It is known that the classical framework of causal models is not general enough to allow for causal reasoning about quantum systems. While the framework has been generalized in a variety of different ways to the quantum case, much of this work leaves open whether causal concepts are fundamental to quantum theory, or only find application at an emergent level of classical devices and measurement outcomes. Here, we present a framework of quantum causal models, with causal relations defined in terms intrinsic to quantum theory, and the central object of study being the quantum process itself. Following Allen et al., Phys. Rev. X 7, 031021 (2017), the approach defines quantum causal relations in terms of unitary evolution, in a way analogous to an approach to classical causal models that assumes underlying determinism and situates causal relations in functional dependences between variables. We show that any unitary quantum circuit has a causal structure corresponding to a directed acyclic graph, and that when marginalising over local noise sources, the resulting quantum process satisfies a Markov condition with respect to the graph. We also prove a converse to this statement. We introduce an intrinsically quantum notion that plays a role analogous to the conditional independence of classical variables, and (generalizing a central theorem of the classical framework) show that d-separation is sound and complete for it in the quantum case. We present generalizations of the three rules of the classical do-calculus, in each case relating a property of the causal structure to a formal property of the quantum process, and to an operational statement concerning the outcomes of interventions. In addition, we introduce and derive similar results for classical split-node causal models, which are more closely analogous to quantum causal models than the classical causal models that are usually studied.
It is known that the classical framework of causal models is not general enough to allow for causal reasoning about quantum systems. While the framework has been generalized in a variety of different ways to the quantum case, much of this work leaves open whether causal concepts are fundamental to quantum theory, or only find application at an emergent level of classical devices and measurement outcomes. Here, we present a framework of quantum causal models, with causal relations defined in terms intrinsic to quantum theory, and the central object of study being the quantum process itself. Following Allen et al., Phys. Rev. X 7, 031021 (2017), the approach defines quantum causal relations in terms of unitary evolution, in a way analogous to an approach to classical causal models that assumes underlying determinism and situates causal relations in functional dependences between variables. We show that any unitary quantum circuit has a causal structure corresponding to a directed acyclic graph, and that when marginalising over local noise sources, the resulting quantum process satisfies a Markov condition with respect to the graph. We also prove a converse to this statement. We introduce an intrinsically quantum notion that plays a role analogous to the conditional independence of classical variables, and (generalizing a central theorem of the classical framework) show that d-separation is sound and complete for it in the quantum case. We present generalizations of the three rules of the classical do-calculus, in each case relating a property of the causal structure to a formal property of the quantum process, and to an operational statement concerning the outcomes of interventions. In addition, we introduce and derive similar results for classical split-node causal models, which are more closely analogous to quantum causal models than the classical causal models that are usually studied.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.
Causal modelling frameworks link observable correlations to causal explanations, which is a crucial aspect of science. These models represent causal relationships through directed graphs, with vertices and edges denoting systems and transformations within a theory. Most studies focus on acyclic causal graphs, where well-defined probability rules and powerful graph-theoretic properties like the d-separation theorem apply. However, understanding complex feedback processes and exotic fundamental scenarios with causal loops requires cyclic causal models, where such results do not generally hold. While progress has been made in classical cyclic causal models, challenges remain in uniquely fixing probability distributions and identifying graph-separation properties applicable in general cyclic models. In cyclic quantum scenarios, existing frameworks have focussed on a subset of possible cyclic causal scenarios, with graph-separation properties yet unexplored. This work proposes a framework applicable to all consistent quantum and classical cyclic causal models on finite-dimensional systems. We address these challenges by introducing a robust probability rule and a novel graph-separation property, p-separation, which we prove to be sound and complete for all such models. Our approach maps cyclic causal models to acyclic ones with post-selection, leveraging the post-selected quantum teleportation protocol. We characterize these protocols and their success probabilities along the way. We also establish connections between this formalism and other classical and quantum frameworks to inform a more unified perspective on causality. This provides a foundation for more general cyclic causal discovery algorithms and to systematically extend open problems and techniques from acyclic informational networks (e.g., certification of non-classicality) to cyclic causal structures and networks.
The idea that events are equipped with a partial causal order is central to our understanding of physics in the tested regimes: given two pointlike events A and B , either A is in the causal past of B , B is in the causal past of A , or A and B are space-like separated. Operationally, the meaning of these order relations corresponds to constraints on the possible correlations between experiments performed in the vicinities of the respective events: if A is in the causal past of B , an experimenter at A could signal to an experimenter at B but not the other way around, while if A and B are space-like separated, no signaling is possible in either direction. In the context of a concrete physical theory, the correlations compatible with a given causal configuration may obey further constraints. For instance, space-like correlations in quantum mechanics arise from local measurements on joint quantum states, while time-like correlations are established via quantum channels. Similarly to other variables, however, the causal order of a set of events could be random, and little is understood about the constraints that causality implies in this case. A main difficulty concerns the fact that the order of events can now generally depend on the operations performed at the locations of these events, since, for instance, an operation at A could influence the order in which B and C occur in A ’s future. So far, no formal theory of causality compatible with such dynamical causal order has been developed. Apart from being of fundamental interest in the context of inferring causal relations, such a theory is imperative for understanding recent suggestions that the causal order of events in quantum mechanics can be indefinite. Here, we develop such a theory in the general multipartite case. Starting from a background-independent definition of causality, we derive an iteratively formulated canonical decomposition of multipartite causal correlations. For a fixed number of settings and outcomes for each party, these correlations form a polytope whose facets define causal inequalities. The case of quantum correlations in this paradigm is captured by the process matrix formalism. We investigate the link between causality and the closely related notion of causal separability of quantum processes, which we here define rigorously in analogy with the link between Bell locality and separability of quantum states. We show that causality and causal separability are not equivalent in general by giving an example of a physically admissible tripartite quantum process that is causal but not causally separable. We also show that there are causally separable quantum processes that become non-causal if extended by supplying the parties with entangled ancillas. This motivates the concepts of extensibly causal and extensibly causally separable (ECS) processes, for which the respective property remains invariant under extension. We characterize the class of ECS quantum processes in the tripartite case via simple conditions on the form of the process matrix. We show that the processes realizable by classically controlled quantum circuits are ECS and conjecture that the reverse also holds.
Markov categories allow formalization of probabilistic and causal reasoning in a general setting that applies uniformly to many different kinds of classical probabilistic processes. It has so far been challenging, however, to generalize these techniques to reasoning about quantum processes, as the quantum no-cloning theorem forbids "copy" maps of the sort that have been used to axiomatize conditional independence, and the related notions of complete common causes and Markovianity, in classical Bayesian networks. Here, we introduce a new categorical notion of Markovian causal model, according to which a distinguished subcategory of "common cause" maps plays a similar role to that of "copy" maps in the categorical formulation of Bayesian networks. Moreover, defining causal models as second-order processes yields a clean and flexible formulation of interventions. Our formalism is both rich enough to handle "complete common cause" assumptions and general enough to encompass not only standard classical causal identification scenarios, but also quantum causal scenarios and new kinds of classical causal identification based on imperfect observations. Furthermore, we show that one can reason uniformly across all of these cases using string-diagrammatic techniques.
Markov categories allow formalization of probabilistic and causal reasoning in a general setting that applies uniformly to many different kinds of classical probabilistic processes. It has so far been challenging, however, to generalize these techniques to reasoning about quantum processes, as the quantum no-cloning theorem forbids "copy" maps of the sort that have been used to axiomatize conditional independence, and the related notions of complete common causes and Markovianity, in classical Bayesian networks. Here, we introduce a new categorical notion of Markovian causal model, according to which a distinguished subcategory of "common cause" maps plays a similar role to that of "copy" maps in the categorical formulation of Bayesian networks. Moreover, defining causal models as second-order processes yields a clean and flexible formulation of interventions. Our formalism is both rich enough to handle "complete common cause" assumptions and general enough to encompass not only standard classical causal identification scenarios, but also quantum causal scenarios and new kinds of classical causal identification based on imperfect observations. Furthermore, we show that one can reason uniformly across all of these cases using string-diagrammatic techniques.
We present a categorical construction for modelling causal structures within a general class of process theories that include the theory of classical probabilistic processes as well as quantum theory. Unlike prior constructions within categorical quantum mechanics, the objects of this theory encode fine-grained causal relationships between subsystems and give a new method for expressing and deriving consequences for a broad class of causal structures. We show that this framework enables one to define families of processes which are consistent with arbitrary acyclic causal orderings. In particular, one can define one-way signalling (a.k.a. semi-causal) processes, non-signalling processes, and quantum n-combs. Furthermore, our framework is general enough to accommodate recently-proposed generalisations of classical and quantum theory where processes only need to have a fixed causal ordering locally, but globally allow indefinite causal ordering. To illustrate this point, we show that certain processes of this kind, such as the quantum switch, the process matrices of Oreshkov, Costa, and Brukner, and a classical three-party example due to Baumeler, Feix, and Wolf are all instances of a certain family of processes we refer to as SOCn in the appropriate category of higher-order causal processes. After defining these families of causal structures within our framework, we give derivations of their operational behaviour using simple, diagrammatic axioms.