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arXiv:2004.13533 · Physical review. E

Thermodynamics from relative entropy

Stefan Floerchinger, Tobias Haas

Published Nov 12, 2020• 30 citations
arXivHTMLPDF

Abstract

Thermodynamics can be developed from a microscopic starting point in terms of entropy and the maximum entropy principle. We investigate here to what extent one can replace entropy with relative entropy which has several advantages, for example, in the context of local quantum field theory. We find that the principle of maximum entropy can be replaced by a principle of minimum expected relative entropy. Various ensembles and their thermodynamic potentials can be defined through relative entropy. We also show that thermal fluctuations are in fact governed by a relative entropy. Furthermore, we reformulate the third law of thermodynamics using relative entropy only.

DOI
10.1103/physreve.102.052117

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Thermodynamics can be developed from a microscopic starting point in terms of entropy and the maximum entropy principle. We investigate here to what extent one can replace entropy with relative entropy which has several advantages, for example, in the context of local quantum field theory. We find that the principle of maximum entropy can be replaced by a principle of minimum expected relative entropy. Various ensembles and their thermodynamic potentials can be defined through relative entropy. We also show that thermal fluctuations are in fact governed by a relative entropy. Furthermore, we reformulate the third law of thermodynamics using relative entropy only.
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In thermodynamics and statistical mechanics entropy is the fundamental physical quantity to describe the evolution of a statistical ensemble. Its microscopic definition was provided by Boltzmann through the celebrated expression S = kB ln Γ, where kB is the Boltzmann constant and Γ is the number of microstates exploiting the given macroscopic properties. In this context, it is well known that in classical mechanics the entropy: i) allows the violation of the uncertainty principle [1], [2]; ii) can be considered as a special case of the so-called Boltzmann-Gibbs-Shannon entropy that enables one to apply results of information theory to physics [1], [3]. In particular, by introducing the principle of maximum entropy (MEP) it was found possible to derive rigorous hydrodynamic (HD) models based on the moments of the distribution function to all orders of a power expansion and including appropriate closure conditions [4], [5]. Accordingly, making use of the Lagrange multipliers technique, it was found possible to construct the set of evolution equations for the macro-variables of interest. Apart from some partial attempts [3], [6], this is no longer the case in quantum mechanics. Here, the main difficulties concern with: i) the definition of a proper quantum entropy that includes particle indistinguishability; ii) the formulation of a global quantum MEP (QMEP) that allows one to obtain a quantum distribution function both for thermodynamic equilibrium and nonequilibrium configurations. From one hand, in the framework of a nonlocal quantum theory, the generalization of the corresponding Lagrange multipliers is also an open problem. Fron another hand, a rigorous formulation of quantum HD (QHD) closed models is a demanding issue for many kinds of problems in quantum systems like, interacting fermionic and bosonic gases, quantum turbulence, quantum fluids, quantized vortices, nuclear physics, confined carrier transport in semiconductor heterostrucures, phonon and electron transport in nanostructures, nanowires and thin layers. The aim of this talk is to address the above drawbacks by defining a quantum entropy in terms of the reduced density matrix, thus explicitly incorporating quantum statistics into problems involving a system of identical particles. As a further step, with respect to the uncertainty principle, starting from the Wigner representation we formulate a quantum maximum entropy principle which, in the framework of information theory, allows us to obtain a non-local theory for the system under study. As a final step, we determine a closed quantum hydrodynamic model for the macroscopic variables used as constraints in the QMEP approach.
The second law of thermodynamics is discussed and reformulated from a quantum information theoretic perspective for open quantum systems using relative entropy. Specifically, the relative entropy of a quantum state with respect to equilibrium states is considered and its monotonicity property with respect to an open quantum system evolution is used to obtain second lawlike inequalities. We discuss this first for generic quantum systems in contact with a thermal bath and subsequently turn to a formulation suitable for the description of local dynamics in a relativistic quantum field theory. A local version of the second law similar to the one used in relativistic fluid dynamics can be formulated with relative entropy or even relative entanglement entropy in a space-time region bounded by two light cones. We also give an outlook toward isolated quantum field theories and discuss the role of entanglement for relativistic fluid dynamics.
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The science of thermodynamics was put together in the Nineteenth Century to describe large systems in equilibrium. One part of thermodynamics defines entropy for equilibrium systems and demands an ever-increasing entropy for non-equilibrium ones. However, starting with the work of Ludwig Boltzmann in 1872, and continuing to the present day, various models of non-equilibrium behavior have been put together with the specific aim of generalizing the concept of entropy to non-equilibrium situations. This kind of entropy has been termed {\em kinetic entropy} to distinguish it from the thermodynamic variety. Knowledge of kinetic entropy started from Boltzmann's insight about his equation for the time dependence of gaseous systems. In this paper, his result is stated as a definition of kinetic entropy in terms of a local equation for the entropy density. This definition is then applied to Landau's theory of the Fermi liquid thereby giving the kinetic entropy within that theory. Entropy has been defined and used for a wide variety of situations in which a condensed matter system has been allowed to relax for a sufficient period so that the very most rapid fluctuations have been ironed out. One of the broadest applications of non-equilibrium analysis considers quantum degenerate systems using Martin-Schwinger Green's functions\cite{MS} as generalized of Wigner functions, $g^$. This paper describes once again these how the quantum kinetic equations for these functions give locally defined conservation laws for mass momentum and energy. In local thermodynamic equilibrium, this kinetic theory enables a reasonable local definition of entropy density. However, when the system is outside of local equilibrium, this definition fails. It is speculated that quantum entanglement is the source of this failure.
We propose an approach to the realization of many-body quantum state distributions inspired by combined principles of thermodynamics and mesoscopic physics. Its essence is a maximum entropy principle conditioned by conservation laws. We go beyond traditional thermodynamics and condition on the full distribution of the conserved quantities. The result are quantum state distributions whose deviations from `thermal states' get more pronounced in the limit of wide input distributions. We describe their properties in terms of entanglement measures and discuss strategies for state engineering by methods of current date experimentation.