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arXiv:1812.05512 · Physical review. B./Physical review. B

Exact exchange-correlation kernels for optical spectra of model systems

Mike Entwistle, Rex W. Godby

Published Apr 3, 2019• 11 citations
arXivHTMLPDF

Abstract

For two prototype systems, we calculate the exact exchange-correlation kernels ${f}_{\mathrm{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})$ of time-dependent density functional theory. ${f}_{\mathrm{xc}}$, the key quantity for optical absorption spectra of electronic systems, is normally subject to uncontrolled approximation. We find that, up to the first excitation energy, the exact ${f}_{\mathrm{xc}}$ has weak frequency dependence and a simple, though nonlocal, spatial form. For higher excitations, the spatial behavior and frequency dependence become more complex. The accuracy of the underlying exchange-correlation potential is of crucial importance.

DOI
10.1103/physrevb.99.161102

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For two prototype systems, we calculate the exact exchange-correlation kernels fxc(x,x\ensuremath′,\ensuremathω){f}_{\mathrm{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})fxc​(x,x\ensuremath′,\ensuremathω) of time-dependent density functional theory. fxc{f}_{\mathrm{xc}}fxc​, the key quantity for optical absorption spectra of electronic systems, is normally subject to uncontrolled approximation. We find that, up to the first excitation energy, the exact fxc{f}_{\mathrm{xc}}fxc​ has weak frequency dependence and a simple, though nonlocal, spatial form. For higher excitations, the spatial behavior and frequency dependence become more complex. The accuracy of the underlying exchange-correlation potential is of crucial importance.
In time-dependent density-functional theory, an important quantity is the exchange-correlation kernel whose knowledge allows for the calculations of the excitation spectrum of electronic systems. In most applications, the exchange-correlation kernel is approximated by the adiabatic local-density approximation, ignoring the frequency dependence and nonlocality. To gain insight into the nature of the exact exchange-correlation kernel, we have considered a two-dimensional one-band Hubbard model. The calculated exact exchange-correlation kernel reveals a number of striking features. It has a weak energy dependence up to the main excitation energy. On the other hand, the exact kernel shows a strong energy dependence in energy regions, where there are many-body excitations that are not contained in the local-density approximation, even though these excitations have small weight. It is found that a static approximation can well reproduce the main excitation peaks, but the satellite structures arising from many-body interaction are unlikely to be accounted for with a static approximation.
The interacting and the Kohn-Sham static density-density response functions for different one-dimensional two-electron singlet systems are reconstructed numerically. From their inverse we obtain the exact static exchange-correlation kernel. This quantity represents the adiabatically exact approximation of the frequency-dependent exchange-correlation kernel that is crucial for time-dependent linear density-response theory. We investigate its performance for nonlocal perturbations and analyze its sum rule properties. We also compute the adiabatically exact transition energies that follow from the static kernel within linear-response theory.
The exact exchange-correlation (xc) kernel ${f}_{\text{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})$ of linear response time-dependent density functional theory is computed over a wide range of frequencies for three canonical one-dimensional finite systems. Methods used to ensure the numerical robustness of fxc{f}_{\text{xc}}fxc​ are set out. The frequency dependence of fxc{f}_{\text{xc}}fxc​ is found to be largely due to its analytic structure, i.e., its singularities at certain frequencies, which are required in order to capture particular transitions, including those of double excitation character. However, within the frequency range of the first few interacting excitations, fxc{f}_{\text{xc}}fxc​ is approximately $\ensuremath{\omega}$ independent, meaning the exact adiabatic approximation ${f}_{\text{xc}}(\ensuremath{\omega}=0)$ remedies the failings of the local density approximation and random phase approximation for these lowest transitions. The key differences between the exact fxc{f}_{\text{xc}}fxc​ and its common approximations are analyzed, and cannot be eliminated by exploiting the limited gauge freedom in fxc{f}_{\text{xc}}fxc​. The optical spectrum benefits from using as accurate as possible an fxc{f}_{\text{xc}}fxc​ and ground-state xc potential, while maintaining exact compatibility between the two is of less importance.
Within density functional theory, a coordinate-scaling relation for the coupling-constant dependence of the exchange-correlation kernel ${f}_{\mathrm{xc}}(\mathbf{r},{\mathbf{r}}^{\ensuremath{'}};\ensuremath{\omega})$ is utilized to express the correlation energy of a many-electron system in terms of fxc.{f}_{\mathrm{xc}}.fxc​. As a test of several of the available approximations for the exchange-correlation kernel, or equivalently the local-field factor, we calculate the uniform-gas correlation energy. While the random phase approximation (fxc{(f}_{\mathrm{xc}}(fxc​ === 0) makes the correlation energy per electron too negative by about 0.5 eV, the adiabatic local-density approximation [fxc[{f}_{\mathrm{xc}}[fxc​ === fxc(q{f}_{\mathrm{xc}}(qfxc​(q === $0,\ensuremath{\omega}$ === 0)] makes a comparable error in the opposite direction. The adiabatic nonlocal approximation [fxc[{f}_{\mathrm{xc}}[fxc​ === ${f}_{\mathrm{xc}}(q,\ensuremath{\omega}$ === 0)] reduces this error to about 0.1 eV, and inclusion of the full frequency dependence [fxc[{f}_{\mathrm{xc}}[fxc​ === ${f}_{\mathrm{xc}}(q,\ensuremath{\omega})]$ in an approximate parametrization reduces it further to less than 0.02 eV. We also report the wave-vector analysis and the imaginary-frequency analysis of the correlation energy for each choice of kernel.
The dynamical exchange-correlation kernel f{xc} of a nonuniform electron gas is an essential input for the time-dependent density-functional theory of electronic systems. The long-wavelength behavior of this kernel is known to be of the form f{xc}=alpha/q{2} where q is the wave vector and alpha is a frequency-dependent coefficient. We show that in the limit of weak nonuniformity the coefficient alpha has a simple and exact expression in terms of the ground-state density and the frequency-dependent kernel of a uniform electron gas at the average density. We present an approximate evaluation of this expression for Si and discuss its implications for the theory of excitonic effects.
We derive a simplified Bethe–Salpeter equation for calculating optical absorption based on the assumption of a local electron–hole interaction. The original four-point equation for the kernel is reduced to a two-point one. A connection to the exchange–correlation kernel in time-dependent density functional theory can be established. The resulting fxc is found to be -W/2 where W contains only the short-range (local) part of the Coulomb screened interaction. This simple approximation was successfully applied to optical absorption spectra of some excitonic crystals, reproducing not only the continuum excitons but also the bound ones.