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arXiv:1812.09713 · Physical review. E

Thermalization in open many-body systems based on eigenstate thermalization hypothesis

Tatsuhiko Shirai, Takashi Mori

Published Apr 15, 2020• 35 citations
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Abstract

We investigate steady states of macroscopic quantum systems under dissipation not obeying the detailed balance condition. We argue that the Gibbs state at an effective temperature gives a good description of the steady state provided that the system Hamiltonian obeys the eigenstate thermalization hypothesis (ETH) and the perturbation theory in the weak system-environment coupling is valid in the thermodynamic limit. We derive a criterion to guarantee the validity of the perturbation theory, which is satisfied in the thermodynamic limit for sufficiently weak dissipation when the Liouvillian is gapped for bulk-dissipated systems, while the perturbation theory breaks down in boundary-dissipated chaotic systems due to the presence of diffusive transports. We numerically confirm these theoretical predictions. This paper suggests a connection between steady states of macroscopic open quantum systems and the ETH.

DOI
10.1103/physreve.101.042116

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We investigate steady states of macroscopic quantum systems under dissipation not obeying the detailed balance condition. We argue that the Gibbs state at an effective temperature gives a good description of the steady state provided that the system Hamiltonian obeys the eigenstate thermalization hypothesis (ETH) and the perturbation theory in the weak system-environment coupling is valid in the thermodynamic limit. We derive a criterion to guarantee the validity of the perturbation theory, which is satisfied in the thermodynamic limit for sufficiently weak dissipation when the Liouvillian is gapped for bulk-dissipated systems, while the perturbation theory breaks down in boundary-dissipated chaotic systems due to the presence of diffusive transports. We numerically confirm these theoretical predictions. This paper suggests a connection between steady states of macroscopic open quantum systems and the ETH.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.
We extend the notion of the eigenstate thermalization hypothesis (ETH) to open quantum systems governed by the Gorini-Kossakowski-Lindblad-Sudarshan (GKLS) master equation. We present evidence that the eigenstates of nonequilibrium steady-state (NESS) density matrices obey a generalization of ETH in boundary-driven systems when the bulk Hamiltonian is nonintegrable, just as eigenstates of Gibbs density matrices are conjectured to do in equilibrium. This generalized ETH, which we call NESS ETH, can be used to obtain representative pure states that reproduce the expectation values of few-body operators in the NESS. The density matrices of these representative pure states can be further interpreted as weak solutions of the GKLS master equation. Additionally, we explore the validity and breakdown of NESS-ETH in the presence of symmetries, integrability, and many-body localization in the bulk Hamiltonian.
Pseudomode approaches allow for an exact and unapproximated description of a quantum system interacting arbitrarily strongly with a bath. In general, a system coupled to pseudomodes will not thermalize to the system's Gibbs state: This is to be expected when the system-bath coupling is non-perturbative, but conflicts with common thermodynamic intuition when the system-bath coupling is asymptotically weak. We explore under which circumstances pseudomode models satisfy detailed balance (and subsequently thermalize to the system Gibbs state) and how specific choices of parameters can force "weak" detailed balance that is restricted to a limited frequency range. A combination of Hermitian and non-Hermitian pseudomodes that yields a flat effective-temperature profile is also considered. The results and criteria established here are relevant for the construction of pseudomode models in contexts where thermodynamic consistency is required.
The Eigenstate Thermalization Hypothesis (ETH) has played a major role in understanding thermodynamic phenomena in closed quantum systems. However, its connection to the timescale of thermalization for open system dynamics has remained elusive. This paper establishes a rigorous link between ETH and fast thermalization to the global Gibbs state. Specifically, we demonstrate fast thermalization for a system coupled weakly to a bath of quasi-free Fermions that we refresh periodically. To describe the joint evolution, we derive a finite-time version of Davies' generator with explicit error bounds and resource estimates. Our approach exploits a critical feature of ETH: operators in the energy basis can be modeled by independent random matrices in a near-diagonal band. This gives quantum expanders at nearby eigenstates of the Hamiltonian and reduces the problem to a one-dimensional classical random walk on the energy eigenstates. Our results explain finite-time thermalization in chaotic open quantum systems.
This review gives a pedagogical introduction to the eigenstate thermalization hypothesis (ETH), its basis, and its implications to statistical mechanics and thermodynamics. In the first part, ETH is introduced as a natural extension of ideas from quantum chaos and random matrix theory (RMT). To this end, we present a brief overview of classical and quantum chaos, as well as RMT and some of its most important predictions. The latter include the statistics of energy levels, eigenstate components, and matrix elements of observables. Building on these, we introduce the ETH and show that it allows one to describe thermalization in isolated chaotic systems without invoking the notion of an external bath. We examine numerical evidence of eigenstate thermalization from studies of many-body lattice systems. We also introduce the concept of a quench as a means of taking isolated systems out of equilibrium, and discuss results of numerical experiments on quantum quenches. The second part of the review explores the implications of quantum chaos and ETH to thermodynamics. Basic thermodynamic relations are derived, including the second law of thermodynamics, the fundamental thermodynamic relation, fluctuation theorems, the fluctuation–dissipation relation, and the Einstein and Onsager relations. In particular, it is shown that quantum chaos allows one to prove these relations for individual Hamiltonian eigenstates and thus extend them to arbitrary stationary statistical ensembles. In some cases, it is possible to extend their regimes of applicability beyond the standard thermal equilibrium domain. We then show how one can use these relations to obtain nontrivial universal energy distributions in continuously driven systems. At the end of the review, we briefly discuss the relaxation dynamics and description after relaxation of integrable quantum systems, for which ETH is violated. We present results from numerical experiments and analytical studies of quantum quenches at integrability. We introduce the concept of the generalized Gibbs ensemble and discuss its connection with ideas of prethermalization in weakly interacting systems.
Under the eigenstate thermalization hypothesis (ETH), quantum-quenched systems equilibrate towards canonical, thermal ensembles. While at first glance the ETH might seem a very strong hypothesis, we show that it is indeed not only sufficient but also necessary for thermalization. More specifically, we consider systems coupled to baths with well-defined macroscopic temperature and show that whenever all product states thermalize then the ETH must hold. Our result definitively settles the question of determining whether a quantum system has a thermal behavior, reducing it to checking whether its Hamiltonian satisfies the ETH.