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arXiv:2008.02285 · Physical review. B./Physical review. B

Topological and symmetry-enriched random quantum critical points

Carlos M. Duque, Hong-Ye Hu, Yi‐Zhuang You, Vedika Khemani, Ruben Verresen, Romain Vasseur

Published Mar 30, 2021• 40 citations
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Abstract

Topological phases represent a pillar of modern condensed matter physics. While gapped topological systems have been studied extensively, gapless topological materials represent an exciting, largely unexplored area. Here, the authors show that symmetry can enrich random quantum critical points and phases. They uncover a class of gapless topological phases, protected by symmetry and robust to strong randomness. Some of these phases can be realized in nonequilibrium states stabilized by many-body localization. They also appear naturally in periodically driven (Floquet) systems.

DOI
10.1103/physrevb.103.l100207

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Topological phases represent a pillar of modern condensed matter physics. While gapped topological systems have been studied extensively, gapless topological materials represent an exciting, largely unexplored area. Here, the authors show that symmetry can enrich random quantum critical points and phases. They uncover a class of gapless topological phases, protected by symmetry and robust to strong randomness. Some of these phases can be realized in nonequilibrium states stabilized by many-body localization. They also appear naturally in periodically driven (Floquet) systems.
Symmetries play a central role in organizing many-body quantum phases of matter and in revealing universal low-energy behavior. Systems with gapless excitations are especially rich, as symmetries can act in intricate ways on low-energy degrees of freedom, while enhanced correlations and entanglement open possibilities not available in gapped settings. This thesis studies two settings in which symmetry considerations give rise to qualitatively new phenomena in gapless quantum matter and correlated electronic systems. In the first part of the thesis, I study how the framework developed for gapped topological phases can be generalized to gapless systems, especially those arising at topological phase transitions. I show that symmetry can refine a fixed conformal field theory universality class into distinct symmetry-enriched critical phases that cannot be smoothly connected without breaking symmetry or leaving the critical theory. In Chapter 1, I show that transitions between distinct symmetry-protected topological phases can exhibit exotic boundary critical behavior not seen in gapped systems. In Chapter 2, I show that distinct gapless symmetry-enriched phases can meet at an anomalous multicritical point. In Chapter 3, I show that spatial interfaces provide an operational indicator of these phases, and that distinct symmetry-enriched criticalities are separated by non-invertible conformal defects. Together, these results show that subtle distinctions in symmetry-enriched criticality have robust and physically detectable consequences. In the second part of the thesis, I study how symmetry and strong interactions govern charge carriers in correlated electron systems. In Chapter 4, I develop a microscopic theory of the Josephson diode effect in Josephson junctions, showing that nonreciprocal supercurrents arise universally from finite Cooper-pair momentum when time-reversal and inversion symmetry are simultaneously broken. In Chapter 5, I study spin-polaron formation in a flat-band ferromagnetic Hubbard model and show that binding occurs in a regime where the conventional mechanisms based on kinetic frustration or nontrivial band topology do not apply, but instead exotic composite charge carriers arise from quantum geometry.
In recent experiments, time-dependent periodic fields are used to create exotic topological phases of matter with potential applications ranging from quantum transport to quantum computing. These non-equilibrium states, at high driving frequencies, exhibit the quintessential robustness against local disorder that is also seen at equilibrium. However, the existence of topological stability under a general setting is an open problem. We propose an effective theory that leverages on modern free probability theory and ideas in random matrices to analytically capture the existence of the topological phase for finite driving frequencies and across a range of disorder. We predict that, depending on the strength of disorder, such systems may be gapped (topological) or gapless (trivial). The theory can be used to predict properties of the transition between the two phases including the critical point. We corroborate our results by comparing to exact diagonalization for driven-disordered 1D Kitaev chain and 2D Bernevig-Hughes-Zhang (BHZ) models.
Time-periodic driving enables new nonequilibrium quantum phases of matter with topologically protected and quantum coherent motion that would be forbidden in thermal equilibrium. This work uncovers two new classes of driven topological phases in driven two-dimensional spin systems: i) Floquet symmetry protected topological phases, which are driven and interacting analogs of topological insulators whose edge states are protected against disorder and localization; and ii) Floquet enriched topological orders, in which time-dependent driving ``breaks'' the spins into anyonic particles with fractional statistics and oscillating topological charge. The physics of these phases is explored by constructing toy models that can be explicitly solved despite the presence of strong interactions.
Topologically protected edge states exactly at topological phase boundaries challenge the conventional belief that topological states must be associated with a bulk energy gap. Because periodically driven (Floquet) systems host unusually intricate topological phase boundaries, topological edge states can be prolific at such Floquet quantum criticality. Working on a class of chiral-symmetric, Floquet-driven Majorana fermion chains, we analytically and computationally show that the precise boundaries between different Floquet topological gapped phases can accommodate topological edge modes, including the so-called critical Majorana π modes. We also identify a general bulk-edge correspondence formula to predict and understand the emergence of topological edge modes at Floquet quantum criticality. Of direct interest to quantum simulation experiments, our work opens an avenue for exploring topological physics intrinsic to nonequilibrium phase boundaries. The authors develop a theoretical framework to characterize the topology and edge states at the nonequilibrium critical points of periodically driven (Floquet) quantum systems. The rule of bulk-edge correspondence applicable to both gapped and gapless Floquet topological phases in 1D chiral symmetric driven systems is proposed.
Quantum entanglement can be an effective diagnostic tool for probing topological phases protected by global symmetries. Recently, the notion of nontrivial topology in critical systems has been proposed and is attracting growing attention. In this work, as a concrete example, we explore the quantum entanglement properties of fermionic symmetry-enriched quantum critical points by constructing exactly solvable models based on stacked multiple Kitaev chains. We first analytically establish the global phase diagram using entanglement entropy and reveal three topologically distinct gapped phases with different winding numbers, along with three topologically distinct transition lines separating them. Importantly, we unambiguously demonstrate that two transition lines exhibit fundamentally different topological properties despite sharing the same central charge. Specifically, they display nontrivial topological degeneracy in the entanglement spectrum under periodic boundary conditions, thereby generalizing the Li-Haldane bulk-boundary correspondence to a broader class of fermionic symmetry-enriched criticality. Additionally, we identify a novel Lifshitz multicritical point at the intersection of the three transition lines, which also exhibits nontrivial topological degeneracy. This work provides a valuable reference for investigating gapless topological phases of matter from the perspective of quantum entanglement.
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors ν=p/2q\nu = p/2qν=p/2q for bosonic systems and ν=p/(p+2q)\nu=p/(p+2q)ν=p/(p+2q) for fermionic systems, with ppp and qqq being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the Z2\mathbb{Z}_2Z2​ topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic χF\chi_FχF​, and a fundamental question that we address in this thesis is: \textbf{does χF\chi_FχF​ imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, χF\chi_FχF​ is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe χF\chi_FχF​ for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson π\piπ-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals χF\chi_FχF​ (in unit of e2/he^2/he2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.