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arXiv:1904.01967 · Journal of Mathematical Physics

PT-symmetry entails pseudo-Hermiticity regardless of diagonalizability

Ruili Zhang, Hong Qin, Jianyuan Xiao

Published Jan 1, 2020• 40 citations
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Abstract

We prove that in finite dimensions, a Parity-Time (PT)-symmetric Hamiltonian is necessarily pseudo-Hermitian regardless of whether it is diagonalizable or not. This result is different from Mostafazadeh’s result [J. Math. Phys. 43, 205−214 (2002)], which requires the Hamiltonian to be diagonalizable. PT-symmetry breaking often occurs at exceptional points where the Hamiltonian is not diagonalizable. Our result implies that PT-symmetry breaking is equivalent to the onset of instabilities of pseudo-Hermitian systems, which was systematically studied by Krein et al. [Dokl. Akad. Nauk SSSR N.S. 73, 445 (1950)]. In particular, we show that the mechanism of PT-symmetry breaking is the resonance between two eigenmodes with opposite signs of actions.

DOI
10.1063/1.5117211

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We prove that in finite dimensions, a Parity-Time (PT)-symmetric Hamiltonian is necessarily pseudo-Hermitian regardless of whether it is diagonalizable or not. This result is different from Mostafazadeh’s result [J. Math. Phys. 43, 205−214 (2002)], which requires the Hamiltonian to be diagonalizable. PT-symmetry breaking often occurs at exceptional points where the Hamiltonian is not diagonalizable. Our result implies that PT-symmetry breaking is equivalent to the onset of instabilities of pseudo-Hermitian systems, which was systematically studied by Krein et al. [Dokl. Akad. Nauk SSSR N.S. 73, 445 (1950)]. In particular, we show that the mechanism of PT-symmetry breaking is the resonance between two eigenmodes with opposite signs of actions.
It is generally believed that Parity-Time (PT)-symmetry breaking occurs when eigenvalues or both eigenvalues and eigenvectors coincide. However, we show that this well-accepted picture of PT-symmetry breaking is incorrect. Instead, we demonstrate that the physical mechanism of PT-symmetry breaking is the resonance between positive- and negative-action modes. It is proved that PT-symmetry breaking occurs when and only when this resonance condition is satisfied, and this mechanism applies to all known PT-symmetry breakings observed in different branches of physics. The result is achieved by proving a remarkable fact that in finite dimensions, a PT-symmetric Hamiltonian is necessarily pseudo-Hermitian, regardless whether it is diagonalizable or not.
We study certain linear and antilinear symmetry generators and involution operators associated with pseudo-Hermitian Hamiltonians and show that the theory of pseudo-Hermitian operators provides a simple explanation for the recent results of Bender, Brody and Jones (quant-ph/0208076) on the CPT-symmetry of a class of PT-symmetric non-Hermitian Hamiltonians. We present a natural extension of these results to the class of diagonalizable pseudo-Hermitian Hamiltonians H with a discrete spectrum. In particular, we introduce generalized parity (𝒫), time-reversal (𝒯), and charge-conjugation (𝒞) operators and establish the 𝒫𝒯- and 𝒞𝒫𝒯-invariance of H.
We show that a diagonalizable (non-Hermitian) Hamiltonian H is pseudo-Hermitian if and only if it has an antilinear symmetry, i.e., a symmetry generated by an invertible antilinear operator. This implies that the eigenvalues of H are real or come in complex conjugate pairs if and only if H possesses such a symmetry. In particular, the reality of the spectrum of H implies the presence of an antilinear symmetry. We further show that the spectrum of H is real if and only if there is a positive-definite inner-product on the Hilbert space with respect to which H is Hermitian or alternatively there is a pseudo-canonical transformation of the Hilbert space that maps H into a Hermitian operator.
We introduce the notion of pseudo-Hermiticity and show that every Hamiltonian with a real spectrum is pseudo-Hermitian. We point out that all the PT-symmetric non-Hermitian Hamiltonians studied in the literature belong to the class of pseudo-Hermitian Hamiltonians, and argue that the basic structure responsible for the particular spectral properties of these Hamiltonians is their pseudo-Hermiticity. We explore the basic properties of general pseudo-Hermitian Hamiltonians, develop pseudosupersymmetric quantum mechanics, and study some concrete examples, namely the Hamiltonian of the two-component Wheeler–DeWitt equation for the FRW-models coupled to a real massive scalar field and a class of pseudo-Hermitian Hamiltonians with a real spectrum.
We introduce the notion of pseudo-Hermiticity and show that every Hamiltonian with a real spectrum is pseudo-Hermitian. We point out that all the PT-symmetric non-Hermitian Hamiltonians studied in the literature belong to the class of pseudo-Hermitian Hamiltonians, and argue that the basic structure responsible for the particular spectral properties of these Hamiltonians is their pseudo-Hermiticity. We explore the basic properties of general pseudo-Hermitian Hamiltonians, develop pseudo-supersymmetric quantum mechanics, and study some concrete examples, namely the Hamiltonian of the two-component Wheeler-DeWitt equation for the FRW-models coupled to a real massive scalar field and a class of pseudo-Hermitian Hamiltonians with a real spectrum.
We give two characterization theorems for pseudo-Hermitian (possibly nondiagonalizable) Hamiltonians with a discrete spectrum that admit a block-diagonalization with finite-dimensional diagonal blocks. In particular, we prove that for such an operator H the following statements are equivalent: (1) H is pseudo-Hermitian; (2) the spectrum of H consists of real and/or complex-conjugate pairs of eigenvalues and the geometric multiplicity and the dimension of the diagonal blocks for the complex-conjugate eigenvalues are identical; (3) H is Hermitian with respect to a positive-semidefinite inner product. We further discuss the relevance of our findings for the merging of a complex-conjugate pair of eigenvalues of diagonalizable pseudo-Hermitian Hamiltonians in general, and the PT-symmetric Hamiltonians and the effective Hamiltonian for a certain closed FRW minisuperspace quantum cosmological model in particular.