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arXiv:2003.05087 · Machine Learning Science and Technology

Machine learning in physics: the pitfalls of poisoned training sets

Chao Fang, Amin Barzeger, Helmut G. Katzgraber

Published Jul 21, 2020• 0 citations
arXivHTMLPDF

Abstract

Abstract Known for their ability to identify hidden patterns in data, artificial neural networks are among the most powerful machine learning tools. Most notably, neural networks have played a central role in identifying states of matter and phase transitions across condensed matter physics. To date, most studies have focused on systems where different phases of matter and their phase transitions are known, and thus the performance of neural networks is well controlled. While neural networks present an exciting new tool to detect new phases of matter, here we demonstrate that when the training sets are poisoned (i.e. poor training data or mislabeled data) it is easy for neural networks to make misleading predictions.

DOI
10.1088/2632-2153/aba821

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Abstract Known for their ability to identify hidden patterns in data, artificial neural networks are among the most powerful machine learning tools. Most notably, neural networks have played a central role in identifying states of matter and phase transitions across condensed matter physics. To date, most studies have focused on systems where different phases of matter and their phase transitions are known, and thus the performance of neural networks is well controlled. While neural networks present an exciting new tool to detect new phases of matter, here we demonstrate that when the training sets are poisoned (i.e. poor training data or mislabeled data) it is easy for neural networks to make misleading predictions.
Identifying phase transitions and classifying phases of matter is central to understanding the properties and behavior of a broad range of material systems. In recent years, machine-learning (ML) techniques have been successfully applied to perform such tasks in a data-driven manner. However, the success of this approach notwithstanding, we still lack a clear understanding of ML methods for detecting phase transitions, particularly of those that utilize neural networks (NNs). In this work, we derive analytical expressions for the optimal output of three widely used NN-based methods for detecting phase transitions. These optimal predictions correspond to the results obtained in the limit of high model capacity. Therefore, in practice they can, for example, be recovered using sufficiently large, well-trained NNs. The inner workings of the considered methods are revealed through the explicit dependence of the optimal output on the input data. By evaluating the analytical expressions, we can identify phase transitions directly from experimentally accessible data without training NNs, which makes this procedure favorable in terms of computation time. Our theoretical results are supported by extensive numerical simulations covering, e.g., topological, quantum, and many-body localization phase transitions. We expect similar analyses to provide a deeper understanding of other classification tasks in condensed matter physics.
Classifying different phases and the transitions between them is a major task in condensed matter physics. Machine learning, which has achieved dramatic success recently in a broad range of artificial intelligence applications, may bring an unprecedented perspective for this challenging task. In this paper, we study the robustness of this intriguing machine-learning approach to adversarial perturbations, with a focus on supervised learning scenarios. We find that typical phase classifiers based on deep neural networks are extremely vulnerable to adversarial examples: adding a tiny amount of carefully-crafted noises, which are imperceptible to human eyes and ineffective to traditional methods, into the original legitimate data obtained from numerical simulations or real experiments will cause the classifiers to make incorrect predictions at a notably high confidence level. Our results reveal a novel vulnerability aspect in applying machine learning techniques to condensed matter physics, which provides a valuable guidance for both theoretical and experimental future studies along this direction.
Abstract For performing regression tasks involved in various physics problems, enhancing the precision or equivalently reducing the uncertainty of regression results is undoubtedly one of the central goals. Here, somewhat surprisingly, the unfavorable regression uncertainty in performing the regression tasks of inverse statistical problems is found to contain hidden information concerning the phase transitions of the system under consideration. By utilizing this hidden information, a new unsupervised machine learning approach was developed in this work for automated detection of phases of matter, dubbed learning from regression uncertainty. This is achieved by revealing an intrinsic connection between regression uncertainty and response properties of the system, thus making the outputs of this machine learning approach directly interpretable via conventional notions of physics. It is demonstrated by identifying the critical points of the ferromagnetic Ising model and the three-state clock model, and revealing the existence of the intermediate phase in the six-state and seven-state clock models. Comparing to the widely-used classification-based approaches developed so far, although successful, their recognized classes of patterns are essentially abstract, which hinders their straightforward relation to conventional notions of physics. These challenges persist even when one employs the state-of-the-art deep neural networks (NNs) that excel at classification tasks. In contrast, with the core working horse being an NN performing regression tasks, our new approach is not only practically more efficient, but also paves the way towards intriguing possibilities for unveiling new physics via machine learning in a physically interpretable manner.
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.
We present an analysis of neural network-based machine learning schemes for phases and phase transitions in theoretical condensed matter research, focusing on neural networks with a single hidden layer. Such shallow neural networks were previously found to be efficient in classifying phases and locating phase transitions of various basic model systems. In order to rationalize the emergence of the classification process and for identifying any underlying physical quantities, it is feasible to examine the weight matrices and the convolutional filter kernels that result from the learning process of such shallow networks. Furthermore, we demonstrate how the learning-by-confusing scheme can be used, in combination with a simple threshold-value classification method, to diagnose the learning parameters of neural networks. In particular, we study the classification process of both fully-connected and convolutional neural networks for the two-dimensional Ising model with extended domain wall configurations included in the low-temperature regime. Moreover, we consider the two-dimensional XY model and contrast the performance of the learning-by-confusing scheme and convolutional neural networks trained on bare spin configurations to the case of preprocessed samples with respect to vortex configurations. We discuss these findings in relation to similar recent investigations and possible further applications.