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arXiv:1908.08569 · Physical Review Letters

Quantitative Impact of Integrals of Motion on the Eigenstate Thermalization Hypothesis

Marcin Mierzejewski, Lev Vidmar

Published Jan 29, 2020• 61 citations
arXivHTMLPDF

Abstract

Even though the eigenstate thermalization hypothesis (ETH) may be introduced as an extension of the random matrix theory, physical Hamiltonians and observables differ from random operators. One of the challenges is to embed local integrals of motion (LIOMs) within the ETH. Here we make steps towards a unified treatment of the ETH in integrable and nonintegrable models with translational invariance. Specifically, we focus on the impact of LIOMs on the fluctuations and structure of the diagonal matrix elements of local observables. We first show that nonvanishing fluctuations entail the presence of LIOMs. Then we introduce a generic protocol to construct observables, subtracted by their projections on LIOMs as well as products of LIOMs. The protocol systematically reduces fluctuations and/or the structure of the diagonal matrix elements. We verify our arguments by numerical results for integrable and nonintegrable models.

DOI
10.1103/physrevlett.124.040603

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Even though the eigenstate thermalization hypothesis (ETH) may be introduced as an extension of the random matrix theory, physical Hamiltonians and observables differ from random operators. One of the challenges is to embed local integrals of motion (LIOMs) within the ETH. Here we make steps towards a unified treatment of the ETH in integrable and nonintegrable models with translational invariance. Specifically, we focus on the impact of LIOMs on the fluctuations and structure of the diagonal matrix elements of local observables. We first show that nonvanishing fluctuations entail the presence of LIOMs. Then we introduce a generic protocol to construct observables, subtracted by their projections on LIOMs as well as products of LIOMs. The protocol systematically reduces fluctuations and/or the structure of the diagonal matrix elements. We verify our arguments by numerical results for integrable and nonintegrable models.
We verify that the eigenstate thermalization hypothesis (ETH) holds universally for locally interacting quantum many-body systems. Introducing random matrix ensembles with interactions, we numerically obtain a distribution of maximum fluctuations of eigenstate expectation values for different realizations of interactions. This distribution, which cannot be obtained from the conventional random matrix theory involving nonlocal correlations, demonstrates that an overwhelming majority of pairs of local Hamiltonians and observables satisfy the ETH with exponentially small fluctuations. The ergodicity of our random matrix ensembles breaks down because of locality.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
The Eigenstate Thermalization Hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention towards the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.
We investigate the eigenstate thermalization hypothesis (ETH) in integrable models, focusing on the $\text{spin}\ensuremath{-}\frac{1}{2}$ isotropic Heisenberg (XXX)(XXX)(XXX) chain. We provide numerical evidence that the ETH holds for typical eigenstates (weak ETH scenario). Specifically, using a numerical implementation of state-of-the-art Bethe ansatz results, we study the finite-size scaling of the eigenstate-to-eigenstate fluctuations of the reduced density matrix. We find that fluctuations are normally distributed, and their standard deviation decays in the thermodynamic limit as ${L}^{\ensuremath{-}1/2}$, with LLL the size of the chain. This is in contrast with the exponential decay that is found in generic nonintegrable systems. Based on our results, it is natural to expect that this scenario holds in other integrable spin models and for typical local observables. Finally, we investigate the entanglement properties of the excited states of the XXXXXXXXX chain. We numerically verify that typical midspectrum eigenstates exhibit extensive entanglement entropy (i.e., volume-law scaling).
The eigenstate thermalization hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention toward the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.