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arXiv:1903.05227 · Entropy

Time-Reversal Symmetry and Arrow of Time in Quantum Mechanics of Open Systems

Naomichi Hatano, Gonzalo Ordonez

Published Apr 8, 2019• 10 citations
arXivHTMLPDF

Abstract

It is one of the most important and long-standing issues of physics to derive the irreversibility out of a time-reversal symmetric equation of motion. The present paper considers the breaking of the time-reversal symmetry in open quantum systems and the emergence of an arrow of time. We claim that the time-reversal symmetric Schrödinger equation can have eigenstates that break the time-reversal symmetry if the system is open in the sense that it has at least a countably infinite number of states. Such eigenstates, namely the resonant and anti-resonant states, have complex eigenvalues. We show that, although these states are often called "unphysical", they observe the probability conservation in a particular way. We also comment that the seemingly Hermitian Hamiltonian is non-Hermitian in the functional space of the resonant and anti-resonant states, and hence there is no contradiction in the fact that it has complex eigenvalues. We finally show how the existence of the states that break the time-reversal symmetry affects the quantum dynamics. The dynamics that starts from a time-reversal symmetric initial state is dominated by the resonant states for t > 0 ; this explains the phenomenon of the arrow of time, in which the decay excels the growth. The time-reversal symmetry holds in that the dynamic ending at a time-reversal symmetric final state is dominated by the anti-resonant states for t < 0 .

DOI
10.3390/e21040380

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It is one of the most important and long-standing issues of physics to derive the irreversibility out of a time-reversal symmetric equation of motion. The present paper considers the breaking of the time-reversal symmetry in open quantum systems and the emergence of an arrow of time. We claim that the time-reversal symmetric Schrödinger equation can have eigenstates that break the time-reversal symmetry if the system is open in the sense that it has at least a countably infinite number of states. Such eigenstates, namely the resonant and anti-resonant states, have complex eigenvalues. We show that, although these states are often called "unphysical", they observe the probability conservation in a particular way. We also comment that the seemingly Hermitian Hamiltonian is non-Hermitian in the functional space of the resonant and anti-resonant states, and hence there is no contradiction in the fact that it has complex eigenvalues. We finally show how the existence of the states that break the time-reversal symmetry affects the quantum dynamics. The dynamics that starts from a time-reversal symmetric initial state is dominated by the resonant states for t > 0 ; this explains the phenomenon of the arrow of time, in which the decay excels the growth. The time-reversal symmetry holds in that the dynamic ending at a time-reversal symmetric final state is dominated by the anti-resonant states for t < 0 .
Abstract Open quantum systems are often represented by non-Hermitian effective Hamiltonians that have complex eigenvalues associated with resonances. In previous work we showed that the evolution of tight-binding open systems can be represented by an explicitly time-reversal symmetric expansion involving all the discrete eigenstates of the effective Hamiltonian. These eigenstates include complex-conjugate pairs of resonant and anti-resonant states. An initially time-reversal-symmetric state contains equal contributions from the resonant and anti-resonant states. Here we show that as the state evolves in time, the symmetry between the resonant and anti-resonant states is automatically broken, with resonant states becoming dominant for t > 0 and anti-resonant states becoming dominant for t < 0 . Further, we show that there is a time-scale for this symmetry-breaking, which we associate with the ‘Zeno time’. We also compare the time-reversal symmetric expansion with an asymmetric expansion used previously by several researchers. We show how the present time-reversal symmetric expansion bypasses the non-Hilbert nature of the resonant and anti-resonant states, which previously introduced exponential divergences into the asymmetric expansion.
We show how time-reversal symmetry is automatically broken in simple open quantum systems, modeled by a tight-binding Hamiltonian as well as by the Friedrichs model. We start with an explicitly time-reversal symmetric expansion of unity involving discrete eigenstates of the Hamiltonian. This expansion includes complex-conjugate pairs of resonant and anti-resonant states. An initially time-reversal-symmetric state contains equal contributions from the resonant and anti-resonant states. However, as it evolves in time, the anti-resonant contribution is automatically suppressed, breaking the time-reversal symmetry of the initial state. We show that there is a time-scale for this breaking of time-reversal symmetry, which we associate with the Zeno time. We also compare the time-reversal symmetric expansion with an asymmetric expansion used previously by several researchers. We show how the present time-reversal symmetric expansion bypasses the non-Hilbert nature of the resonant and anti-resonant states, which previously introduced divergences into the asymmetric expansion.
Deriving an arrow of time from time-reversal symmetric microscopic dynamics is a fundamental open problem in many areas of physics, ranging from cosmology, to particle physics, to thermodynamics and statistical mechanics. Here we focus on the derivation of the arrow of time in open quantum systems and study precisely how time-reversal symmetry is broken. This derivation involves the Markov approximation applied to a system interacting with an infinite heat bath. We find that the Markov approximation does not imply a violation of time-reversal symmetry. Our results show instead that the time-reversal symmetry is maintained in the derived equations of motion. This imposes a time-symmetric formulation of quantum Brownian motion, Lindblad and Pauli master equations, which hence describe thermalisation that may occur into two opposing time directions. As a consequence, we argue that these dynamics are better described by a time-symmetric definition of Markovianity. Our results may reflect on the formulations of the arrow of time in thermodynamics, cosmology, and quantum mechanics.
We review analyses of open quantum systems. We show how non-Hermiticity arises in an open quantum system with an infinite environment, focusing on the one-body problem. One of the reasons for taking the present approach is that we can solve the problem completely, making it easier to see the structures of problems involving open quantum systems. We show that this results in the discovery of a new complete set, which is one of the main topics of the present article. Another reason for focusing on the one-body problem is that the theory permits the strong coupling between the system and the environment. In the current research landscape, it is valuable to revisit the one-body problem for open quantum systems, which can be solved accurately for arbitrary strengths of the system-environment couplings. A rigorous understanding of the problem structures in the present approach will be helpful when we tackle problems with many-body interactions. First, we consider potential scattering and directly define the resonant state as an eigenstate of the Schrödinger equation under the Siegert outgoing boundary condition. We show that the resonant eigenstate can have a complex energy eigenvalue, even though the Hamiltonian is seemingly Hermitian. Second, we introduce the Feshbach formalism, which eliminates the infinite degrees of freedom of the environment and represents its effect as a complex potential. The resulting effective Hamiltonian is explicitly non-Hermitian. By unifying these two ways of defining resonant states, we obtain a new complete set of bases for the scattering problem that contains all discrete eigenstates, including resonant states. We finally mention the non-Markovian dynamics of open quantum systems. We emphasize the time-reversal symmetry of the dynamics that continuously connects the past and the future. We can capture it using the new complete set that we develop here.
We consider open quantum systems modeled as discrete lattices. Using a simple model of a single-site coupled to two leads as an example, we show that the time evolution of these systems can be analyzed in terms of an explicitly time-reversal symmetric resolution of unity. This resolution of unity includes both resonant states, which decay in the future, and anti-resonant states, which decay in the past. We show that a time-reversal invariant state contains both resonant and anti-resonant components with equal weights. However, this symmetry is automatically broken as the system evolves in time, with the resonant component becoming much larger than the anti-resonant component for t > 0 (and vice versa for t < 0). We argue that irreversibility is a manifestation of this symmetry breaking. We also compare our present approach with the subdynamics approach developed by Prof. Prigogine and collaborators. Finally, we suggest an extension of our present approach from the level of wave functions to the level of density matrices.
It is brought forward that viable theories of the physical world that have no variable at all that can play the role of time, do not exist; some notion of time is one of the very first ingredients a candidate theory should possess. Almost by definition, time has an arrow. In contrast, time reversibility, or even the possibility to run the equations of motion backwards in time, is not at all a primary requirement. This means that the direction of the arrow of time may well be uniquely defined in the theory, even locally. It is explained that a rigorous definition of time, as well as a formulation of the causality and locality concepts, can only be given when one has a model for the physical phenomena described. The only viable causality condition is one that is symmetric under time reversal. We explain these statements in terms of the author’s favoured deterministic cellular automaton interpretation of quantum mechanics, also to be referred to as 'vector space analysis', and expand on these ideas. It is also summarised how our more rigorous causality condition affects Bell’s theorems. What distinguishes quantum systems from classical ones is our fundamental inability to control the microscopic details of the initial state when phenomena are studied in the light of some theoretical model.