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arXiv:1902.00129

A time-reversible quantum causal model

Jacques Pienaar

Published Jan 31, 2019• 4 citations
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Abstract

Modern approaches to causal modeling give a central role to interventions, which require the active input of an observer and introduces an explicit `causal arrow of time'. Causal models typically adopt a mechanistic interpretation, according to which the direction of the causal arrow is intrinsic to the process being studied. Here we investigate whether the direction of the causal arrow might be a contribution from the observer, rather than an intrinsic property of the process. Working within a counterfactual and non-mechanistic interpretation of causal modeling developed in arXiv:1806.00895, we propose a definition of a `quantum observational scheme' that we argue characterizes the observer-invariant properties of a causal model. By restricting to quantum processes that preserve the maximally mixed state (unbiasedness) we find that the statistics is symmetric under reversal of the time-ordering. The resulting model can therefore accommodate the idea that the causal arrow is observer-dependent, indicating a route towards reconciling the causal arrow with time-symmetric laws of physics.

DOI
10.48550/arxiv.1902.00129

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Modern approaches to causal modeling give a central role to interventions, which require the active input of an observer and introduces an explicit causal arrow of time'. Causal models typically adopt a mechanistic interpretation, according to which the direction of the causal arrow is intrinsic to the process being studied. Here we investigate whether the direction of the causal arrow might be a contribution from the observer, rather than an intrinsic property of the process. Working within a counterfactual and non-mechanistic interpretation of causal modeling developed in arXiv:1806.00895, we propose a definition of a quantum observational scheme' that we argue characterizes the observer-invariant properties of a causal model. By restricting to quantum processes that preserve the maximally mixed state (unbiasedness) we find that the statistics is symmetric under reversal of the time-ordering. The resulting model can therefore accommodate the idea that the causal arrow is observer-dependent, indicating a route towards reconciling the causal arrow with time-symmetric laws of physics.
It is brought forward that viable theories of the physical world that have no variable at all that can play the role of time, do not exist; some notion of time is one of the very first ingredients a candidate theory should possess. Almost by definition, time has an arrow. In contrast, time reversibility, or even the possibility to run the equations of motion backwards in time, is not at all a primary requirement. This means that the direction of the arrow of time may well be uniquely defined in the theory, even locally. It is explained that a rigorous definition of time, as well as a formulation of the causality and locality concepts, can only be given when one has a model for the physical phenomena described. The only viable causality condition is one that is symmetric under time reversal. We explain these statements in terms of the author’s favoured deterministic cellular automaton interpretation of quantum mechanics, also to be referred to as 'vector space analysis', and expand on these ideas. It is also summarised how our more rigorous causality condition affects Bell’s theorems. What distinguishes quantum systems from classical ones is our fundamental inability to control the microscopic details of the initial state when phenomena are studied in the light of some theoretical model.
This study proposes a time-symmetric framework for quantum measurement that restores microscopic reversibility at the level of the dynamical description while remaining compatible with causality and thermodynamic consistency. Instead of invoking a stochastic wavefunction collapse, the measurement process is modeled as a bidirectional informational update between a forward-evolving state and a backward-propagating effect, governed by a completely positive generator and its adjoint. Within this operator-based formalism, pre- and post-selected statistics are treated on an equal footing, yielding a unified description of both. The proposed scheme rigorously preserves complete positivity, normalization, and the no-signalling principle, and it is shown to satisfy Spohn's inequality for the associated quantum Markov semigroup, thereby ensuring non-negative entropy production within this setting. The framework admits a direct experimental interpretation across a range of scenarios, including weak measurements, EPR-Bell tests, homodyne detection, and photon counting. Furthermore, in the classical limit, the bidirectional update is demonstrated to reduce to the well-established Kalman filter and Rauch-Tung-Striebel (RTS) smoother used in classical estimation theory. These results support the view that the apparent temporal asymmetry of quantum measurement arises not from fundamental dynamical irreversibility, but from informational conditioning, specifically, the one-sided way in which measurement outcomes are incorporated into our description. In this sense, the arrow of time in measurement theory may be understood as an arrow of information.
This paper presents a framework for quantum causal modeling based on the interpretation of causality as a relation between an observer's probability assignments to hypothetical or counterfactual experiments. The framework is based on the principle of ``causal sufficiency'': that it should be possible to make inferences about interventions using only the probabilities from a single ``reference experiment'' plus causal structure in the form of a directed acyclic graph. This leads to several interesting results: we find that quantum measurements deserve a special status distinct from interventions, and that a special rule is needed for making inferences about what would happen if they are not performed (``unmeasurements''). One natural candidate for this rule is found to be an equation of importance to the quantum Bayesianism interpretation of quantum mechanics. We find that the causal structure of quantum systems must have a ``layered'' structure, and that the model can naturally be made symmetric under reversal of the causal arrows.
It is known that the classical framework of causal models is not general enough to allow for causal reasoning about quantum systems. While the framework has been generalized in a variety of different ways to the quantum case, much of this work leaves open whether causal concepts are fundamental to quantum theory, or only find application at an emergent level of classical devices and measurement outcomes. Here, we present a framework of quantum causal models, with causal relations defined in terms intrinsic to quantum theory, and the central object of study being the quantum process itself. Following Allen et al., Phys. Rev. X 7, 031021 (2017), the approach defines quantum causal relations in terms of unitary evolution, in a way analogous to an approach to classical causal models that assumes underlying determinism and situates causal relations in functional dependences between variables. We show that any unitary quantum circuit has a causal structure corresponding to a directed acyclic graph, and that when marginalising over local noise sources, the resulting quantum process satisfies a Markov condition with respect to the graph. We also prove a converse to this statement. We introduce an intrinsically quantum notion that plays a role analogous to the conditional independence of classical variables, and (generalizing a central theorem of the classical framework) show that d-separation is sound and complete for it in the quantum case. We present generalizations of the three rules of the classical do-calculus, in each case relating a property of the causal structure to a formal property of the quantum process, and to an operational statement concerning the outcomes of interventions. In addition, we introduce and derive similar results for classical split-node causal models, which are more closely analogous to quantum causal models than the classical causal models that are usually studied.
While the microscopic laws of physics are often symmetric under time reversal, most natural processes that we observe are not. The emergent asymmetry between typical and time-reversed processes is referred to as the arrow of time. In quantum physics, an arrow of time emerges when a sequence of measurements is performed on a system. We introduce quantum control tools that can yield dynamics more consistent with time flowing backward than forward. The control tools are based on the explicit construction of a Hamiltonian that can replicate the stochastic trajectories of a monitored quantum system. Such a Hamiltonian can reverse the effect of monitoring and, via a feedback process, generate trajectories consistent with a reversed arrow of time. It can also be used to simulate the backward-in-time dynamics of an open quantum system. Finally, we design a feedback-driven continuous measurement engine powered by the energy pumped into the system by the monitoring process. We show that the engine can operate under experimentally realizable conditions with feedback delay and finite-efficiency measurements.
Causality has never gained the status of a 'law' or 'principle' in physics. Some recent literature has even popularized the false idea that causality is a notion that should be banned from theory. Such misconception relies on an alleged universality of the reversibility of the laws of physics, based either on the determinism of classical theory, or on the multiverse interpretation of quantum theory, in both cases motivated by mere interpretational requirements for realism of the theory. Here, I will show that a properly defined unambiguous notion of causality is a theorem of quantum theory, which is also a falsifiable proposition of the theory. Such a notion of causality appeared in the literature within the framework of operational probabilistic theories. It is a genuinely theoretical notion, corresponding to establishing a definite partial order among events, in the same way as we do by using the future causal cone on Minkowski space. The notion of causality is logically completely independent of the misidentified concept of 'determinism', and, being a consequence of quantum theory, is ubiquitous in physics. In addition, as classical theory can be regarded as a restriction of quantum theory, causality holds also in the classical case, although the determinism of the theory trivializes it. I then conclude by arguing that causality naturally establishes an arrow of time. This implies that the scenario of the 'block Universe' and the connected 'past hypothesis' are incompatible with causality, and thus with quantum theory: they are both doomed to remain mere interpretations and, as such, are not falsifiable, similar to the hypothesis of 'super-determinism'.This article is part of a discussion meeting issue 'Foundations of quantum mechanics and their impact on contemporary society'.