It is often thought that emergent phenomena in topological phases of matter are destroyed when tuning to a critical point. In particular, topologically protected edge states supposedly delocalize when the bulk correlation length diverges. We show that this is not true in general. Edge states of topological insulators or superconductors remain exponentially localized---despite a vanishing band gap---if the transition increases the topological index. This applies to all classes where the topological classification is larger than $Z_2$, notably including Chern insulators. Moreover, these edge states are stable to disorder, unlike in topological semi-metals. This new phenomenon is explained by generalizing band (or mass) inversion---a unifying perspective on topological insulators---to kinetic inversion. In the spirit of the bulk-boundary correspondence, we also identify topological invariants at criticality, which take half-integer values and separate topologically-distinct universality classes by a multi-critical point. This work enlarges the scope of topological protection and stability by showing that bulk energy gaps can be unnecessary. Experimental probes and stability to interactions are discussed.
It is often thought that emergent phenomena in topological phases of matter are destroyed when tuning to a critical point. In particular, topologically protected edge states supposedly delocalize when the bulk correlation length diverges. We show that this is not true in general. Edge states of topological insulators or superconductors remain exponentially localized---despite a vanishing band gap---if the transition increases the topological index. This applies to all classes where the topological classification is larger than Z2, notably including Chern insulators. Moreover, these edge states are stable to disorder, unlike in topological semi-metals. This new phenomenon is explained by generalizing band (or mass) inversion---a unifying perspective on topological insulators---to kinetic inversion. In the spirit of the bulk-boundary correspondence, we also identify topological invariants at criticality, which take half-integer values and separate topologically-distinct universality classes by a multi-critical point. This work enlarges the scope of topological protection and stability by showing that bulk energy gaps can be unnecessary. Experimental probes and stability to interactions are discussed.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
We show that topology can protect exponentially localized, zero energy edge modes at critical points between one-dimensional symmetry-protected topological phases. This is possible even without gapped degrees of freedom in the bulk-in contrast to recent work on edge modes in gapless chains. We present an intuitive picture for the existence of these edge modes in the case of noninteracting spinless fermions with time-reversal symmetry (BDI class of the tenfold way). The stability of this phenomenon relies on a topological invariant defined in terms of a complex function, counting its zeros and poles inside the unit circle. This invariant can prevent two models described by the same conformal field theory (CFT) from being smoothly connected. A full classification of critical phases in the noninteracting BDI class is obtained: Each phase is labeled by the central charge of the CFT, c∈1/2N, and the topological invariant, ω∈Z. Moreover, c is determined by the difference in the number of edge modes between the phases neighboring the transition. Numerical simulations show that the topological edge modes of critical chains can be stable in the presence of interactions and disorder.
Recently, the intriguing interplay between topology and quantum criticality has been unveiled in one-dimensional topological chains with extended nearest-neighbor couplings. In these systems, topologically distinct critical phases emerge with localized edge modes despite the vanishing bulk gap. In this work, we study the topological multicritical points at which distinct gapped and critical phases intersect. Specifically, we consider a topological chain with coupling up to the third nearest neighbors, which shows stable localized edge modes at the multicritical points. These points possess only nontrivial gapped and critical phases around them and are also characterized by the quadratic dispersion around the gap-closing points. We characterize the topological multicritical points in terms of the topological invariant obtained from the zeros of the complex function associated with the Hamiltonian. Further, we analyze the nature of zeros in the vicinity of the multicritical points by calculating the discriminants of the associated polynomial. The discriminant uniquely identifies the topological multicritical points and distinguishes them from the trivial ones. Moreover, we identify the underlying physical mechanism in terms of kinetic inversion in higher-order terms. We finally study the robustness of the zero-energy modes at the multicritical points at weak disorder strengths, and reveal the presence of a topologically nontrivial gapless Anderson-localized phase at strong disorder strengths.
T HE CLASSIFICATION OF DISTINCT PHASES OF MATTER is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research activity on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov-de Gennes theory. This chapter summaries the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [48, 402, 153] and review papers [211, 212, 357, 22] specifically dedicated to this subject.
We study the boundary criticality enriched by boundary fermions, which ubiquitously emerge in topological phases of matter, with a focus on topological insulators and topological superconductors. By employing dimensional regularization and bosonization techniques, we uncover several unprecedented boundary universality classes. These include the boundary Gross-Neveu-Yukawa critical point and the special Berezinskii-Kosterlitz-Thouless (BKT) transition, both resulting from the interplay between edge modes and bulk bosons. We present a comprehensive sketch of the phase diagram that accommodates these boundary criticalities and delineate their critical exponents. Additionally, we explore a 1+1D conformal defect decorated with fermions, where a defect BKT transition is highlighted. We conclude with a discussion on potential experimental realizations of these phenomena.
FINDING: Topological insulators are bulk-insulating but surface-conducting quantum phases, with disorder-driven metal-TI transitions exhibiting a universal critical exponent ν ≈ 2.7. | MATH: Critical exponent ν ≈ 2.7 (from scaling analysis of localization length); topological invariant (Z₂ index) classifying band structure; bulk-boundary correspondence linking Chern number to edge states. | CONNECTION: The Z₂ index is a discrete symmetry (ℤ₂ = {0,1}) — a two-fold symmetry echoing the binary/duality structure of 0.382/0.618 (complementary pairs sum to 1). The critical exponent 2.7 is close to 2.618 (φ² = 2.618, golden ratio squared) — deviation ~3%, within numerical error for 3D disordered systems. Lattice symmetries (time-reversal, reflection) underpin the topological classification, linking to crystallographic point groups. | DEPTH: 7 — The Z₂ invariant and bulk-boundary correspondence are profound mathematical structures (homotopy theory applied to band theory), but the specific ν ≈ Author: Andrew Stewart Caldin, Independent Researcher, UK. Part of the E8 Intelligence Research series. Platform: e8intelligence.com