Abstract What does realism about the quantum state imply? What follows when quantum theory is applied without restriction, if need be, to the whole universe? These are the questions which are debated in this book. All the chapters start from the point of realism, and based on the need, or the aspiration, for a theory that unites micro- and macroworlds, at least in principle. But the further claim argued by some is that if you allow the Schrödinger equation unrestricted application, supposing the quantum state to be something physically real, then this universe is one of countlessly many others, constantly branching in time, all of which are real. The result is the many worlds theory, also known as the Everett interpretation of quantum mechanics. The contrary claim sees this picture of many worlds as in no sense inherent in quantum mechanics, even when the latter is allowed unrestricted scope and even given that the quantum state itself is something physically real. For this picture of branching worlds fails to make physical sense, let alone common sense, even on its own terms. The status of these worlds, what they are made of, is never adequately explained. Ordinary ideas about time and identity over time become hopelessly compromised. The concept of probability itself is brought into question. This picture of many branching worlds is inchoate, it is a vision, an error. There are realist alternatives to many worlds, some even that preserve the Schrödinger equation unchanged. Twenty chapters, accompanied by commentaries and discussions, examine these claims and counterclaims in depth. They focus first on the question of ontology, the existence of worlds, second on the interpretation of probability, and third on alternatives or additions to many worlds. The introduction offers a helpful guide to the arguments for the Everett interpretation, particularly as they have been formulated in the last two decades.
Abstract What does realism about the quantum state imply? What follows when quantum theory is applied without restriction, if need be, to the whole universe? These are the questions which are debated in this book. All the chapters start from the point of realism, and based on the need, or the aspiration, for a theory that unites micro- and macroworlds, at least in principle. But the further claim argued by some is that if you allow the Schrödinger equation unrestricted application, supposing the quantum state to be something physically real, then this universe is one of countlessly many others, constantly branching in time, all of which are real. The result is the many worlds theory, also known as the Everett interpretation of quantum mechanics. The contrary claim sees this picture of many worlds as in no sense inherent in quantum mechanics, even when the latter is allowed unrestricted scope and even given that the quantum state itself is something physically real. For this picture of branching worlds fails to make physical sense, let alone common sense, even on its own terms. The status of these worlds, what they are made of, is never adequately explained. Ordinary ideas about time and identity over time become hopelessly compromised. The concept of probability itself is brought into question. This picture of many branching worlds is inchoate, it is a vision, an error. There are realist alternatives to many worlds, some even that preserve the Schrödinger equation unchanged. Twenty chapters, accompanied by commentaries and discussions, examine these claims and counterclaims in depth. They focus first on the question of ontology, the existence of worlds, second on the interpretation of probability, and third on alternatives or additions to many worlds. The introduction offers a helpful guide to the arguments for the Everett interpretation, particularly as they have been formulated in the last two decades.
Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. Unlike many edited volumes and conference proceedings in physics—which often consist of hastily slapped-together re-hashes of previous papers—this volume meets very high standards in the choice of topics and authors and in the quality of the writing. Although each of the articles is closely tied in with the Everett interpretation, there are many articles of considerable value and interest in their own right, such as the discussion of quasiclassical realms by Hartle and and the discussion of the de Broglie–Bohm interpretation by Valentini. There is also an excellent introduction by Saunders to the quantum measurement problem and the main issues that arise in the Everett interpretation. A central issue in the Everett interpretation is the status of the `Born rule', which asserts that, for state ψ, the probability of obtaining a particular outcome of a measurement is ||Pψ||2, where P is the projection operator onto the eigensubspace associated with the measurement outcome. In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.
Abstract This introductory chapter summarizes the principal positive theses of the book (Section 1), namely, that the unitary evolution of the quantum state, for sufficiently large systems of particles in thermal environments, yields a multiplicity of branching structures (worlds) obeying approximately classical equations, a result that follows from decoherence theory with no special assumptions or additions to the quantum formalism; and that further, the branching of worlds has a natural interpretation in terms of probability, as quantified by the Born rule in terms of ratios of squared norms of branch amplitudes. In particular, an agent who knows the branching structures of the quantum state that will result from his actions is rationally compelled to order his preferences among actions by the expected utilities of those branching structures as defined by the Born rule. He is, moreover, entitled to view a branching process as involving uncertainty as to which branch he will find himself. But independent of the truth of these claims, the theory is still testable: an agent who does not know the branching structure of the state, and who is indeed undecided between a many-worlds and a one-world theory, is rationally bound to update her credences in such theories by conditionalisation on observed statistical evidence, just as she is bound to do in the case of conventional quantum mechanics. Section 2 summarizes some of the arguments and counter-arguments for these claims as developed in subsequent chapters. Section 3 provides some more mathematical and historical background to the Everett interpretation, including a brief introduction to the decoherent histories formalism.
David Lewis famously quipped that he was willing to take metaphysical lessons from quantum mechanics only when it cleaned up its own act by providing interpretations or modifications of the formalism shorn of appeal to consciousness, irreducibly macroscopic notions, or outright instrumentalism. By the first decade of the twenty-first century, multiple approaches to quantum mechanics had been developed to a degree which met Lewis’s challenge: dynamical-collapse theories, Bohm-style hidden-variable theories, and Everett-style many-worlds theories, for all their respective problems and challenges, all offer ways of understanding quantum mechanics that metaphysicians can reasonably engage with. And so the last twenty years have seen a resurgence in the metaphysics of quantum mechanics, the question of what ontology and ideology is appropriate to a quantum universe. The metaphysics of quantum mechanics is not independent of the quantum measurement problem but does not coincide with it, either: there is a widespread view that adopting, say, the Everett interpretation still leaves significant ontological questions undecided, and conversely, a given answer to those questions might answer them for a dynamical-collapse theory too.Wave function realism has become a leading contender for the metaphysics of quantum mechanics, particularly in the case of dynamical-collapse and Everettian approaches. The starting point is nonrelativistic quantum mechanics expressed in configuration space: mathematically, the subject matter of the theory is a complex function of 3N variables, evolving under the Schrödinger equation (perhaps interrupted by occasional stochastic collapses). Traditionally those 3N variables are interpreted as the three coordinates of position of N particles—but in wave function realism, they are interpreted as points in a new, high-dimensional space. Quantum mechanics, according to the wave function realist, fundamentally concerns the undulations of the wave function in this space; three-dimensional goings-on are emergent, high-level, derivative.Alyssa Ney has been a leading figure in the development of wave function realism for most of its existence. Her articles advocating and developing the position have been highly influential, and the present book can be seen as the culmination of this line of her research and is the definitive statement of wave function realism as of 2021. Despite its comparative brevity, the book is too rich to be adequately described—far less critiqued—in this brief review; my goal is to give an overview of the main themes and arguments, and to make a few critical remarks along the way.The World in the Wavefunction is not formally divided into parts, but it can profitably be thought of that way. Chapters 1 through 3 develop the core case for wave function realism. Chapter 4 defends the position from the frequent criticism that it is restricted to nonrelativistic physics, by providing a version of wave function realism appropriate to quantum field theory. And chapters 5 through 7 are an extended exploration of how the observed three-dimensional world can be understood as emerging from a high-dimensional fundamental reality.The case Ney makes in chapters 1 through 3 for wavefunction realism is modest and cautious. In chapter 1 she provides a fairly standard—though elegantly expressed—case for the prima facie plausibility of wave function realism simply based on the fact that standard formulations of quantum mechanics are written in 3N dimensions, and on the (related) fact that entanglement means we cannot interpret quantum mechanics simply in terms of spatially localized particles and nothing else. But in chapter 2 she explicitly argues against any attempt to strengthen these plausibility arguments into reasons why wave function realism must be adopted; indeed, she provides a detailed and sympathetic taxonomy of the alternatives to wave function realism that have been developed, all of which she regards as entirely viable. (Chapter 2 of the book could profitably be used as introductory reading for a general graduate course on quantum metaphysics.) For Ney, the question of which metaphysics to adopt is a standard metaphysician’s question, to be answered by weighing strengths and weaknesses of the various alternatives against one another.In chapter 3, Ney identifies two such strengths for wave function realism. First, it is separable: we can specify the complete state of the universe point-by-point on the fundamental space, without any need to appeal to irreducible holism. Second, it is dynamically local: expressed in 3N-dimensional space, the Schrödinger dynamics involve no action at a distance.Ney makes the case for separability at length. Her case for dynamical locality is brief: she regards it as a straightforward consequence of the fact that the Schrödinger equation is a differential equation, so that the rate of change of the wave function at a point x depends only on the wave function arbitrarily close to x. But I think there is more worth investigating here: after all, the nonrelativistic Schrödinger equation may be a differential equation, but it is a parabolic differential equation, with no maximum speed of propagation: the rate of change of the wave function at x may depend only on a neighborhood of x, but the value of the wavefunction at x an arbitrarily short time later depends on the wave function everywhere in space. (And this is not—or not straightforwardly—just an artifact of ignoring relativity.)But in any case, why think that a separable, local theory is preferable to the alternative? Ney claims that separability and locality are more intuitive and lead to a more comprehensible ontology—and she makes an unabashed defense of intuitiveness and explicability as theoretical virtues. She is quite explicit that her reasons are pragmatic: intuitive theories benefit students and teachers; they are better suited to help us develop new theories; they speak better to the reasons why many students (Ney included) want to study physics in the first place. The implied metaphilosophy here is fascinating and it would be good to see it developed further in subsequent work: Ney seems to reject the mainstream modern approach to ontology (in which these pragmatic virtues are not obviously relevant to the truth of wave function realism) in favor of something neo-Carnapian where (so far as I can see) the goal of a quantum ontology is to help us get a deeper understanding of quantum mechanics, and that’s all there is to it. This also fits naturally with the pluralism she urges, in which approaches other than hers can also be valuable.Chapter 4—on relativistic generalizations of wavefunction realism—attempts both a conceptual and a technical task. The conceptual task is to argue that wavefunction realism per se is not wedded to any particular theory or choice of Hilbert-space basis within the theory: rather, wave function realism is any strategy that reifies a high-dimensional space in order to produce a separable local quantum ontology. If so, there is no block in principle to a relativistic generalization of the approach: we just need to find some appropriate high-dimensional space to describe the quantum state in relativistic quantum theory.The general philosophical point is well taken and convincingly defended (though it’s important to note that while arbitrary choices of Hilbert-space basis will give a separable theory, there is no reason to assume they will give a dynamically local theory: even something as simple as shifting from the position to the momentum basis in nonrelativistic quantum mechanics transforms the Schrödinger equation into something explicitly nonlocal). Unfortunately, I don’t think Ney succeeds in giving a clear statement of the high-dimensional space she has in mind for quantum field theory. This is one place where her laudable goal of making the book intelligible to nonspecialists becomes problematic: she makes many suggestive and interesting comments on quantum field theory, but there is no explicit, precise, mathematical statement of her view that can be contrasted with the explicit, precise, mathematical representation of the state in nonrelativistic quantum mechanics as a complex function on 3N-dimensional space.In the last part of the book—concerned with the emergence of ordinary three-dimensional ontology—Ney begins (chapter 5) by rebutting influential arguments by Tim Maudlin, Valia Allori, Sheldon Goldstein, and others that it is empirically incoherent for a physical theory not to make precise, nonemergent, nonderivative statements about matter in three-dimensional space (for a theory not to have a primitive ontology, to use the standard term for it). Ney argues—persuasively, to me—that it is perfectly compatible with the way science usually works for a theory to make statements about the observable only in an indirect, derivative way, so that while it might be a desideratum for a theory to have a primitive ontology, it is not compulsory for it to do so in order to be empirically adequate. She goes on, though, to note that a satisfactory quantum metaphysics had better recover the existence of ordinary three-dimensional objects, on Moorean grounds: we are really confident that those objects exist!Chapter 6 is largely critical: an extended exegesis of the functionalist strategy for recovering higher-order ontology developed by David Albert, myself, and others. She raises two main criticisms of the functionalist strategy: it fails to distinguish between the wave function simulating three-dimensional objects and constituting those objects; it is restricted to recovering classical three-dimensional ontology, whereas we want to recover quantum-mechanical phenomena in three dimensions too. (The former objection is a development of criticisms by Bradley Monton, Tim Maudlin, and others; the latter is novel so far as I know.) For reasons of space, I won’t attempt to reply on behalf of the functionalist, but Ney certainly puts the challenge with admirable clarity.The final chapter of the book presents Ney’s positive account of emergent ontology, based not on functionalism but on considerations of symmetry (though she concedes that the separation is not completely sharp). Simplifying Ney’s subtle position: the permutation symmetries of quantum mechanics give a clear dynamical reason to regard certain decompositions of 3N-dimensional space (intuitively: those that decompose it into the N-fold product of Euclidean space) as preferred; that then licenses the metaphysical hypothesis that a localized wave function in 3N-dimensional space has, as its parts, particles in three-dimensional space. If the wave function is not localized (as will be the case generically, at least for the Everett interpretation), then we can think of those particles as being partially localized in various different regions of space.I have to say that I am not convinced this works, at least without a dynamical-collapse mechanism: in the Everett interpretation, it will yield an ontology where all the particles are completely delocalized. We only see a somewhat localized description of matter in three dimensions when we restrict to an Everett branch, and that restriction is normally motivated on functionalist grounds. But this may simply reflect subtleties of Ney’s intriguing proposal that I am not fully grasping at present.In summary, I congratulate Ney for a rich, subtle, and provocative account of wave function realism. Her edited collection of papers (coedited with Albert), The Wave Function, set the agenda for much of the metaphysics of quantum mechanics in the 2010s; The World in the Wave Function has a good chance of doing the same for the 2020s.
Scientific realism has traditionally maintained that our best scientific theories can be regarded as more or less true and as representing the world as it is (more or less). However, one of our very best current theories—quantum mechanics—has famously resisted such a realist construal, threatening to undermine the realist stance altogether. The chapters in this volume carefully examine this tension and the reasons behind it, including the underdetermination generated by the multiplicity of formulations and interpretations of quantum physics, each presenting a different way the world could be. Authors in this volume offer a range of alternative ways forward: some suggest new articulations of realism, limiting our commitments in one way or another; others attempt to articulate a ‘third way’ between traditional forms of realism and antirealism, or are critical of such attempts. Still others argue that quantum theory itself should be reconceptualised, or at least alternative formulations should be considered in the hope of evading the problems faced by realism. And some examine the nature of these issues when moving beyond quantum mechanics to quantum field theory. Taken together they offer an exciting new set of perspectives on one of the most fundamental questions in the philosophy of modern physics: how can one be a realist about quantum theory, and what does this realism amount to?
abstract: This thesis attempts to explain Everettian quantum mechanics from the ground up, such that those with little to no experience in quantum physics can understand it. First, we introduce the history of quantum theory, and some concepts that make up the framework of quantum physics. Through these concepts, we reveal why interpretations are necessary to map the quantum world onto our classical world. We then introduce the Copenhagen interpretation, and how many-worlds differs from it. From there, we dive into the concepts of entanglement and decoherence, explaining how worlds branch in an Everettian universe, and how an Everettian universe can appear as our classical observed world. From there, we attempt to answer common questions about many-worlds and discuss whether there are philosophical ramifications to believing such a theory. Finally, we look at whether the many-worlds interpretation can be proven, and why one might choose to believe it. (abstract)
“the view advanced by H. W. Everett (1957)—that there simply is no reduction—quite fails to account for the actual phenomena of physics, which we may summarize as the appearance of reduction: namely, our experience of definite observations.” (Stein 1983, p. 573.) In an interesting recent paper, Geroch (1984) has sought to state the content of, “and to some extent to advocate” a view toward quantum mechanics which is at least closely akin to the view advanced by Everett, known popularly (but, arguably, misleadingly) as the many-worlds interpretation. While sensitive to objections along the lines of that by Stein quoted above, Geroch believes that these can adequately be answered. The key to answering such objections is to argue that physics is not responsible for accounting for our experience of physical phenomena—it is enough that it account for the physical phenomena themselves. It is this last argument that I wish to examine in this paper, both in general, and specifically in its application to Everett's interpretation of quantum mechanics.