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arXiv:1905.09117

Correlations and randomness generation based on energy constraints

Thomas van Himbeeck, Stefano Pironio

Published May 22, 2019• 8 citations
arXivHTMLPDF

Abstract

In a previous paper, we introduced a semi-device-independent scheme consisting of an untrusted source sending quantum states to an untrusted measuring device, with the sole assumption that the average energy of the states emitted by the source is bounded. Given this energy constraint, we showed that certain correlations between the source and the measuring device can only occur if the outcomes of the measurement are non-deterministic, i.e., these correlations certify the presence of randomness. In the present paper, we go further and show how to quantify the randomness as a function of the correlations and prove the soundness of a QRNG protocol exploiting this relation. For this purpose, we introduce (1) a semidefinite characterization of the set of quantum correlations, (2) an algorithm to lower-bound the Shannon entropy as a function of the correlations and (3) a proof of soundness using finite trials compatible with our energy assumption.

DOI
10.48550/arxiv.1905.09117

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In a previous paper, we introduced a semi-device-independent scheme consisting of an untrusted source sending quantum states to an untrusted measuring device, with the sole assumption that the average energy of the states emitted by the source is bounded. Given this energy constraint, we showed that certain correlations between the source and the measuring device can only occur if the outcomes of the measurement are non-deterministic, i.e., these correlations certify the presence of randomness. In the present paper, we go further and show how to quantify the randomness as a function of the correlations and prove the soundness of a QRNG protocol exploiting this relation. For this purpose, we introduce (1) a semidefinite characterization of the set of quantum correlations, (2) an algorithm to lower-bound the Shannon entropy as a function of the correlations and (3) a proof of soundness using finite trials compatible with our energy assumption.
The prepare-and-measure framework based on energy constraints offers a practical middle ground between fully device-dependent and device-independent quantum cryptography. The only assumption on an otherwise uncharacterized prepare-and-measure device is that the energy of the prepared states is bounded. Existing security analyses of this framework assume that the preparation and measurement devices share at most classical correlations, and under this assumption certified lower bounds on the extractable randomness have been established. Recent work has shown that an adversary who pre-distributes entanglement between the devices can mount attacks that are strictly more powerful than those available when the devices share only classical correlations, reducing the extractable randomness below the previously certified rates. This leaves open the fundamental question of whether randomness can be certified at all in this scenario. We address this open question by constructing semidefinite programming relaxations of the guessing probability by adapting the Navascués-Pironio-Acín hierarchy to the energy-constrained setting where shared entanglement between the devices is permitted. Our relaxations yield certified lower bounds on the extractable randomness without enforcing any restrictions on the dimensions of the quantum state shared between the preparation and measurement devices. We show that these certified lower bounds are strictly positive for a range of energy values, thereby answering the open question affirmatively: certified randomness generation is theoretically possible in the energy-constrained SDI framework even in the presence of a fully quantum adversary.
The semi-device-independent approach provides a framework for prepare-and-measure quantum protocols using devices whose behavior must not be characterized nor trusted, except for a single assumption on the dimension of the Hilbert space characterizing the quantum carriers. Here, we propose instead to constrain the quantum carriers through a bound on the mean value of a well-chosen observable. This modified assumption is physically better motivated than a dimension bound and closer to the description of actual experiments. In particular, we consider quantum optical schemes where the source emits quantum states described in an infinite-dimensional Fock space and model our assumption as an upper bound on the average photon number in the emitted states. We characterize the set of correlations that may be exhibited in the simplest possible scenario compatible with our new framework, based on two energy-constrained state preparations and a two-outcome measurement. Interestingly, we uncover the existence of quantum correlations exceeding the set of classical correlations that can be produced by devices behaving in a purely pre-determined fashion (possibly including shared randomness). This feature suggests immediate applications to certified randomness generation. Along this line, we analyze the achievable correlations in several prepare-and-measure optical schemes with a mean photon number constraint and demonstrate that they allow for the generation of certified randomness. Our simplest optical scheme works by the on-off keying of an attenuated laser source followed by photocounting. It opens the path to more sophisticated energy-constrained semi-device-independent quantum cryptography protocols, such as quantum key distribution.
For quantum random number generators (QRNGs), strong security guarantees can be obtained under various assumptions. The most well-known assumptions are the non-signalling assumption (needed for device-independent (DI) QRNG) and post-quantum computational assumptions (needed for computationally bounded single-prover QRNG protocols). In this work, we study a third model: a simple prepare-and-measure QRNG whose security relies on physically motivated energy constraints. This physically motivated set-up allows for easier implementations of QRNGs and can supply better rates. So far, previous works that studied the energy-constrained model either assumed that the adversary is classical in their security proof or supplied relatively weak bounds on the certified randomness, by bounding the conditional min-entropy. In this work, we prove a new, essentially tight, lower bound on the single-round von Neumann entropy against adversaries holding both classical and quantum side-information. Our work reveals that working with the von Neumann entropy, rather than the min-entropy, in the quantum case can lead to a major improvement, nearly matching the classical bound in many cases. We further study the robustness of our entropy bound. Since the single-round von Neumann entropy is the main quantity of interest when characterizing the key rate of QRNGs, our bound establishes the main ingredient for rigorous security proofs against general quantum attacks in this framework.
Abstract Semi-device independent (Semi-DI) quantum random number generators (QRNGs) gained attention for security applications, offering an excellent trade-off between security and generation rate. This paper presents a proof-of-principle time-bin encoding semi-DI QRNG experiments based on a prepare-and-measure scheme. The protocol requires two simple assumptions and a measurable condition: an upper-bound on the prepared pulses’ energy. We lower-bound the conditional min-entropy from the energy-bound and the input–output correlation, determining the amount of genuine randomness that can be certified. Moreover, we present a generalized optimization problem for bounding the min-entropy in the case of multiple input and outcomes, in the form of a semidefinite program. The protocol is tested with a simple experimental setup, capable of realizing two configurations for the ternary time-bin encoding scheme. The experimental setup is easy-to-implement and comprises commercially available off-the-shelf components at the telecom wavelength, granting a secure and certifiable entropy source. The combination of ease-of-implementation, scalability, high security level and output-entropy, make our system a promising candidate for commercial QRNGs.
Semi-device-independent QRNG frameworks represent a particularly attractive approach, combining strong security guarantees with high randomness generation rates while relying only on reduced and practical physical assumptions. A recently proposed approach based on photon-number constraints is particularly suited to photonic implementations, where these assumptions can be easily assessed experimentally. Here, we experimentally demonstrate a quantum random number generator within this framework, enabling the direct computation of lower bounds on the certifiable Shannon entropy via semidefinite relaxation techniques. When combined with entropy accumulation methods, this approach enables finite-size randomness certification without assuming independent and identically distributed rounds. We realize the protocol using a four-state coherent-state constellation symmetrically distributed in phase space and measured by heterodyne detection, certifying 0.223 bit per measurement, which is the highest value reported to date for a continuous-variable semi-device-independent QRNG. The implementation combines a low-loss integrated photonic heterodyne receiver with a simple transmitter assembled from commercial components, providing a practical and high-speed architecture for semi-device-independent randomness generation.
Quantum information tasks are often analyzed under varying trust assumptions about the devices involved. The semi-device-independent (SDI) framework offers a balance between needed assumptions and experimental feasibility. In this work, we study the energy-constrained SDI scenario, where the only assumption in a prepare-and-measure setup is an upper bound on the energy of the prepared quantum states. In contrast to previous studies that restricted the preparation and measurement devices to be classically correlated, we show that allowing entanglement strictly enlarges the set of achievable correlations. We identify two operational consequences of this result. The first concerns randomness certification, where we show that allowing the adversary to employ entangled strategies may significantly reduce the amount of certifiable randomness. This includes situations where the amount of randomness drops to zero in the presence of entanglement, while it remains positive when entanglement is excluded. Second, for the task of distinguishing an arbitrary quantum channel from the identity, we show that the known dimension-independent bound on the advantage conferred by entanglement is violated under an energy constraint.