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arXiv:1907.05650 · Journal of Physics A Mathematical and Theoretical

Asymptotic reversibility of thermal operations for interacting quantum spin systems via generalized quantum Stein’s lemma

Takahiro Sagawa, Philippe Faist, Kohtaro Kato, Keiji Matsumoto, Hiroshi Nagaoka, Fernando G. S. L. Brandão

Published Oct 26, 2021• 20 citations
arXivHTMLPDF

Abstract

Abstract For quantum spin systems in any spatial dimension with a local, translation-invariant Hamiltonian, we prove that asymptotic state convertibility from a quantum state to another one by a thermodynamically feasible class of quantum dynamics, called thermal operations, is completely characterized by the Kullback–Leibler (KL) divergence rate, if the state is translation-invariant and spatially ergodic. Our proof consists of two parts and is phrased in terms of a branch of the quantum information theory called the resource theory. First, we prove that any states, for which the min and max Rényi divergences collapse approximately to a single value, can be approximately reversibly converted into one another by thermal operations with the aid of a small source of quantum coherence. Second, we prove that these divergences collapse asymptotically to the KL divergence rate for any translation-invariant ergodic state. We show this via a generalization of the quantum Stein’s lemma for quantum hypothesis testing beyond independent and identically distributed situations. Our result implies that the KL divergence rate serves as a thermodynamic potential that provides a complete characterization of thermodynamic convertibility of ergodic states of quantum many-body systems in the thermodynamic limit, including out-of-equilibrium and fully quantum situations.

DOI
10.1088/1751-8121/ac333c

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Abstract For quantum spin systems in any spatial dimension with a local, translation-invariant Hamiltonian, we prove that asymptotic state convertibility from a quantum state to another one by a thermodynamically feasible class of quantum dynamics, called thermal operations, is completely characterized by the Kullback–Leibler (KL) divergence rate, if the state is translation-invariant and spatially ergodic. Our proof consists of two parts and is phrased in terms of a branch of the quantum information theory called the resource theory. First, we prove that any states, for which the min and max Rényi divergences collapse approximately to a single value, can be approximately reversibly converted into one another by thermal operations with the aid of a small source of quantum coherence. Second, we prove that these divergences collapse asymptotically to the KL divergence rate for any translation-invariant ergodic state. We show this via a generalization of the quantum Stein’s lemma for quantum hypothesis testing beyond independent and identically distributed situations. Our result implies that the KL divergence rate serves as a thermodynamic potential that provides a complete characterization of thermodynamic convertibility of ergodic states of quantum many-body systems in the thermodynamic limit, including out-of-equilibrium and fully quantum situations.
The resource theory of thermal operations, an established model for small-scale thermodynamics, provides an extension of equilibrium thermodynamics to nonequilibrium situations. On a lattice of any dimension with any translation-invariant local Hamiltonian, we identify a large set of translation-invariant states that can be reversibly converted to and from the thermal state with thermal operations and a small amount of coherence. These are the spatially ergodic states, i.e., states that have sharp statistics for any translation-invariant observable, and mixtures of such states with the same thermodynamic potential. As an intermediate result, we show for a general state that if the gap between the min- and the max-relative entropies to the thermal state is small, then the state can be approximately reversibly converted to and from the thermal state with thermal operations and a small source of coherence. Our proof provides a quantum version of the Shannon-McMillan-Breiman theorem for the relative entropy and a quantum Stein's lemma for ergodic states and local Gibbs states. Our results provide a strong link between the abstract resource theory of thermodynamics and more realistic physical systems as we achieve a robust and operational characterization of the emergence of a thermodynamic potential in translation-invariant lattice systems.
The second law of thermodynamics is the cornerstone of physics, characterizing the convertibility between thermodynamic states through a single function, entropy. Given the universal applicability of thermodynamics, a fundamental question in quantum information theory is whether an analogous second law can be formulated to characterize the convertibility of resources for quantum information processing by a single function. In 2008, a promising formulation was proposed, linking resource convertibility to the optimal performance of a variant of the quantum version of hypothesis testing. Central to this formulation was the generalized quantum Stein's lemma, which aimed to characterize this optimal performance by a measure of quantum resources, the regularized relative entropy of resource. If proven valid, the generalized quantum Stein's lemma would lead to the second law for quantum resources, with the regularized relative entropy of resource taking the role of entropy in thermodynamics. However, in 2023, a logical gap was found in the original proof of this lemma, casting doubt on the possibility of such a formulation of the second law. In this work, we address this problem by developing alternative techniques to successfully prove the generalized quantum Stein's lemma under a smaller set of assumptions than the original analysis. Based on our proof, we reestablish and extend the second law of quantum resource theories, applicable to both static resources of quantum states and a fundamental class of dynamical resources represented by classical-quantum (CQ) channels. These results resolve the fundamental problem of bridging the analogy between thermodynamics and quantum information theory.
The quantum Stein's lemma is a fundamental result of quantum hypothesis testing in the context of distinguishing two quantum states. The ``generalized quantum Stein's lemma'' asserts that this result is true in a general framework where one of the states is replaced by convex sets of quantum states. Formulated in 2008, the generalized Stein's lemma is one of the most influential results in quantum information theory that links resource convertibility to quantum hypothesis testing. However, in 2023 a logical gap was found in the original proof of the generalized Stein's lemma and since then there has been an enormous effort in resolving this issue. In this work, we show that the assertion of the generalized Stein's lemma is true for the setting where the second hypothesis is the state space of any finite-dimensional subalgebra. This is obtained through a strong asymptotic equipartition property for smooth subalgebra entropies that applies to any fixed smoothing parameter. In fact, we obtain a stronger second-order analysis for the hypothesis-testing relative entropy in this setting. As an application in resource theory, we show that the relative entropy of a subalgebra is the asymptotic dilution cost under suitable operations. This provides a possible route to establishing a connection between different quantum resources based on subalgebras. After finishing this article, we learned that there are two independent works (by Hayashi-Yamasaki, and Lami) that finally resolve the generalized Stein's lemma in its full generality. However, we provide an alternative proof in a special case using different operator-algebraic techniques that may be of independent interest.
Given many independent and identically-distributed (i.i.d.) copies of a quantum system described either by the state ρ or σ (called null and alternative hypotheses, respectively), what is the optimal measurement to learn the identity of the true state? In asymmetric hypothesis testing one is interested in minimizing the probability of mistakenly identifying ρ instead of σ, while requiring that the probability that σ is identified in the place of ρ is bounded by a small fixed number. Quantum Stein's Lemma identifies the asymptotic exponential rate at which the specified error probability tends to zero as the quantum relative entropy of ρ and σ. We present a generalization of quantum Stein's Lemma to the situation in which the alternative hypothesis is formed by a family of states, which can moreover be non-i.i.d. We consider sets of states which satisfy a few natural properties, the most important being the closedness under permutations of the copies. We then determine the error rate function in a very similar fashion to quantum Stein's Lemma, in terms of the quantum relative entropy. Our result has two applications to entanglement theory. First it gives an operational meaning to an entanglement measure known as regularized relative entropy of entanglement. Second, it shows that this measure is faithful, being strictly positive on every entangled state. This implies, in particular, that whenever a multipartite state can be asymptotically converted into another entangled state by local operations and classical communication, the rate of conversion must be non-zero. Therefore, the operational definition of multipartite entanglement is equivalent to its mathematical definition. © Springer-Verlag 2010.
We present our recent results on limit theorems for quantum entropies and their applications in quantum information theory. They include the full extensions of the fundamental asymptotic equipartition property (AEP) to ergodic quantum informations sources and the ergodic version of Stein's Lemma on quantum hypothesis testing. These limit theorems are then used to obtain a data compression theorem for ergodic quantum sources and a quantum version of Sanov's theorem on large deviations for uncorrelated quantum sources. Moreover, Stein's lemma clearifies the operational interpretation of the quantum Kullback-Leibler distance (relative entropy), and this operational understanding of this quantity can be employed to give a new intuitive proof of the monotonicity of this statistical distance measure relying on information-theoretic methods.
Quantum Stein’s lemma is a cornerstone of quantum statistics and concerns the problem of correctly identifying a quantum state, given the knowledge that it is one of two specific states (ρ or σ). It was originally derived in the asymptotic i.i.d. setting, in which arbitrarily many (say, n) identical copies of the state (ρ⊗n or σ⊗n) are considered to be available. In this setting, the lemma states that, for any given upper bound on the probability αn of erroneously inferring the state to be σ, the probability βn of erroneously inferring the state to be ρ decays exponentially in n, with the rate of decay converging to the relative entropy of the two states. The second order asymptotics for quantum hypothesis testing, which establishes the speed of convergence of this rate of decay to its limiting value, was derived in the i.i.d. setting independently by Tomamichel and Hayashi, and Li. We extend this result to settings beyond i.i.d. Examples of these include Gibbs states of quantum spin systems (with finite-range, translation-invariant interactions) at high temperatures, and quasi-free states of fermionic lattice gases.