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arXiv:1904.01314 · Quantum

By-passing fluctuation theorems

Paul Boës, Rodrigo Gallego, Nelly H. Y. Ng, Jens Eisert, Henrik Wilming

Published Feb 20, 2020• 20 citations
arXivHTMLPDF

Abstract

Fluctuation theorems impose constraints on possible work extraction probabilities in thermodynamical processes. These constraints are stronger than the usual second law, which is concerned only with average values. Here, we show that such constraints, expressed in the form of the Jarzysnki equality, can be by-passed if one allows for the use of catalysts---additional degrees of freedom that may become correlated with the system from which work is extracted, but whose reduced state remains unchanged so that they can be re-used. This violation can be achieved both for small systems but also for macroscopic many-body systems, and leads to positive work extraction per particle with finite probability from macroscopic states in equilibrium. In addition to studying such violations for a single system, we also discuss the scenario in which many parties use the same catalyst to induce local transitions. We show that there exist catalytic processes that lead to highly correlated work distributions, expected to have implications for stochastic and quantum thermodynamics.

DOI
10.22331/q-2020-02-20-231

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Fluctuation theorems impose constraints on possible work extraction probabilities in thermodynamical processes. These constraints are stronger than the usual second law, which is concerned only with average values. Here, we show that such constraints, expressed in the form of the Jarzysnki equality, can be by-passed if one allows for the use of catalysts---additional degrees of freedom that may become correlated with the system from which work is extracted, but whose reduced state remains unchanged so that they can be re-used. This violation can be achieved both for small systems but also for macroscopic many-body systems, and leads to positive work extraction per particle with finite probability from macroscopic states in equilibrium. In addition to studying such violations for a single system, we also discuss the scenario in which many parties use the same catalyst to induce local transitions. We show that there exist catalytic processes that lead to highly correlated work distributions, expected to have implications for stochastic and quantum thermodynamics.
Thermodynamics at the nanoscale is known to differ significantly from its familiar macroscopic counterpart: The possibility of state transitions is not determined by free energy alone but by an infinite family of free-energy-like quantities; strong fluctuations (possibly of quantum origin) allow one to extract less work reliably than what is expected from computing the free-energy difference.However, these known results rely crucially on the assumption that the thermal machine is not only exactly preserved in every cycle but also kept uncorrelated from the quantum systems on which it acts.Here, we lift this restriction: We allow the machine to become correlated with the microscopic systems on which it acts while still exactly preserving its own state.Surprisingly, we show that this possibility restores the second law in its original form: Free energy alone determines the possible state transitions, and the corresponding amount of work can be invested or extracted from single systems exactly and without any fluctuations.At the same time, the work reservoir remains uncorrelated from all other systems and parts of the machine.Thus, microscopic machines can increase their efficiency via clever "correlation engineering" in a perfectly cyclic manner, which is achieved by a catalytic system that can sometimes be as small as a single qubit (though some setups require very large catalysts).Our results also solve some open mathematical problems on majorization which may lead to further applications in entanglement theory.
According to the second law of thermodynamics, for every transformation performed on a system which is in contact with an environment of fixed temperature, the average extracted work is bounded by the decrease of the free energy of the system. However, in a single realization of a generic process, the extracted work is subject to statistical fluctuations which may allow for probabilistic violations of the previous bound. We are interested in enhancing this effect, i.e. we look for thermodynamic processes that maximize the probability of extracting work above a given arbitrary threshold. For any process obeying the Jarzynski identity, we determine an upper bound for the work extraction probability that depends also on the minimum amount of work that we are willing to extract in case of failure, or on the average work we wish to extract from the system. Then we show that this bound can be saturated within the thermodynamic formalism of quantum discrete processes composed by sequences of unitary quenches and complete thermalizations. We explicitly determine the optimal protocol which is given by two quasi-static isothermal transformations separated by a finite unitary quench.
Recent developments of the analysis of the second law of thermodynamics by using the information theoretic quantities has led to the discovery of the so-called nonequilibrium free energy and has allowed us to formulate thermodynamic relations for arbitrary nonequilibrium initial and final states.By using the nonequilibrium free energies, we can quantify thermodynamic costs of information encoding and erasure processes as well as to quantify the extractable work from information heat engines in a unified way.In those general situations, reducing dissipation allows us to increase the extractable work from the system (or to reduce the work cost), and reducing work fluctuation allows us to narrow the work probability distribution and to extract a fluctuation-free work from the system.Suppressing both work fluctuation and dissipation as much as possible is vital to control mesoscopic and nano systems that work at the level of thermal fluctuations.Previous studies have searched for a vanishing work fluctuation protocol by using techniques of quantum information theory, known as the single-shot statistical mechanics (and sometimes called the deterministic work extraction protocol) and the vanishing dissipation protocol, known as the thermodynamically reversible protocol by using the second law of thermodynamics.In this thesis, we address issues concerning a method to control nonequilibrium systems by using fluctuation theorems and trade-off relation between work fluctuation and fluctuation in dissipation.We derive quantum fluctuation theorems under measurement and feedback control, which allow us to study how to suppress dissipation during a general quantum measurement and a feedback control.We then consider a method to suppress work fluctuation and fluctuation in dissipation simultaneously as much as possible by showing the trade-off relation between work and dissipation in terms of their standard deviations and derive an explicit protocol that achieves the lower bound of the trade-off relation.We show that the explicit protocol reproduces the deterministic work extraction protocol in the limit of vanishing work fluctuation and the thermodynamically reversible protocol in the limit of vanishing fluctuation in dissipation.
We study how Thomson's formulation of the second law of thermodynamics (no work is extracted from an equilibrium ensemble by a cyclic process) emerges in the quantum situation through the averaging over fluctuations of work. The latter concept is carefully defined for an ensemble of quantum systems, the members of which interact with macroscopic sources of work. The approach is based on splitting a mixed quantum ensemble into pure subensembles, which according to quantum mechanics are maximally complete and irreducible. The splitting is done by filtering the outcomes of a measurement process. The approach is corroborated by comparing to relevant experiments in quantum optics. A critical review is given of two other approaches to fluctuations of work proposed in the literature. It is shown that in contrast to those, the present definition (i) is consistent with the physical meaning of the concept of work as mechanical energy lost by the macroscopic sources, or, equivalently, as the average energy acquired by the ensemble; (ii) applies to an arbitrary nonequilibrium state. There is no direct generalization of the classical work-fluctuation theorem to the proper quantum domain. This implies nonclassical scenarios for the emergence of the second law.
We expand on the ideas developed by C. Jarzynski in Physica A 552, 122077 (2020), where an integral fluctuation theorem was derived with the aim of obtaining thermodynamic inequalities stronger than those implied by the Jarzynski equality. Restricting ourselves to the quantum setting, we derive the corresponding detailed fluctuation theorem and additional detailed and integral fluctuation theorems; we also provide a clear physical interpretation of the stochastic quantities defined in the previous reference. Furthermore, we show that their averages are given by the nonadiabaticity parameter (i.e., the relative entropy between the final state after a finite-time driving protocol and the corresponding adiabatically evolved state) and the excess work (also known as inner friction). We elaborate on the inequalities derived from the fluctuation theorems and discuss their connection to irreversibility and formulations of the Second Law.
Thermodynamics typically concerns the physical behaviour of macroscopic systems comprised of many particles. However, recent theoretical progress has extended the theory to both the classical-stochastic and quantum regimes, where systems are comprised of just a small number of particles. In this thesis I investigate a range of situations in which new thermodynamic phenomena emerge due to the reduced size of the systems involved. One central assumption in macroscopic thermodynamics is the weak coupling approximation, which posits that the equilibrium properties of a system are not influenced by the interactions with its surrounding environment. However, for microscopic systems this assumption can break down, and I derive new fluctuation relations that provide a refined form of the second law of thermodynamics in this strong-coupling regime, taking into account corrections stemming from these interactions. In this work I provide a characterisation of stochastic heat and entropy production for small scale classical systems that are defined regardless of the strength of interaction. I then show that these definitions lead to a consistent thermodynamic framework valid beyond the usual weak-coupling regime. The thesis also concerns the effect of interactions on the equilibrium properties of strongly-coupled quantum systems, and I investigate how these interactions can influence the resulting temperature fluctuations in this regime. Using tools from quantum estimation theory, I derive an uncertainty relation between energy and temperature valid at all coupling strengths and system sizes. The relation reveals how quantum energy coherences contribute to statistical fluctuations in the estimated temperature of small- scale systems. Finally, I investigate how quantum fluctuations influence the statistics of work extracted from slowly-driven quantum systems. I prove that, unlike in classical systems, the work dissipated by a general quantum system is no longer proportional to its statistical fluctuations. This result reveals new subtleties involved in designing optimal quantum thermodynamic processes.