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arXiv:1807.09687

Finite temperature coupled cluster theories for extended systems

Felix Hummel

Published Jul 24, 2018• 0 citations
arXivHTMLPDF

Abstract

At zero temperature coupled cluster theory is widely used to predict total energies, ground state expectation values and even excited states for molecules and extended systems. Generalizations to finite temperature exist, however, they are in practice several orders of magnitude more demanding compared to the zero temperature case since the amplitudes must be computed and stored for many Matsubara frequencies to yield sufficiently accurate results. Instead of using Matsubara frequencies one can also work directly in the imaginary time domain on the compact interval [0, beta]. The arising imaginary time dependent coupled cluster amplitude integral equations are solved numerically on a non-uniform grid. About a dozen grid points provide sufficient accuracy if the Hamiltonian is repartitioned to include particle/hole interactions in the non-perturbative part. In this framework the transition from finite to zero temperature is uniform and comes at no extra costs, allowing, for instance, to benchmark fractional occupancy formulations of coupled cluster theories. Finite temperature direct ring coupled cluster doubles free energies are calculated for various temperatures for solid lithium, a metallic system, and for solid silicon, a semiconductor.

DOI
10.48550/arxiv.1807.09687

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At zero temperature coupled cluster theory is widely used to predict total energies, ground state expectation values and even excited states for molecules and extended systems. Generalizations to finite temperature exist, however, they are in practice several orders of magnitude more demanding compared to the zero temperature case since the amplitudes must be computed and stored for many Matsubara frequencies to yield sufficiently accurate results. Instead of using Matsubara frequencies one can also work directly in the imaginary time domain on the compact interval [0, beta]. The arising imaginary time dependent coupled cluster amplitude integral equations are solved numerically on a non-uniform grid. About a dozen grid points provide sufficient accuracy if the Hamiltonian is repartitioned to include particle/hole interactions in the non-perturbative part. In this framework the transition from finite to zero temperature is uniform and comes at no extra costs, allowing, for instance, to benchmark fractional occupancy formulations of coupled cluster theories. Finite temperature direct ring coupled cluster doubles free energies are calculated for various temperatures for solid lithium, a metallic system, and for solid silicon, a semiconductor.
At zero temperature, coupled cluster theories are widely used to predict total energies, ground state expectation values, and even excited states for molecules and extended systems. However, for systems with a small band gap, such as metals, the zero-temperature approximation does not necessarily hold. Thermal effects may even give rise to interesting chemistry on metal surfaces. Most approaches to temperature dependent electronic properties employ finite temperature perturbation theory in the Matsubara frequency formulation. Computations require a large number of Matsubara frequencies to yield sufficiently accurate results, especially at low temperatures. This work, and independently the work of White and Chan J. Chem. Theory Comput. 2018 , DOI: 10.1021/acs.jctc.8b00773 , proposes a coupled cluster implementation directly in the imaginary time domain on the compact interval [0, β], closely related to the thermal cluster cumulant approach of Sanyal et al. [ Chem. Phys. Lett. 1992 , 192 , 55 - 61 ] , Sanyal et al. [ Phys. Rev. E 1993 , 48 , 3373 - 3389 ], and Mandal et al. [ Int. J. Mod. Phys. B 2003 , 17 , 5367 - 5377 ]. Here, the arising imaginary time dependent coupled cluster amplitude integral equations are solved in the linearized direct ring doubles approximation, also referred to as Tamm-Dancoff approximation with second order (linearized) screened exchange. In this framework, the transition from finite to zero temperature is uniform and comes at no extra costs, allowing to go to temperatures as low as room temperature. In this approximation, correlation grand potentials are calculated over a wide range of temperatures for solid lithium, a metallic system, and for solid silicon, a semiconductor.
We present a time-dependent formulation of coupled cluster theory. This theory allows for direct computation of the free energy of quantum systems at finite temperature by imaginary time integration and is closely related to the thermal cluster cumulant theory of Mukherjee and co-workers [ Chem. Phys. Lett. 1992 , 192 , 55 -61 ; Phys. Rev. E 1993 , 48 , 3373 -3389 ; Chem. Phys. Lett. 2001 , 335 , 281 -288 ; Chem. Phys. Lett. 2002 , 352 , 63 -69 ; Int. J. Mod. Phys. B 2003 , 17 , 5367 -5377 ]. Our derivation of the finite-temperature theory highlights connections to perturbation theory and to zero-temperature coupled cluster theory. We show explicitly how the finite-temperature coupled cluster singles and doubles amplitude equations can be derived in analogy with the zero-temperature theory and how response properties can be efficiently computed using a variational Lagrangian. We discuss the implementation for realistic systems and showcase the potential utility of the method with calculations of the exchange correlation energy of the uniform electron gas under warm dense matter conditions.
The workhorse method of computational materials science is undeniably density functional theory in the Kohn-Sham framework of approximate exchange and correlation energy functionals. However, the need for highly accurate predictions of ground and excited state properties in materials science motivates the further development and exploration of alternative as well as complementary techniques. Among these alternative approaches, quantum chemical wavefunction based theories and in particular coupled cluster theory hold the promise to fill a gap in the toolbox of computational materials scientists. Coupled cluster (CC) theory provides a compelling framework of approximate infinite-order perturbation theory in the form of an exponential of cluster operators describing the true quantum many-body effects of the electronic wave function at a computational cost that, despite being significantly more expensive than DFT, scales polynomially with system size. The hierarchy of size-extensive approximate methods established in the framework of CC theory achieves systematic improvability for many materials properties. This is in contrast to currently available density functionals that often suffer from uncontrolled approximations that limit the accuracy in the prediction of materials properties. In this tutorial-style review we will introduce basic concepts of coupled cluster theory and recent developments that increase its computational efficiency for calculations of molecules, solids and materials in general. We will touch upon the connection between coupled cluster theory and the random-phase approximation to bridge the gap between traditional quantum chemistry and many-body Green’s function theories that are widely-used in the field of solid state physics. We will discuss various approaches to improve the computational performance without compromising accuracy. These approaches include large-scale parallel design as well as techniques that reduce the prefactor of the computational complexity. A central part of this article discusses the convergence of calculated properties to the thermodynamic limit which is of significant importance for reliable predictions of materials properties and constitutes an additional challenge compared to calculations of large molecules. Furthermore we mention technical aspects of computer code implementations of periodic coupled cluster theories in different numerical frameworks of the one-electron orbital basis; the projector-augmented-wave formalism using a plane wave basis set and the numeric atom-centered-orbital with resolution-of-identity.
We extend the finite-temperature Keldysh non-equilibrium coupled cluster theory (Keldysh-CC) [A. F. White and G. K.-L. Chan, J. Chem. Theory Comput. 15, 6137–6253 (2019)] to include a time-dependent orbital basis. When chosen to minimize the action, such a basis restores local and global conservation laws (Ehrenfest’s theorem) for all one-particle properties while remaining energy conserving for time-independent Hamiltonians. We present the time-dependent Keldysh orbital-optimized coupled cluster doubles method in analogy with the formalism for zero-temperature dynamics, extended to finite temperatures through the time-dependent action on the Keldysh contour. To demonstrate the conservation property and understand the numerical performance of the method, we apply it to several problems of non-equilibrium finite-temperature dynamics: a 1D Hubbard model with a time-dependent Peierls phase, laser driving of molecular H2, driven dynamics in warm-dense silicon, and transport in the single impurity Anderson model.
We discuss the theory and implementation of the finite temperature coupled cluster singles and doubles (FT-CCSD) method including the equations necessary for an efficient implementation of response properties. Numerical aspects of the method including the truncation of the orbital space and integration of the amplitude equations are tested on some simple systems, and we provide some guidelines for applying the method in practice. The method is then applied to the 1D Hubbard model, the uniform electron gas (UEG) at warm, dense conditions, and some simple materials. The performance of model systems at high temperatures is encouraging: for the one-dimensional Hubbard model, FT-CCSD provides a qualitatively accurate description of finite-temperature correlation effects even at U = 8, and it allows for the computation of systematically improvable exchange-correlation energies of the warm, dense UEG over a wide range of conditions. We highlight the obstacles that remain in using the method for realistic ab initio calculations on materials.
Finite-temperature many-body perturbation theory in the grand-canonical ensemble is fundamental to numerous methods for computing electronic properties at nonzero temperature, such as finite-temperature coupled-cluster. In most applications it is the average number of electrons that is known rather than the chemical potential. Expensive correlation calculations must be repeated iteratively in search for the interacting chemical potential that yields the desired average number of electrons. In extended systems with mobile charges the situation is particular, however. Long-ranged electrostatic forces drive the charges such that the average ratio of negative and positive charges is one for any finite chemical potential. All properties per electron are expected to be virtually independent of the chemical potential, as they are in an electric wire at different voltage potentials. This work shows that per electron, the exchange-correlation free energy and the exchange-correlation grand potential indeed agree in the infinite-size limit. Thus, only one expensive correlation calculation suffices for each system size, sparing the search for the interacting chemical potential. This work also demonstrates the importance of regularizing the Coulomb interaction such that each electron on average interacts only with as many electrons as there are electrons in the simulation, avoiding interactions with periodic images. Numerical calculations of the warm uniform electron gas have been conducted with the Spencer-Alavi regularization employing the finite-temperature Hartree approximation for the self-consistent field and linearized finite-temperature direct-ring coupled-cluster doubles for treating correlation.