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arXiv:2001.07662

Finite Deformations of Quantum Mechanics

Tom Banks

Published Jan 21, 2020• 7 citations
arXivHTMLPDF

Abstract

We investigate modifications of quantum mechanics (QM) that replace the unitary group in a finite dimensional Hilbert space with a finite group and determine the minimal sequence of subgroups necessary to approximate QM arbitrarily closely for general choices of Hamiltonian. This mathematical study reveals novel insights about 't Hooft's Ontological Quantum Mechanics, and the derivation of statistical mechanics from quantum mechanics. We show that Kornyak's proposal to understand QM as classical dynamics on a Hilbert space of one dimension higher than that describing the universe, supplemented by a choice of the value of a naturally conserved quantum operator in that classical evolution can probably be a model of the world we observe.

DOI
10.48550/arxiv.2001.07662

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We investigate modifications of quantum mechanics (QM) that replace the unitary group in a finite dimensional Hilbert space with a finite group and determine the minimal sequence of subgroups necessary to approximate QM arbitrarily closely for general choices of Hamiltonian. This mathematical study reveals novel insights about 't Hooft's Ontological Quantum Mechanics, and the derivation of statistical mechanics from quantum mechanics. We show that Kornyak's proposal to understand QM as classical dynamics on a Hilbert space of one dimension higher than that describing the universe, supplemented by a choice of the value of a naturally conserved quantum operator in that classical evolution can probably be a model of the world we observe.
Following previous works by E. Prugovečki [Physica A 91A, 202 (1978) and Stochastic Quantum Mechanics and Quantum Space–time (Reidel, Dordrecht, 1986)] on common features of classical and quantum mechanics, we develop a unified mathematical framework for classical and quantum mechanics (based on L2-spaces over classical phase space), in order to investigate to what extent quantum mechanics can be obtained as a simple modification of classical mechanics (on both logical and analytical levels). To obtain this unified framework, we split quantum theory in two parts: (i) general quantum axiomatics (a system is described by a state in a Hilbert space, observables are self-adjoints operators, and so on) and (ii) quantum mechanics proper that specifies the Hilbert space as L2(Rn); the Heisenberg rule [pi,qj]=−iℏδij with p=−iℏ∇, the free Hamiltonian H=−ℏ2Δ/2m and so on. We show that general quantum axiomatics (up to a supplementary “axiom of classicity”) can be used as a nonstandard mathematical ground to formulate physical ideas and equations of ordinary classical statistical mechanics. So, the question of a “true quantization” with “ℏ” must be seen as an independent physical problem not directly related with quantum formalism. At this stage, we show that this nonstandard formulation of classical mechanics exhibits a new kind of operation that has no classical counterpart: this operation is related to the “quantization process,” and we show why quantization physically depends on group theory (the Galilei group). This analytical procedure of quantization replaces the “correspondence principle” (or canonical quantization) and allows us to map classical mechanics into quantum mechanics, giving all operators of quantum dynamics and the Schrödinger equation. The great advantage of this point of view is that quantization is based on concrete physical arguments and not derived from some “pure algebraic rule” (we exhibit also some limit of the correspondence principle). Moreover spins for particles are naturally generated, including an approximation of their interaction with magnetic fields. We also recover by this approach the semi-classical formalism developed by E. Prugovečki [Stochastic Quantum Mechanics and Quantum Space–time (Reidel, Dordrecht, 1986)].
We combine the ideas of Dirac's orthonormal representation, Everett's relative state, and 't Hooft's ontological basis to define the notion of a world for quantum mechanics. Mathematically, for a quantum system Q\mathcal{Q}Q with an associated Hilbert space H,\mathbb{H},H, a world of Q\mathcal{Q}Q is defined to be an orthonormal basis of H.\mathbb{H}.H. The evolution of the system is governed by Schrödinger's equation for the worlds of it. An observable in a certain world is a self-adjoint operator diagonal under the corresponding basis. Moreover, a state is defined in an associated world but can be uniquely extended to the whole system as proved recently by Marcus, Spielman, and Srivastava. Although the states described by unit vectors in H\mathbb{H}H may be determined in different worlds, there are the so-called topology-compact states which must be determined by the totality of a world. We can apply the Copenhagen interpretation to a world for regarding a quantum state as an external observation, and obtain the Born rule of random outcomes. Therefore, we present a mathematical formalism of quantum mechanics based on the notion of a world instead of a quantum state.
Constructing a classical mechanical system associated with a given quantum mechanical one, entails construction of a classical phase space and a corresponding Hamiltonian function from the available quantum structures and a notion of coarser observations. The Hilbert space of any quantum mechanical system naturally has the structure of an infinite dimensional symplectic manifold (`quantum phase space'). There is also a systematic, quotienting procedure which imparts a bundle structure to the quantum phase space and extracts a classical phase space as the base space. This works straight forwardly when the Hilbert space carries weakly continuous representation of the Heisenberg group and recovers the linear classical phase space mathbbRmathrm2N\\mathbb{R}^{\\mathrm{2N}}mathbbRmathrm2N. We report on how the procedure also allows extraction of non-linear classical phase spaces and illustrate it for Hilbert spaces being finite dimensional (spin-j systems), infinite dimensional but separable (particle on a circle) and infinite dimensional but non-separable (Bohr quantization). To construct a corresponding classical dynamics, one needs to choose a suitable section and identify an effective Hamiltonian. The effective dynamics mirrors the quantum dynamics provided the section satisfies conditions of semiclassicality and tangentiality. There is also an alternative and a priori distinct notion of effective Hamiltonian used in the context of a WKB approximation. These two notions are compared for the example of loop quantum cosmology.
In this thesis, we lay out the goal, and a broad outline, for a program that takes quantum mechanics in its minimal form to be the fundamental ontology of the universe. Everything else, including features like space-time, matter and gravity associated with classical reality, are emergent from these minimal quantum elements. We argue that the Hilbert space of quantum gravity is locally finite-dimensional, in sharp contrast to that of conventional field theory, which could have observable consequences for gravity. We also treat time and space on an equal footing in Hilbert space in a reparametrization invariant setting and show how symmetry transformations, both global and local, can be treated as unitary basis changes. Motivated by the finite-dimensional context, we use Generalized Pauli Operators as finite-dimensional conjugate variables and define a purely Hilbert space notion of locality based on the spread induced by conjugate operators which we call "Operator Collimation." We study deviations in the spectrum of physical theories, particularly the quantum harmonic oscillator, induced by finite-dimensional effects, and show that by including a black hole-based bound in a lattice field theory, the quantum contribution to the vacuum energy can be suppressed by multiple orders of magnitude. We then show how one can recover subsystem structure in Hilbert space which exhibits emergent quasi-classical dynamics. We explicitly connect classical features (such as pointer states of the system being relatively robust to entanglement production under environmental monitoring and the existence of approximately classical trajectories) with features of the Hamiltonian. We develop an in-principle algorithm based on extremization of an entropic quantity that can sift through different factorizations of Hilbert space to pick out the one with manifest classical dynamics. This discussion is then extended to include direct sum decompositions and their compatibility with Hamiltonian evolution. Following this, we study quantum coarse-graining and state-reduction maps in a broad context. In addition to developing a first-principle quantum coarse-graining algorithm based on principle component analysis, we construct more general state-reduction maps specified by a restricted set of observables which do not span the full algebra (as could be the case of limited access in a laboratory or in various situations in quantum gravity). We also present a general, not inherently numeric, algorithm for finding irreducible representations of matrix algebras. Throughout the thesis, we discuss implications of our work in the broader goal of understanding quantum gravity from minimal elements in quantum mechanics.
Concepts of quantum theory are considered from the constructive “finite” point of view. The introduction of a continuum or other actual infinities in physics destroys constructiveness without any need for them in describing empirical observations. It is shown that quantum behavior is a natural consequence of symmetries of dynamical systems. The underlying reason is that it is impossible in principle to trace the identity of indistinguishable objects in their evolution—only information about invariant statements and values concerning such objects is available. General mathematical arguments indicate that any quantum dynamics is reducible to a sequence of permutations. Quantum phenomena, such as interference, arise in invariant subspaces of permutation representations of the symmetry group of a dynamical system. Observable quantities can be expressed in terms of permutation invariants. It is shown that nonconstructive number systems, such as complex numbers, are not needed for describing quantum phenomena. It is sufficient to employ cyclotomic numbers—a minimal extension of natural numbers that is appropriate for quantum mechanics. The use of finite groups in physics, which underlies the present approach, has an additional motivation. Numerous experiments and observations in the particle physics suggest the importance of finite groups of relatively small orders in some fundamental processes. The origin of these groups is unclear within the currently accepted theories—in particular, within the Standard Model.
The work can be considered as an essay on mathematical and conceptual structure of nonrelativistic quantum mechanics (QM) which is related here to some other (more general, but also to more special and “approximative”) theories. QM is here primarily reformulated in an equivalent form of a Poisson system on the phase space consisting of density matrices, where the “observables”, as well as “symmetry generators” are represented by a specific type of real valued (densely defined) functions, namely the usual quantum expectations of corresponding selfadjoint operators. It is shown in this paper that inclusion of additional (“nonlinear”) symmetry generators (i.e. “Hamiltonians”) into this reformulation of (linear) QM leads to a considerable extension of the theory: two kinds of quantum “mixed states” should be distinguished, and operator ‐ valued functions of density matrices should be used in the r ˆ ole of “nonlinear observables”. A general framework for physical theories is obtained in this way: By different choices of the sets of “nonlinear observables” we obtain, as special cases, e.g. classical mechanics on homogeneous spaces of kinematical symmetry groups, standard (linear) QM, or nonlinear extensions of QM; also various “quasiclassical approximations” to QM are all subtheories of the presented extension of QM - a version of the extended quantum mechanics (EQM). A general interpretation scheme of EQM extending the usual statistical interpretation of QM is also proposed. Eventually, EQM is shown to be (included into) a C -algebraic (hence linear) quantum theory. Mathematical formulation of these theories is presented. The presentation includes an analysis of problems connected with differentiation on infinite ‐ dimensional manifolds, as well as a solution of some problems connected with the work with only densely defined unbounded real‐valued functions on the (infinite dimensional) “phase space” which correspond to unbounded operators (generators) and to their nonlinear generalizations. Also “nonlinear deformations” of unitary representations of kinematical symmetry Lie groups are introduced. Possible applications are briefly discussed, and some specific examples are presented. The text contains also brief reviews of Hamiltonian classical mechanics, as well as of QM. Mathematical appendices make the paper nearly selfcontained.