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arXiv:1802.09876 · Physical review. B./Physical review. B

Parameter diagnostics of phases and phase transition learning by neural networks

Philippe Suchsland, Stefan Weßel

Published May 31, 2018• 78 citations
arXivHTMLPDF

Abstract

We present an analysis of neural network-based machine learning schemes for phases and phase transitions in theoretical condensed matter research, focusing on neural networks with a single hidden layer. Such shallow neural networks were previously found to be efficient in classifying phases and locating phase transitions of various basic model systems. In order to rationalize the emergence of the classification process and for identifying any underlying physical quantities, it is feasible to examine the weight matrices and the convolutional filter kernels that result from the learning process of such shallow networks. Furthermore, we demonstrate how the learning-by-confusing scheme can be used, in combination with a simple threshold-value classification method, to diagnose the learning parameters of neural networks. In particular, we study the classification process of both fully-connected and convolutional neural networks for the two-dimensional Ising model with extended domain wall configurations included in the low-temperature regime. Moreover, we consider the two-dimensional XY model and contrast the performance of the learning-by-confusing scheme and convolutional neural networks trained on bare spin configurations to the case of preprocessed samples with respect to vortex configurations. We discuss these findings in relation to similar recent investigations and possible further applications.

DOI
10.1103/physrevb.97.174435

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We present an analysis of neural network-based machine learning schemes for phases and phase transitions in theoretical condensed matter research, focusing on neural networks with a single hidden layer. Such shallow neural networks were previously found to be efficient in classifying phases and locating phase transitions of various basic model systems. In order to rationalize the emergence of the classification process and for identifying any underlying physical quantities, it is feasible to examine the weight matrices and the convolutional filter kernels that result from the learning process of such shallow networks. Furthermore, we demonstrate how the learning-by-confusing scheme can be used, in combination with a simple threshold-value classification method, to diagnose the learning parameters of neural networks. In particular, we study the classification process of both fully-connected and convolutional neural networks for the two-dimensional Ising model with extended domain wall configurations included in the low-temperature regime. Moreover, we consider the two-dimensional XY model and contrast the performance of the learning-by-confusing scheme and convolutional neural networks trained on bare spin configurations to the case of preprocessed samples with respect to vortex configurations. We discuss these findings in relation to similar recent investigations and possible further applications.
We propose two machine-learning methods based on neural networks, which we respectively call the phase-classification method and the temperature-identification method, for detecting different types of phase transitions in the XXZ models without prior knowledge of their critical temperatures. The XXZ models have exchange couplings which are anisotropic in the spin space where the strength is represented by a parameter $\mathrm{\ensuremath{\Delta}}(>0)$. The models exhibit second-order phase transition when $\mathrm{\ensuremath{\Delta}}>1$, but the Berezinskii-Kosterlitz-Thouless (BKT) phase transition when $\mathrm{\ensuremath{\Delta}}<1$. In the phase-classification method, the neural network is trained using spin or vortex configurations of well-known classical spin models other than the XXZ models, e.g., the Ising models and the XY models, to classify those of the XXZ models to corresponding phases. We demonstrate that the trained neural network successfully detects the phase transitions for both $\mathrm{\ensuremath{\Delta}}>1$ and $\mathrm{\ensuremath{\Delta}}<1$, and the evaluated critical temperatures coincide well with those evaluated by conventional numerical calculations. In the temperature-identification method, on the other hand, the neural network is trained so as to identify temperatures at which the input spin or vortex configurations are generated by the Monte Carlo thermalization. The critical temperatures are evaluated by analyzing the optimized weight matrix, which coincides with the result of numerical calculation for the second-order phase transition in the Ising-like XXZ model with $\mathrm{\ensuremath{\Delta}}=1.05$ but cannot be determined uniquely for the BKT transition in the XY-like XXZ model with $\mathrm{\ensuremath{\Delta}}=0.95$.
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.
Over the past several years, there have been many studies demonstrating the ability of deep neural networks to identify phase transitions in many physical systems, notably in classical statistical physics systems. One often finds that the prediction of deep learning methods trained on many ensembles below and above the critical temperature T_{c} behaves similarly to an order parameter, and this analogy has been successfully used to locate T_{c} and estimate universal critical exponents. In this work, we pay particular attention to the ability of a convolutional neural network to capture these critical parameters for the two-dimensional Ising model when the network is trained on configurations at T=0 and T=∞ only. We directly compare its output to the same network trained at multiple temperatures below and above T_{c} to gain understanding of how this extreme restriction of training data can impact a neural network's ability to classify phases. We find that the network trained on two temperatures is still able to identify T_{c} and ν, while the extraction of γ becomes more challenging.
In this paper, we apply machine learning methods to study phase transitions in certain statistical mechanical models on the two-dimensional lattices, whose transitions involve nonlocal or topological properties, including site and bond percolations, the XY model, and the generalized XY model. We find that using just one hidden layer in a fully connected neural network, the percolation transition can be learned and the data collapse by using the average output layer gives correct estimate of the critical exponent ν. We also study the Berezinskii-Kosterlitz-Thouless transition, which involves binding and unbinding of topological defects, vortices and antivortices, in the classical XY model. The generalized XY model contains richer phases, such as the nematic phase, the paramagnetic and the quasi-long-range ferromagnetic phases, and we also apply machine learning method to it. We obtain a consistent phase diagram from the network trained with only data along the temperature axis at two particular parameter Δ values, where Δ is the relative weight of pure XY coupling. Aside from using the spin configurations (either angles or spin components) as the input information in a convolutional neural network, we devise a feature engineering approach using the histograms of the spin orientations in order to train the network to learn the three phases in the generalized XY model and demonstrate that it indeed works. The trained network by using system size L×L can be used to the phase diagram for other sizes (L^{'}×L^{'}, where L^{'}≠L) without any further training.
Conventionally, the study of phases in statistical mechan- ics is performed with the help of random sampling tools. Among the most powerful are Monte Carlo simulations consisting of a stochastic importance sampling over state space and evaluation of estimators for physical quantities. The ability of modern machine learning techniques to classify, identify, or in- terpret massive data sets provides a complementary paradigm to the above approach to analyze the exponentially large number of states in statistical physics. In this report, it is demonstrated by application on Ising-type models that deep learning has potential wide applications in solving many-body statis- tical physics problems. In application of supervised learning, we showed that the feed-forward neural network can identify phases and phase transitions in the ferromagnetic Ising model and the convolutional neural network (CNN) is extremely powerful in classifying T = 0 and T = ∞ phases in the Ising gauge model; In application of unsupervised learning, we illustrated that a deep auto-encoder constructed by stacked restricted Boltzmann machines (RBM)\nis closely related to the renormalization group (RG) method well understood in modern physics and our reconstruction of Ising spin configurations in the ferromagnetic Ising model is similar to the hand-written digits reconstruction.
Detection of phase transitions is a critical task in statistical physics, traditionally pursued through analytic methods and direct numerical simulations. Recently, machine-learning techniques have emerged as promising tools in this context, with a particular focus on supervised and unsupervised learning methods, along with nonlearning approaches. In this paper, we study the performance of unsupervised learning in detecting phase transitions in the J_{1}-J_{2} Ising model on the square lattice. The model is chosen due to its simplicity and complexity, thus providing an understanding of the application of machine-learning techniques in both straightforward and challenging scenarios. We propose a simple method based on a direct comparison of configurations. The reconstruction error, defined as the mean-squared distance between two configurations, is used to determine the critical temperatures. The results from the comparison of configurations are contrasted with those of the configurations generated by variational autoencoders. Our findings highlight that for certain systems a simpler method can yield results comparable to more complex neural networks. This paper contributes to the broader understanding of machine-learning applications in statistical physics and introduces an efficient approach to the detection of phase transitions using machine determination techniques.