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arXiv:2003.00039 · Physical Review Research

Unsupervised machine learning of quenched gauge symmetries: A proof-of-concept demonstration

Daniel Lozano‐Gómez, Darren Pereira, Michel J. P. Gingras

Published Nov 18, 2022• 8 citations
arXivHTMLPDF

Abstract

One of the most prominent tasks of machine learning (ML) methods within the field of condensed matter physics has been to classify phases of matter. Given their many successes in performing this task, one may ask whether these methods---particularly unsupervised ones---can go beyond learning the thermodynamic behavior of a system. This question is especially intriguing when considering systems that have a ``hidden order''. In this work we study two random spin systems with a hidden ferromagnetic order that can be exposed by applying a Mattis gauge transformation. We demonstrate that the principal component analysis, perhaps the simplest unsupervised ML method, can detect the hidden order, quantify the corresponding gauge variables, and map the original random models onto simpler gauge-transformed ferromagnetic ones, all without any prior knowledge of the underlying gauge transformation. Our work illustrates that ML algorithms can in principle identify not manifestly obvious symmetries of a system.

DOI
10.1103/physrevresearch.4.043118

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One of the most prominent tasks of machine learning (ML) methods within the field of condensed matter physics has been to classify phases of matter. Given their many successes in performing this task, one may ask whether these methods---particularly unsupervised ones---can go beyond learning the thermodynamic behavior of a system. This question is especially intriguing when considering systems that have a ``hidden order''. In this work we study two random spin systems with a hidden ferromagnetic order that can be exposed by applying a Mattis gauge transformation. We demonstrate that the principal component analysis, perhaps the simplest unsupervised ML method, can detect the hidden order, quantify the corresponding gauge variables, and map the original random models onto simpler gauge-transformed ferromagnetic ones, all without any prior knowledge of the underlying gauge transformation. Our work illustrates that ML algorithms can in principle identify not manifestly obvious symmetries of a system.
Machine-learning techniques have proved successful in identifying ordered phases of matter. However, it remains an open question how far they can contribute to the understanding of phases without broken symmetry, such as spin liquids. Here we demonstrate how a machine-learning approach can automatically learn the intricate phase diagram of a classical frustrated spin model. The method we employ is a support vector machine equipped with a tensorial kernel and a spectral graph analysis which admits its applicability in an effectively unsupervised context. Thanks to the interpretability of the machine we are able to infer, in closed form, both order parameter tensors of phases with broken symmetry, and the local constraints which signal an emergent gauge structure, and so characterize classical spin liquids. The method is applied to the classical XXZ model on the pyrochlore lattice where it distinguishes, among others, between a hidden biaxial spin-nematic phase and several different classical spin liquids. The results are in full agreement with a previous analysis by Taillefumier et al. [Phys. Rev. X 7, 041057 (2017)], but go further by providing a systematic hierarchy between disordered regimes, and establishing the physical relevance of the susceptibilities associated with the local constraints. Our work paves the way for the search of new orders and spin liquids in generic frustrated magnets.
Unsupervised learning is a discipline of machine learning which aims at discovering patterns in large data sets or classifying the data into several categories without being trained explicitly. We show that unsupervised learning techniques can be readily used to identify phases and phases transitions of many-body systems. Starting with raw spin configurations of a prototypical Ising model, we use principal component analysis to extract relevant low-dimensional representations of the original data and use clustering analysis to identify distinct phases in the feature space. This approach successfully finds physical concepts such as the order parameter and structure factor to be indicators of a phase transition. We discuss the future prospects of discovering more complex phases and phase transitions using unsupervised learning techniques.
We apply unsupervised machine learning techniques, mainly principal component analysis (PCA), to compare and contrast the phase behavior and phase transitions in several classical spin models-the square- and triangular-lattice Ising models, the Blume-Capel model, a highly degenerate biquadratic-exchange spin-1 Ising (BSI) model, and the two-dimensional XY model-and we examine critically what machine learning is teaching us. We find that quantified principal components from PCA not only allow the exploration of different phases and symmetry-breaking, but they can distinguish phase-transition types and locate critical points. We show that the corresponding weight vectors have a clear physical interpretation, which is particularly interesting in the frustrated models such as the triangular antiferromagnet, where they can point to incipient orders. Unlike the other well-studied models, the properties of the BSI model are less well known. Using both PCA and conventional Monte Carlo analysis, we demonstrate that the BSI model shows an absence of phase transition and macroscopic ground-state degeneracy. The failure to capture the "charge" correlations (vorticity) in the BSI model (XY model) from raw spin configurations points to some of the limitations of PCA. Finally, we employ a nonlinear unsupervised machine learning procedure, the "autoencoder method," and we demonstrate that it too can be trained to capture phase transitions and critical points.
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.
Machine-learning driven models have proven to be powerful tools for the identification of phases of matter. In particular, unsupervised methods hold the promise to help discover new phases of matter without the need for any prior theoretical knowledge. While for phases characterized by a broken symmetry, the use of unsupervised methods has proven to be successful, topological phases without a local order parameter seem to be much harder to identify without supervision. Here, we use an unsupervised approach to identify boundaries of the topological phases. We train artificial neural nets to relate configurational data or measurement outcomes to quantities like temperature or tuning parameters in the Hamiltonian. The accuracy of these predictive models can then serve as an indicator for phase transitions. We successfully illustrate this approach on both the classical Ising gauge theory as well as on the quantum ground state of a generalized toric code.
We apply various unsupervised machine learning methods for phase classification to investigate the finite-temperature phase diagram of the spinless Falicov-Kimball model in two dimensions. Using only particle occupation snapshots from Monte Carlo simulations as input, each technique, including a straightforward classification based on principal component analysis (PCA), successfully identifies the phase boundary between ordered and disordered phases, independent of the type of phase transition. Remarkably, these techniques also distinguish between the weakly localized and Anderson-localized regimes within the disordered phase, accurately identifying their crossover, which is a challenging task for standard methods. Among the machine learning approaches used, PCA based analysis outperforms more complex methods, such as neural network predictors and autoencoders. These results underscore the effectiveness of simple unsupervised techniques in examining phase transitions and electron localization in complex correlated systems.