept of expectation can be applied when all 'possible' outcomes of a measurement process are regarded as actually occurring.
Everett ( 1957a , b , 1973 ) relative-state formulation of quantum mechanics has often been taken to involve a metaphysical commitment to the existence of many splitting worlds each containing physical copies of observers and the objects they observe. While there was earlier talk of splitting worlds in connection with Everett, this is largely due to DeWitt’s (Phys Today 23:30–35, 1970 ) popular presentation of the theory. While the thought of splitting worlds or parallel universes has captured the popular imagination, Everett himself favored the language of elements, branches, or relative states in describing his theory. The result is that there is no mention of splitting worlds or parallel universes in any of Everett’s published work. Everett, however, did write of splitting observers and was willing to adopt the language of many worlds in conversation with people who were themselves using such language. While there is evidence that Everett was not entirely comfortable with talk of many worlds, it does not seem to have mattered much to him what language one used to describe pure wave mechanics. This was in part a result of Everett’s empirical understanding of the cognitive status of his theory.
Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. Unlike many edited volumes and conference proceedings in physics—which often consist of hastily slapped-together re-hashes of previous papers—this volume meets very high standards in the choice of topics and authors and in the quality of the writing. Although each of the articles is closely tied in with the Everett interpretation, there are many articles of considerable value and interest in their own right, such as the discussion of quasiclassical realms by Hartle and and the discussion of the de Broglie–Bohm interpretation by Valentini. There is also an excellent introduction by Saunders to the quantum measurement problem and the main issues that arise in the Everett interpretation. A central issue in the Everett interpretation is the status of the `Born rule', which asserts that, for state ψ, the probability of obtaining a particular outcome of a measurement is ||Pψ||2, where P is the projection operator onto the eigensubspace associated with the measurement outcome. In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.
A novel interpretation of quantum mechanics, first proposed in brief form by Hugh Everett in 1957, forms the nucleus around which this book has developed. In his interpretation, Dr. Everett denies the existence of a separate classical realm and asserts the propriety of considering a state vector for the whole universe. Because this state vector never collapses, reality as a whole is rigorously deterministic. This reality, which is described jointly by the dynamical variables and the state vector, is not the reality customarily perceived; rather, it is a reality composed of many worlds. By virtue of the temporal development of the dynamical variables, the state vector decomposes naturally into orthogonal vectors, reflecting a continual splitting of the universe into a multitude of mutually unobservable but equally real worlds, in each of which every good measurement has yielded a definite result, and in most of which the familiar statistical quantum laws hold. The volume contains Dr. Everett's short paper from 1957, "'Relative State' Formulation of Quantum Mechanics," and a far longer exposition of his interpretation, entitled "The Theory of the Universal Wave Function," never before published. In addition, other papers by Wheeler, DeWitt, Graham, and Cooper and Van Vechten provide further discussion of the same theme. Together, they constitute virtually the entire world output of scholarly commentary on the Everett interpretation. Originally published in 1973. The Princeton Legacy Library uses the latest print-on-demand technology to again make available previously out-of-print books from the distinguished backlist of Princeton University Press. These editions preserve the original texts of these important books while presenting them in durable paperback and hardcover editions. The goal of the Princeton Legacy Library is to vastly increase access to the rich scholarly heritage found in the thousands of books published by Princeton University Press since its founding in 1905.