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arXiv:1905.03292 · Physical review. E

Relaxation of dynamically prepared out-of-equilibrium initial states within and beyond linear response theory

Jonas Richter, Mats H. Lamann, Christian Bartsch, Robin Steinigeweg, Jochen Gemmer B

Published Sep 16, 2019• 6 citations
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Abstract

We consider a realistic nonequilibrium protocol, where a quantum system in thermal equilibrium is suddenly subjected to an external force. Due to this force, the system is driven out of equilibrium and the expectation values of certain observables acquire a dependence on time. Eventually, upon switching off the external force, the system unitarily evolves under its own Hamiltonian and, as a consequence, the expectation values of observables equilibrate towards specific constant long-time values. Summarizing our main results, we show that, in systems which violate the eigenstate thermalization hypothesis (ETH), this long-time value exhibits an intriguing dependence on the strength of the external force. Specifically, for weak external forces, i.e., within the linear response regime, we show that expectation values thermalize to their original equilibrium values, despite the ETH being violated. In contrast, for stronger perturbations beyond linear response, the quantum system relaxes to some nonthermal value which depends on the previous nonequilibrium protocol. While we present theoretical arguments which underpin these results, we also numerically demonstrate our findings by studying the real-time dynamics of two low-dimensional quantum spin models.

DOI
10.1103/physreve.100.032124

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We consider a realistic nonequilibrium protocol, where a quantum system in thermal equilibrium is suddenly subjected to an external force. Due to this force, the system is driven out of equilibrium and the expectation values of certain observables acquire a dependence on time. Eventually, upon switching off the external force, the system unitarily evolves under its own Hamiltonian and, as a consequence, the expectation values of observables equilibrate towards specific constant long-time values. Summarizing our main results, we show that, in systems which violate the eigenstate thermalization hypothesis (ETH), this long-time value exhibits an intriguing dependence on the strength of the external force. Specifically, for weak external forces, i.e., within the linear response regime, we show that expectation values thermalize to their original equilibrium values, despite the ETH being violated. In contrast, for stronger perturbations beyond linear response, the quantum system relaxes to some nonthermal value which depends on the previous nonequilibrium protocol. While we present theoretical arguments which underpin these results, we also numerically demonstrate our findings by studying the real-time dynamics of two low-dimensional quantum spin models.
Linear response theory (LRT) is one of the main approaches to the dynamics of quantum many-body systems. However, this approach has limitations and requires, e.g., that the initial state is (i) mixed and (ii) close to equilibrium. In this paper, we discuss these limitations and study the nonequilibrium dynamics for a certain class of properly prepared initial states. Specifically, we consider thermal states of the quantum system in the presence of an additional static force which, however, become nonequilibrium states when this static force is eventually removed. While for weak forces the relaxation dynamics is well captured by LRT, much less is known in the case of strong forces, i.e., initial states far away from equilibrium. Summarizing our main results, we unveil that, for high temperatures, the nonequilibrium dynamics of so-called binary operators is always generated by an equilibrium correlation function. In particular, this statement holds true for states in the far-from-equilibrium limit, i.e., outside the linear response regime. In addition, we confirm our analytical results by numerically studying the dynamics of local fermionic occupation numbers and local energy densities in the spin-1/2 Heisenberg chain. Remarkably, these simulations also provide evidence that our results qualitatively apply in a more general setting, e.g., in the anisotropic XXZ model where the local energy is a non-binary operator, as well as for a wider range of temperature. Furthermore, exploiting the concept of quantum typicality, all of our findings are not restricted to mixed states, but are valid for pure initial states as well.
The eigenstate thermalization hypothesis (ETH) and the theory of linear response (LRT) are celebrated cornerstones of our understanding of the physics of many-body quantum systems out of equilibrium. While the ETH provides a generic mechanism of thermalization for states arbitrarily far from equilibrium, LRT extends the successful concepts of statistical mechanics to situations close to equilibrium. In our work, we connect these cornerstones to shed light on the route to equilibrium for a class of properly prepared states. We unveil that, if the off-diagonal part of the ETH applies, then the relaxation process can become independent of whether or not a state is close to equilibrium. Moreover, in this case, the dynamics is generated by a single correlation function, i.e., the relaxation function in the context of LRT. Our analytical arguments are illustrated by numerical results for idealized models of random-matrix type and more realistic models of interacting spins on a lattice. Remarkably, our arguments also apply to integrable quantum systems where the diagonal part of the ETH may break down.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.
We investigate dynamical equilibration of expectation values in closed quantum systems for realistic non-equilibrium initial states. Thereby we find that the corresponding long-time expectation values depend on the initial expectation values if eigenstate thermalisation is violated. An analytical expression for the deviation from the expected ensemble value is derived for small displacements from equilibrium. Additional numerics for magnetisation and energy equilibration in an asymmetric anisotropic spin-(1/2)-ladder demonstrate that the analytical predictions persist beyond the limits of the theory. The results suggest eigenstate thermalisation as a physically necessary condition for initial-state–independent equilibration.
There is a dichotomy in the nonequilibrium dynamics of quantum many-body systems. In the presence of integrability, expectation values of local operators equilibrate to values described by a generalized Gibbs ensemble, which retains extensive memory about the initial state of the system. On the other hand, in generic systems such expectation values relax to stationary values described by the thermal ensemble, fixed solely by the energy of the state. At the heart of understanding, this dichotomy is the eigenstate thermalization hypothesis (ETH): individual eigenstates in nonintegrable systems are thermal, in the sense that expectation values agree with the thermal prediction at a temperature set by the energy of the eigenstate. In systems where ETH is violated, thermalization can be avoided. Thus, establishing the range of validity of ETH is crucial in understanding whether a given quantum system thermalizes. Here, we study a simple model with confinement, the quantum Ising chain with a longitudinal field, in which ETH is violated. Despite an absence of integrability, there exist rare (nonthermal) states that persist far into the spectrum. These arise as a direct consequence of confinement: pairs of particles are confined, forming new ``meson'' excitations whose energy can be extensive in the system size. We show that such states are nonthermal in both the continuum and in the low-energy spectrum of the corresponding lattice model. We highlight that the presence of such states within the spectrum has important consequences, with certain quenches leading to an absence of thermalization and local observables evolving anomalously.
The eigenstate thermalization hypothesis (ETH) offers a universal mechanism for the approach to equilibrium of closed quantum many-body systems.So far, however, experimental studies have focused on the relaxation dynamics of observables as described by the diagonal part of ETH, whose verification requires substantial numerical input.This leaves many of the general assumptions of ETH untested.Here, we propose a theory-independent route to probe the full ETH in quantum simulators by observing the emergence of fluctuation-dissipation relations, which directly probe the off-diagonal part of ETH.We discuss and propose protocols to independently measure fluctuations and dissipations as well as higher order time-ordered correlation functions.We first show how the emergence of fluctuation-dissipation relations from a nonequilibrium initial state can be observed for the two-dimensional (2D) Bose-Hubbard model in superconducting qubits or quantum gas microscopes.Then we focus on the long-range transverse field Ising model (LTFI), which can be realized with trapped ions.The LTFI exhibits rich thermalization phenomena: For strong transverse fields, we observe prethermalization to an effective magnetization-conserving Hamiltonian in the fluctuation-dissipation relations.For weak transverse fields, confined excitations lead to nonthermal features, resulting in a violation of the fluctuation-dissipation relations up to long times.Moreover, in an integrable region of the LTFI, thermalization to a generalized Gibbs ensemble occurs and the fluctuation-dissipation relations enable an experimental diagonalization of the Hamiltonian.Our work presents a theory-independent way to characterize thermalization in quantum simulators and paves the way to quantum simulate condensed matter pump-probe experiments.