Topological phases of matter are generally characterized by topological properties of energy bands of a system. Their transitions under preserved symmetries occur through closing a gap of energy bands, leading to topologically protected edge states in energy spectra in topological phases. Here we predict a new topological phase that emerges through closing a gap of bands constructed by energy bands, instead of through closing an energy gap with preserved symmetries. From this perspective, topological phases may arise from topological properties of the "bands of bands" associated with their gap closure and corresponding edge states. We demonstrate this idea by studying a tight-binding model. We find that the Wannier bands constructed by energy bands exhibit a gap closure associated with a change of a winding number, while the energy bands remain gapped and trivial without any zero energy modes. In addition, the topological Wannier bands give rise to quantized edge polarizations. Since the emergence of this topological phase does not involve any energy gap closure, we expect its appearance under unitary time evolution. Indeed, this phase appears as we perform a quench dynamics. Our study opens a new direction for exploring topological phases beyond conventional energy band characterization.
Topological phases of matter are generally characterized by topological properties of energy bands of a system. Their transitions under preserved symmetries occur through closing a gap of energy bands, leading to topologically protected edge states in energy spectra in topological phases. Here we predict a new topological phase that emerges through closing a gap of bands constructed by energy bands, instead of through closing an energy gap with preserved symmetries. From this perspective, topological phases may arise from topological properties of the "bands of bands" associated with their gap closure and corresponding edge states. We demonstrate this idea by studying a tight-binding model. We find that the Wannier bands constructed by energy bands exhibit a gap closure associated with a change of a winding number, while the energy bands remain gapped and trivial without any zero energy modes. In addition, the topological Wannier bands give rise to quantized edge polarizations. Since the emergence of this topological phase does not involve any energy gap closure, we expect its appearance under unitary time evolution. Indeed, this phase appears as we perform a quench dynamics. Our study opens a new direction for exploring topological phases beyond conventional energy band characterization.
What theoretical approaches are appropriate for describing topological quantum matter? The answer depends on the type of topological phase we want to study, e.g., noninteracting or interacting, and on the type of information we are interested in, e.g., generic properties or system-specific properties that are relevant to a particular experiment or type of experiment. Noninteracting topological phases can be described within topological band theory using the basic tools of the band theory of solids. However, the complexity of the model, i.e., how much detail has to be included, depends on whether we are only interested in the topological properties of the system or, in addition, we need to consider certain non-topological features. For example, predicting whether or not a specific material is a topological insulator requires detailed knowledge of its band structure, which can be acquired using density functional theory (DFT) methods. Similar treatments may be required to account for certain experimental features involving both topological and nontopological contributions. On the other hand, to understand the classification of topological insulators, it is sufficient to consider “bare bone” effective models, such as continuum Dirac models or simple tight-binding models. Topologically, these descriptions with extremely different levels of complexity are equivalent whenever one can smoothly connect the corresponding Hamiltonians (up to the addition/subtraction of trivial bands) without closing the bulk gap. However, the effective models provide only a crude description of experimentally relevant properties such as energy gaps, band dispersion, and real space properties of boundary states. In some sense, the situation is analogous to the characterization of a given mathematical object within topology, which only deals with properties that are robust against deformations, and geometry, which accounts for properties described by distances, angles, and shapes.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
Recent experiments began to explore the topological properties of quench dynamics, i.e., the time evolution following a sudden change in the Hamiltonian, via tomography of quantum gases in optical lattices. In contrast to the well-established theory for static band insulators or periodically driven systems, at present it is not clear whether, and how, topological invariants can be defined for a general quench of band insulators. Previous work solved a special case of this problem beautifully using Hopf mapping of two-band Hamiltonians in two dimensions. However, it only works for a topologically trivial initial state and is hard to generalize to multiband systems or other dimensions. Here we introduce the concept of loop unitary constructed from the unitary time-evolution operator and show its homotopy invariant fully characterizes the dynamical topology. For two-band systems in two dimensions, we prove that the invariant is precisely equal to the change in the Chern number across the quench, regardless of the initial state. We further show that the nontrivial dynamical topology manifests as hedgehog defects in the loop unitary and also as winding and linking of its eigenvectors along a curve where dynamical quantum phase transition occurs. This opens up a systematic route to classify and characterize quantum quench dynamics.
Dynamical quantum phase transitions occur in dynamically evolving quantum systems when nonanalyticities occur at critical times in the return rate, a dynamical analog of the free energy. This extension of the concept of phase transitions can be brought into contact with another, namely, that of topological phase transitions in which the phase transition is marked by a change in a topological invariant. Following a quantum quench dynamical quantum phase transitions can happen in topological matter, a fact which has already been explored in one-dimensional topological insulators and in two-dimensional Chern insulators. Additionally, in one-dimensional systems a dynamical bulk boundary correspondence has been seen, related to the periodic appearance of zero modes of the Loschmidt echo itself. Here we extend both of these concepts to two-dimensional higher-order topological matter in which the topologically protected boundary modes are corner modes. We consider a minimal model which encompasses all possible forms of higher-order topology in two-dimensional topological band structures. We find that dynamical quantum phase transitions can still occur, and can occur for quenches which cross both bulk and boundary gap closings. Furthermore, a dynamical bulk boundary correspondence is also found, which takes a different form to that in one dimension.
We investigate a generic dynamical theory to characterize by quantum quenches the topological quantum phases defined for the equilibrium ground state and study the emergent topology of quantum dynamics when the quenches start from a deep trivial (far from the phase boundary) or shallow trivial (close to the phase boundary) phase to topological regimes. Two dynamical schemes are examined: One is to characterize topological phases via quantum dynamics induced by a single quench along an arbitrary axis of (pseudo)spin polarization, and the other applies a set of quenches with respect to all (pseudo)spin axes. These two schemes are both built on the so-called dynamical bulk-surface correspondence, which shows that the d-dimensional (dD) topological phases with integer invariants can be characterized by the dynamical topological pattern emerging on particular $(d\ensuremath{-}1)\mathrm{D}$ momentum subspaces called band inversion surfaces (BISs). We show that the first dynamical scheme works for both deep and shallow quenches, while for the second scheme, an emergent topological transition, associated with topological charges crossing BISs, is predicted in the joint quench dynamics. A generic criterion for the emergent transition is precisely obtained. Above the criterion (deep quench regime), quantum dynamics on BISs can directly characterize the topology of the postquench Hamiltonian. Below the criterion (shallow quench regime), the quench dynamics may depict a new dynamical topology; the postquench topology can be characterized by the emergent topological invariant plus the total charges moving outside the region enclosed by BISs. We illustrate our results by numerically calculating the 2D quantum anomalous Hall model, which has been realized in ultracold atoms. This work broadens the way to classify topological phases by nonequilibrium quantum dynamics and is feasible for experimental realization.
M\"obius topological insulators have dispersive edge bands with M\"obius twists in momentum space, which are protected by the combination of chiral and Z2-projective translational symmetries. In this work, we reveal a unique type of M\"obius topological insulator, whose edge bands can twist around the quasienergy $\ensuremath{\pi}$ of a periodically driven system and are thus of Floquet origin. By applying time-periodic quenches to an experimentally realized M\"obius insulator model, we obtain interconnected M\"obius edge bands around zero and $\ensuremath{\pi}$ quasienergies, which can coexist with a gapped or gapless bulk. These M\"obius bands are topologically characterized by a pair of generalized winding numbers, which are integer-quantized as a result of an emergent chiral symmetry at a high-symmetry point in momentum space. Numerical investigations of the quasienergy and entanglement spectra provide consistent evidence for the presence of such M\"obius topological phases. A protocol based on the adiabatic switching of edge-band populations is further introduced to dynamically characterize the topology of Floquet M\"obius edge bands. Our findings thus extend the scope of M\"obius topological phases to nonequilibrium settings and unveil a unique class of M\"obius-twisted topological edge states without static counterparts.