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arXiv:2005.05631 · Physical Review A

Defining a well-ordered Floquet basis by the average energy

Cristian M. Le, Ryosuke Akashi, Shinji Tsuneyuki

Published Oct 14, 2020• 5 citations
arXivHTMLPDF

Abstract

At the moment, the most efficient method to compute the state of a periodically driven quantum system is using Floquet theory and the Floquet eigenbasis. The wide application of this basis set method is limited by a lack of unique ordering of the Floquet eigenfunctions, an ambiguity in their definition at resonance, and an instability against infinitesimal perturbation at resonance. We address these problems by redefining the eigenbasis using a revised definition of the average energy as a quantum number. As a result of this redefinition, we also obtain a Floquet-Ritz variational principle, and justify the truncation of the Hilbert space.

DOI
10.1103/physreva.102.042212

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At the moment, the most efficient method to compute the state of a periodically driven quantum system is using Floquet theory and the Floquet eigenbasis. The wide application of this basis set method is limited by a lack of unique ordering of the Floquet eigenfunctions, an ambiguity in their definition at resonance, and an instability against infinitesimal perturbation at resonance. We address these problems by redefining the eigenbasis using a revised definition of the average energy as a quantum number. As a result of this redefinition, we also obtain a Floquet-Ritz variational principle, and justify the truncation of the Hilbert space.
We reformulate the Floquet theory for periodically driven quantum systems following a perfect analogy with the proof of the Bloch theorem. We observe that the current standard method for calculating the Floquet eigenstates using the quasienergy alone is incomplete and unstable and pinpoint an overlooked quantum number, the average energy. This new quantum number resolves many shortcomings of the Floquet method stemming from the quasienergy degeneracy issues, particularly in the continuum limit. Using the average-energy quantum number, we get properties similar to those of the static energy, including a unique lower-bounded ordering of the Floquet states, from which we define a ground state, and a variational method for calculating the Floquet states. This is a first step towards reformulating Floquet first-principles methods, which have long been thought to be incompatible due to the limitations of the quasienergy.
We develop a low-frequency perturbation theory in the extended Floquet Hilbert space of a periodically driven quantum systems, which puts the high- and low-frequency approximations to the Floquet theory on the same footing. It captures adiabatic perturbation theories recently discussed in the literature as well as diabatic deviation due to Floquet resonances. For illustration, we apply our Floquet perturbation theory to a driven two-level system as in the Schwinger–Rabi and the Landau-Zener–Stückelberg–Majorana models. We reproduce some known expressions for transition probabilities in a simple and systematic way and clarify and extend their regime of applicability. We then apply the theory to a periodically-driven system of fermions on the lattice and obtain the spectral properties and the low-frequency dynamics of the system.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.
We develop a low-frequency perturbation theory in the extended Floquet Hilbert space of a periodically driven quantum systems, which puts the high- and low-frequency approximations to the Floquet theory on the same footing. It captures adiabatic perturbation theories recently discussed in the literature as well as diabatic deviation due to Floquet resonances. For illustration, we apply our Floquet perturbation theory to a driven two-level system as in the Schwinger-Rabi and the Landau-Zener-Stuckelberg-Majorana models. Were produce some known expressions for transition probabilities in a simple and systematic way and clarify and extend their regime of applicability. We then apply the theory to a periodically-driven system of fermions on the lattice and obtain the spectral properties and the low-frequency dynamics of the system.
We introduce a variational framework for approximating the time-evolution operator U^(t)\hat{U}(t)U^(t) within a physically motivated operator manifold, reformulating quantum dynamics as a tractable problem in operator space using stationary action principle. For periodically driven systems, the resulting approximate evolution operator directly yields an effective Floquet Hamiltonian, offering a non-perturbative alternative to conventional expansion-based methods. The framework is systematically improvable by enlarging the operator pool and naturally incorporates symmetries and physical constraints. When the operator manifold is chosen from the terms of a truncated Magnus expansion, the variational procedure effectively resums the Magnus series within the restricted space, significantly enhancing accuracy. We benchmark the approach on the driven Rabi model, the driven Lipkin-Meshkov-Glick model, and the one-dimensional driven Ising chain, yielding effective Floquet Hamiltonians that are systematically more accurate than low-order Magnus expansions, particularly in regimes where the latter converge poorly, and illustrating applicability to systems with exponentially large Hilbert spaces. Although we focus here on Floquet systems, the formalism applies equally to generic time-dependent Hamiltonians, providing a versatile tool for non-equilibrium quantum dynamics.
We present a brief overview of some of the analytic perturbative techniques for the computation of the Floquet Hamiltonian for a periodically driven, or Floquet, quantum many-body system. The key technical points about each of the methods discussed are presented in a pedagogical manner. They are followed by a brief account of some chosen phenomena where these methods have provided useful insights. We provide an extensive discussion of the Floquet-Magnus (FM) expansion, the adiabatic-impulse approximation, and the Floquet perturbation theory. This is followed by a relatively short discourse on the rotating wave approximation, a FM resummation technique and the Hamiltonian flow method. We also provide a discussion of some open problems which may possibly be addressed using these methods.