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arXiv:1801.01676

What breaks parity-time-symmetry? -- pseudo-Hermiticity and resonance between positive- and negative-action modes

Ruili Zhang, Hong Qin, Jianyuan Xiao, Jian Liu

Published Jan 5, 2018• 3 citations
arXivHTMLPDF

Abstract

It is generally believed that Parity-Time (PT)-symmetry breaking occurs when eigenvalues or both eigenvalues and eigenvectors coincide. However, we show that this well-accepted picture of PT-symmetry breaking is incorrect. Instead, we demonstrate that the physical mechanism of PT-symmetry breaking is the resonance between positive- and negative-action modes. It is proved that PT-symmetry breaking occurs when and only when this resonance condition is satisfied, and this mechanism applies to all known PT-symmetry breakings observed in different branches of physics. The result is achieved by proving a remarkable fact that in finite dimensions, a PT-symmetric Hamiltonian is necessarily pseudo-Hermitian, regardless whether it is diagonalizable or not.

DOI
10.48550/arxiv.1801.01676

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It is generally believed that Parity-Time (PT)-symmetry breaking occurs when eigenvalues or both eigenvalues and eigenvectors coincide. However, we show that this well-accepted picture of PT-symmetry breaking is incorrect. Instead, we demonstrate that the physical mechanism of PT-symmetry breaking is the resonance between positive- and negative-action modes. It is proved that PT-symmetry breaking occurs when and only when this resonance condition is satisfied, and this mechanism applies to all known PT-symmetry breakings observed in different branches of physics. The result is achieved by proving a remarkable fact that in finite dimensions, a PT-symmetric Hamiltonian is necessarily pseudo-Hermitian, regardless whether it is diagonalizable or not.
We prove that in finite dimensions, a Parity-Time (PT)-symmetric Hamiltonian is necessarily pseudo-Hermitian regardless of whether it is diagonalizable or not. This result is different from Mostafazadeh’s result [J. Math. Phys. 43, 205−214 (2002)], which requires the Hamiltonian to be diagonalizable. PT-symmetry breaking often occurs at exceptional points where the Hamiltonian is not diagonalizable. Our result implies that PT-symmetry breaking is equivalent to the onset of instabilities of pseudo-Hermitian systems, which was systematically studied by Krein et al. [Dokl. Akad. Nauk SSSR N.S. 73, 445 (1950)]. In particular, we show that the mechanism of PT-symmetry breaking is the resonance between two eigenmodes with opposite signs of actions.
We consider the role of degeneracy in Parity-Time (PT) symmetry breaking for non-hermitian wave equations beyond one dimension. We show that if the spectrum is degenerate in the absence of T-breaking, and T is broken in a generic manner (without preserving other discrete symmetries), then the standard PT-symmetry breaking transition does not occur, meaning that the spectrum is complex even for infinitesimal strength of gain and loss. However the realness of the entire spectrum can be preserved over a finite interval if additional discrete symmetries X are imposed when T is broken, if X decouple all degenerate modes. When this is true only for a subset of the degenerate spectrum, there can be a partial PT transition in which this subset remains real over a finite interval of T-breaking. If the spectrum has odd-degeneracy, a fraction of the degenerate spectrum can remain in the symmetric phase even without imposing additional discrete symmetries, and they are analogous to dark states in atomic physics. These results are illustrated by the example of different T-breaking perturbations of a uniform dielectric disk and sphere, and a group theoretical analysis is given in the disk case. Finally, we show that multimode coupling is capable of restoring the T-symmetric phase at finite T-breaking. We also analyze these questions when the parity operator is replaced by another spatial symmetry operator and find that the behavior can be qualitatively different.
This paper proposes to broaden the canonical formulation of quantum mechanics.Ordinarily, one imposes the condition H † = H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition.This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum.However, replacing this mathematical condition by the weaker and more physical requirement H ‡ = H, where ‡ represents combined parity reflection and time reversal PT , one obtains new classes of complex Hamiltonians whose spectra are still real and positive.This generalization of Hermiticity is investigated using a complex deformation H = p 2 + x 2 (ix) ǫ of the harmonic oscillator Hamiltonian, where ǫ is a real parameter.The system exhibits two phases: When ǫ ≥ 0, the energy spectrum of H is real and positive as a consequence of PT symmetry.However, when -1 < ǫ < 0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues because PT symmetry is spontaneously broken.The phase transition that occurs at ǫ = 0 manifests itself in both the quantum-mechanical system and the underlying classical system.Similar qualitative features are exhibited by complex deformations of other standard real Hamiltonians H = p 2 + x 2N (ix) ǫ with N integer and ǫ > -N ; each of these complex Hamiltonians exhibits a phase transition at ǫ = 0.These PT -symmetric theories may be viewed as analytic continuations of conventional theories from real to complex phase space.
It is generally assumed that a Hamiltonian for a physically acceptable quantum system (one that has a positive-definite spectrum and obeys the requirement of unitarity) must be Hermitian. However, a PT-symmetric Hamiltonian can also define a physically acceptable quantum-mechanical system even if the Hamiltonian is not Hermitian. The study of PT-symmetric quantum systems is a young and extremely active research area in both theoretical and experimental physics. The purpose of this Review is to provide established scientists as well as graduate students with a compact, easy-to-read introduction to this field that will enable them to understand more advanced publications and to begin their own theoretical or experimental research activity. The ideas and techniques of PT symmetry have been applied in the context of many different branches of physics. This Review introduces the concepts of PT symmetry by focusing on elementary one-dimensional PT-symmetric quantum and classical mechanics and relies in particular on oscillator models to illustrate and explain the basic properties of PT-symmetric quantum theory.
Most quantum physicists believe that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under matrix transposition and complex conjugation) to be sure that the energy eigenvalues are real and that time evolution is unitary. However, the non-Dirac-hermitian Hamiltonian H = p2+ix3 has a real positive discrete spectrum and generates unitary time evolution and defines a fully consistent and physical quantum theory. Evidently, Dirac Hermiticity is too restrictive. While H = p2+ix3 is not Dirac Hermitian, it is PT symmetric (invariant under combined space reflection P and time reversal T). Another PT-symmetric Hamiltonian whose energy levels are real, positive and discrete is H = p2−x4, which contains an upside-down potential. The quantum mechanics defined by a PT-symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics and quantum field theory are extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past two years some of these properties have been verified in laboratory experiments. Here, we first discuss PT-symmetric Hamiltonians at a simple intuitive level and explain why the energy levels of such Hamiltonians may be real, positive, and discrete. Second, we describe a recent experiment in which the PT phase transition was observed. Third, we briefly mention that PT-symmetric theories can be useful at a fundamental level. While the double-scaling limit of an O(N)-symmetric gφ4 quantum field theory appears to be inconsistent because the critical value of g is negative, this limit is in fact not inconsistent because the critical theory is PT symmetric.
Abstract In recent reports, suggestions have been put forward to the effect that parity and time-reversal (PT) symmetry in quantum mechanics is incompatible with causality. It is shown here, in contrast, that PT-symmetric quantum mechanics is fully consistent with standard quantum mechanics. This follows from the surprising fact that the much-discussed metric operator on Hilbert space is not physically observable. In particular, for closed quantum systems in finite dimensions there is no statistical test that one can perform on the outcomes of measurements to determine whether the Hamiltonian is Hermitian in the conventional sense, or PT-symmetric—the two theories are indistinguishable. Nontrivial physical effects arising as a consequence of PT symmetry are expected to be observed, nevertheless, for open quantum systems with balanced gain and loss.